MARSHALL WACE, LLP Q3 2021 Filing

Filed November 15, 2021

Portfolio Value

$24.1M

Holdings

2,766

Report Date

Q3 2021

Filing Type

13F-HR

All Holdings (2,766 positions)

#	Stock	Shares	Value	% Portfolio	Type
101	TRHCEURTABULA RASA HEAL	33,237	$871K	3.62%
102	LEVILEVI STRAUSS-A	35,412	$868K	3.60%
103	PDSBPDS BIOTECHNOLOG	58,173	$867K	3.60%
104	SRRKSCHOLAR ROCK HOL	26,217	$866K	3.60%
105	—B RILEY PRINCI-A	88,728	$865K	3.59%
106	—SCORE MEDIA AND	25,183	$862K	3.58%
107	RPMRPM INTL INC	11,068	$860K	3.57%
108	EWQISHARES-FRANCE	23,061	$859K	3.57%
109	BBEUJPM BETABUIL EUR	15,000	$856K	3.55%
110	LPROOPEN LENDING C-A	23,743	$856K	3.55%
111	CITUSDCIT GROUP INC	16,466	$855K	3.55%
112	CLFOctober 21 Calls on CLF US at 33, American	43,100	$854K	3.55%	Call
113	LSTRLANDSTAR SYSTEM	5,389	$850K	3.53%
114	SBOWEURSILVERBOW RESOUR	34,632	$848K	3.52%
115	IRMIRON MOUNTAIN	19,503	$847K	3.52%
116	—BRIDGETOWN 2 H-A	85,183	$844K	3.50%
117	—BERKSHIRE GREY I	120,000	$844K	3.50%	Call
118	—HUIZE HOLDIN-ADR	369,656	$843K	3.50%
119	LVLNJune 22 Calls on KRE US at 74, American	12,400	$840K	3.49%	Call
120	NBNNORTHEAST BANK	24,886	$839K	3.48%
121	CHTRCHARTER COMMUN-A	1,152	$838K	3.48%
122	PCRXPACIRA BIOSCIENC	14,941	$837K	3.48%
123	—SPORTSTEK ACQU-A	85,472	$833K	3.46%
124	CRCCAN NATURAL RES	22,700	$830K	3.45%
125	BCBEURPRIMO WATER CORP	52,800	$830K	3.45%
126	HACKUSDPUREFUNDS ISE CY	13,614	$828K	3.44%
127	ERXDIR ENRGY BUL3X	31,639	$828K	3.44%
128	—AGRICO ACQUISI-A	82,500	$826K	3.43%
129	PGOctober 21 Puts on PG US at 136, American	5,900	$825K	3.43%	Put
130	—SYROS PHARMACEUT	183,451	$820K	3.41%
131	NWLINATIONAL WESTE-A	3,894	$820K	3.41%
132	CCLJune 22 Calls on CCL US at 42.5, American	32,700	$818K	3.40%	Call
133	IMXIINTERNATIONAL MO	48,887	$816K	3.39%
134	PRGSPROGRESS SOFTWAR	16,575	$815K	3.38%
135	PFSWUSDPFSWEB INC	63,113	$814K	3.38%
136	—PROSPECTOR CAP-A	83,328	$813K	3.38%	Call
137	KAMNUSDKAMAN CORP	22,759	$812K	3.37%
138	JFUUSD9F INC-ADR	477,928	$812K	3.37%
139	—BLUERIVER ACQU-A	83,328	$812K	3.37%	Call
140	EFAOctober 21 Calls on EFA US at 79.5, American	10,400	$811K	3.37%	Call
141	—LOGISTICS INN-A	83,330	$810K	3.36%	Call
142	IWMJanuary 22 Puts on IWM US at 224, American	3,700	$809K	3.36%	Put
143	FSPFRANKLIN STREET	174,017	$807K	3.35%
144	GSBCGREAT SOUTHN BAN	14,718	$807K	3.35%
145	—BM TECHNOLOGIES	90,627	$807K	3.35%
146	—SHARPS COMPLIANC	97,451	$806K	3.35%
147	—BITE ACQUISITION	82,700	$805K	3.34%	Call
148	CRMTAMERICA'S CAR-MA	6,891	$805K	3.34%
149	N1KNEWAGE INC	578,655	$804K	3.34%
