MARSHALL WACE, LLP Q3 2021 Filing

Filed November 15, 2021

Portfolio Value

$24.1M

Holdings

2,766

Report Date

Q3 2021

Filing Type

13F-HR

All Holdings (2,766 positions)

#	Stock	Shares	Value	% Portfolio	Type
1901	CFBCROSSFIRST BANKS	109,957	$1.4M	5.94%
1902	—CF ACQUISITION-A	147,171	$1.4M	5.93%	Call
1903	—KENSINGTON-CL A	171,911	$1.4M	5.91%
1904	—IVANHOE CAP-A	143,590	$1.4M	5.91%	Call
1905	AGLWQAGILETHOUGHT INC	150,000	$1.4M	5.90%	Call
1906	HYGJanuary 22 Puts on HYG US at 86, American	16,200	$1.4M	5.88%	Put
1907	LOWLOWE'S COS INC	6,980	$1.4M	5.88%
1908	QUOTUSDQUOTIENT TECHNOL	243,297	$1.4M	5.88%
1909	GIIIG III APPAREL	50,007	$1.4M	5.87%
1910	JNKJanuary 22 Calls on JNK US at 111, American	12,900	$1.4M	5.86%	Call
1911	GWWWW GRAINGER INC	3,589	$1.4M	5.86%
1912	OWLBLUE OWL CAPITAL	90,701	$1.4M	5.86%
1913	JNJOctober 21 Puts on JNJ US at 162.5, American	8,700	$1.4M	5.83%	Put
1914	VAPOVAPOTHERM INC	62,746	$1.4M	5.80%
1915	ESEAEUROSEAS LTD	41,474	$1.4M	5.79%
1916	NKEDecember 21 Calls on NKE US at 160, American	9,600	$1.4M	5.79%	Call
1917	—DICE THERAPEUTI	42,500	$1.4M	5.78%
1918	MIRMMIRUM PHARMACEUT	69,509	$1.4M	5.75%
1919	OXYDecember 21 Calls on OXY US at 33, American	46,800	$1.4M	5.75%	Call
1920	XRXXEROX HOLDINGS C	68,601	$1.4M	5.75%
1921	GILDJune 22 Puts on GILD US at 57.5, American	19,800	$1.4M	5.74%	Put
1922	CYBRCYBERARK SOFTWAR	8,748	$1.4M	5.73%
1923	—EXECUTIVE NET-A	140,610	$1.4M	5.73%	Call
1924	—NORTHERN STAR -A	138,993	$1.4M	5.73%	Call
1925	—SOCIAL CAPITAL-A	140,174	$1.4M	5.71%
1926	—CYXTERA TECHNOLO	148,406	$1.4M	5.70%	Call
1927	NVDAOctober 21 Calls on NVDA US at 220, American	6,600	$1.4M	5.68%	Call
1928	VRNSVARONIS SYSTEMS	22,412	$1.4M	5.66%
1929	—RMG ACQUISITION	140,095	$1.4M	5.66%	Call
1930	HCCIUSDHERITAGE-CRYSTAL	46,993	$1.4M	5.66%
1931	PSOPEARSON PLC-ADR	139,939	$1.4M	5.62%
1932	AEVAWAEVA TECHNOLOGIE	170,000	$1.4M	5.61%	Call
1933	—APOLLO ENDOSURGE	149,022	$1.4M	5.61%
1934	KOOctober 21 Puts on KO US at 52.5, American	25,700	$1.3M	5.60%	Put
1935	—FIRST RESERVE-A	135,878	$1.3M	5.59%	Call
1936	KNDIKANDI TECHNOLOGI	302,180	$1.3M	5.59%
1937	—BIT MININ-SP ADR	164,541	$1.3M	5.59%
1938	XLEMarch 22 Puts on XLE US at 50, American	25,800	$1.3M	5.58%	Put
1939	ATKRATKORE INC	15,462	$1.3M	5.58%
1940	SUNLSUNLIGHT FINANCI	252,499	$1.3M	5.57%
1941	KRYSKRYSTAL BIOTECH	25,655	$1.3M	5.56%
1942	CAGCONAGRA BRANDS I	39,478	$1.3M	5.55%
1943	XLUSPDR-UTIL SELECT	20,899	$1.3M	5.55%
1944	—BM TECHNOLOGIES	150,000	$1.3M	5.54%	Call
1945	CAMTCAMTEK LTD	31,676	$1.3M	5.54%
1946	—HEALTHCOR CATALI	134,503	$1.3M	5.53%
1947	—IRONSOURCE LTD-A	122,190	$1.3M	5.52%
1948	—SHAPEWAYS HOLDIN	172,643	$1.3M	5.52%	Call
1949	PRAAPRA GROUP INC	31,523	$1.3M	5.51%
1950	SWTXSPRINGWORKS THER	20,893	$1.3M	5.50%
1951	BBX1USDBLUEGREEN VACATI	51,335	$1.3M	5.50%
1952	CGBDTCG BDC INC	98,709	$1.3M	5.50%
1953	CBSHCOMMERCE BCSHS	18,988	$1.3M	5.49%
1954	TTCFQTATTOOED CHEF IN	71,765	$1.3M	5.49%
1955	EVHEVOLENT HEALTH-A	42,549	$1.3M	5.48%
1956	OPFI/WSOPPFI INC	167,734	$1.3M	5.47%	Call
1957	HNIHNI CORP	35,718	$1.3M	5.45%
1958	KBIAKB FINANCIAL-ADR	28,255	$1.3M	5.44%
1959	—FIRSTMARK HORI-A	133,329	$1.3M	5.43%	Call
1960	—CRUCIBLE ACQUI-A	133,328	$1.3M	5.42%	Call
1961	JOYYJOYY INC-ADR	23,769	$1.3M	5.41%
1962	—ARCHIMEDES- SUB	132,988	$1.3M	5.40%
1963	—PINE ISLAND-CL A	133,329	$1.3M	5.40%	Call
1964	GDXJOctober 21 Puts on GDXJ US at 39, American	33,900	$1.3M	5.40%	Put
1965	OIHJanuary 22 Puts on OIH US at 200, American	6,600	$1.3M	5.40%	Put
1966	OSKOSHKOSH CORP	12,663	$1.3M	5.38%
1967	TALTAL EDUCATIO-ADR	267,533	$1.3M	5.37%
1968	EOGEOG RESOURCES	16,128	$1.3M	5.37%
1969	—DHB CAPITAL-CL A	133,328	$1.3M	5.37%	Call
1970	MRKOctober 21 Calls on MRK US at 76, American	17,200	$1.3M	5.37%	Call
1971	OVVOVINTIV INC	39,271	$1.3M	5.36%
1972	KLTRKALTURA INC	125,481	$1.3M	5.36%
1973	FIBKFIRST INTER/MT-A	31,985	$1.3M	5.35%
1974	AMSWAUSDAMER SOFTWARE-A	54,166	$1.3M	5.34%
1975	—ATI PHYSICAL THE	338,197	$1.3M	5.34%	Call
1976	BCBRUNSWICK CORP	13,487	$1.3M	5.34%
1977	ACTENACT HOLDINGS I	58,516	$1.3M	5.33%
1978	—BENESSERE C-CL A	127,300	$1.3M	5.33%	Call
1979	AMTBAMERANT BANCORP	51,876	$1.3M	5.33%
1980	SWSSUSPRINGWATER SPEC	128,413	$1.3M	5.32%
1981	—FTAC PARNASSUS-A	130,864	$1.3M	5.30%	Call
1982	—AURORA MOBIL-ADR	763,595	$1.3M	5.29%
1983	—EMBARK TECHNOLOG	128,196	$1.3M	5.29%
1984	NVONOVO-NORDISK-ADR	13,222	$1.3M	5.27%
1985	CNXCNX RESOURCES CO	100,532	$1.3M	5.27%
1986	TVTXTRAVERE THERAPEU	52,307	$1.3M	5.27%
1987	—890 5TH AVENUE P	127,901	$1.3M	5.26%	Call
1988	DFSEURDISCOVER FINANCI	10,308	$1.3M	5.26%
1989	—FS DEVELOPMENT-A	127,202	$1.3M	5.26%
1990	UALJanuary 22 Calls on UAL US at 60, American	26,600	$1.3M	5.25%	Call
1991	—BRIDGETOWN HOL-A	128,992	$1.3M	5.25%	Call
1992	XLUOctober 21 Calls on XLU US at 69, American	19,800	$1.3M	5.25%	Call
1993	—POWER & DIG-CL A	124,980	$1.3M	5.25%
1994	—PORTAGE FINTE-A	130,298	$1.3M	5.25%	Call
1995	JNCEEURJOUNCE THERAPEUT	169,686	$1.3M	5.24%
1996	KRUSKURA SUSHI USA-A	28,814	$1.3M	5.23%
1997	OLMAOLEMA PHARMACEUT	45,578	$1.3M	5.22%
1998	INMBINMUNE BIO INC	64,650	$1.3M	5.22%
1999	ECHISHARES MSCI CHI	48,283	$1.3M	5.21%
2000	SPIR/WSSPIRE GLOBAL INC	100,000	$1.3M	5.20%	Call

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