150	GOOGLOctober 21 Puts on GOOGL US at 2645, American	300	$802K	3.33%	Put
151	ORCLNovember 21 Calls on ORCL US at 95, American	9,200	$802K	3.33%	Call
152	—BANCO SANTA-ADR	139,716	$801K	3.33%
153	DRQEURDRIL-QUIP INC	31,803	$801K	3.33%
154	ARANTERO RESOURCES	42,491	$799K	3.32%
155	WWDWOODWARD INC	7,059	$799K	3.32%
156	FFINFIRST FIN BANKSH	17,315	$796K	3.31%
157	—PERELLA WEINBERG	60,000	$795K	3.30%	Call
158	—ENETI INC	47,608	$795K	3.30%
159	LVLNJanuary 22 Puts on KRE US at 63, American	11,700	$793K	3.29%	Put
160	—HEALTH SCIENCES	80,067	$792K	3.29%
161	XLEMarch 22 Puts on XLE US at 44, American	15,200	$792K	3.29%	Put
162	YMMFULL TRUCK A-ADR	51,623	$792K	3.29%
163	35OBSCULPTOR CAPITAL	28,368	$792K	3.29%
164	JNJOctober 21 Puts on JNJ US at 157.5, American	4,900	$791K	3.28%	Put
165	SRAXSRAX INC	147,822	$789K	3.28%
166	KWEBKRANESHARES CSI	16,682	$789K	3.28%
167	—DEL TACO RESTAUR	90,425	$789K	3.28%
168	—TRINSEO SA	14,607	$788K	3.27%
169	CABACABALETTA BIO IN	64,155	$780K	3.24%
170	URAGLOBAL X URANIUM	32,727	$779K	3.23%
171	PLTRPALANTIR TECHN-A	32,423	$779K	3.23%
172	—NISUN INTERNATIO	65,978	$779K	3.23%
173	INCRINTERCURE LTD	112,947	$776K	3.22%
174	UPBDRENT-A-CENTER	13,798	$775K	3.22%
175	DREUSDDUKE REALTY CORP	16,190	$775K	3.22%
176	AVTAVNET INC	20,940	$774K	3.21%
177	VLDXWVELO3D INC	92,200	$772K	3.21%	Call
178	PCARPACCAR INC	9,765	$771K	3.20%
179	MAXNMAXEON SOLAR TEC	43,721	$771K	3.20%
180	IBMOctober 21 Calls on IBM US at 139, American	5,800	$770K	3.20%	Call
181	CURVTORRID HOLDINGS	49,856	$769K	3.19%
182	ALCOALICO INC	22,369	$766K	3.18%
183	RBAGBPRITCHIE BROS	12,415	$766K	3.18%
184	FAFIRST ADVANTAGE	40,145	$764K	3.17%
185	WYNNWYNN RESORTS LTD	8,930	$757K	3.14%
186	TBLATABOOLA.COM LTD	89,314	$756K	3.14%
187	MNRUSDMONMOUTH REAL ES	40,319	$752K	3.12%
188	—NEW VISTA ACQ-A	76,798	$749K	3.11%	Call
189	QA4AGENTHERM INC	9,263	$749K	3.11%
190	MEOHMETHANEX CORP	16,233	$748K	3.11%
191	UALFebruary 22 Calls on UAL US at 60, American	15,700	$747K	3.10%	Call
192	METAJanuary 22 Puts on FB US at 320, American	2,200	$747K	3.10%	Put
193	GBTUSDGLOBAL BLOOD THE	29,307	$747K	3.10%
194	—DRAGONEER GRO- A	75,000	$746K	3.10%
195	SONOSONOS INC	23,011	$745K	3.09%
196	XOPDecember 21 Puts on XOP US at 81, American	7,700	$745K	3.09%	Put
197	OPGNOPGEN INC	258,239	$744K	3.09%
198	ORGOORGANOGENESIS HO	52,119	$742K	3.08%
199	ALKALASKA AIR GROUP	12,599	$738K	3.06%
200	GTLSCHART INDUSTRIES	3,863	$738K	3.06%

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