MARSHALL WACE, LLP Q3 2021 Filing

Filed November 15, 2021

Portfolio Value

$24.1M

Holdings

2,766

Report Date

Q3 2021

Filing Type

13F-HR

All Holdings (2,766 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	UNPUNION PAC CORP	5,085	$997K	4.14%
2	FWONALIBERTY MEDIA-C	19,331	$994K	4.13%
3	WAFDWASH FED	28,911	$992K	4.12%
4	MNKDMANNKIND CORP	227,885	$991K	4.12%
5	—GORES HOLD VII-A	101,078	$989K	4.11%	Call
6	—GORES METROPOU-A	99,992	$988K	4.10%	Call
7	AMZNOctober 21 Puts on AMZN US at 3260, American	300	$986K	4.09%	Put
8	AMZNJanuary 22 Puts on AMZN US at 3000, American	300	$986K	4.09%	Put
9	UALMarch 22 Puts on UAL US at 42, American	20,700	$985K	4.09%	Put
10	0VVBVIACOMCBS INC-B	24,912	$985K	4.09%
11	LBTYBLIBERTY GLOBAL-C	33,404	$984K	4.09%
12	—HPX CORP	99,999	$984K	4.09%	Call
13	XMEOctober 21 Calls on XME US at 41, American	23,500	$981K	4.07%	Call
14	AVNSAVANOS MEDICAL I	31,441	$981K	4.07%
15	—OAKTREE ACQ-CL A	99,996	$980K	4.07%	Call
16	DPZDOMINO'S PIZZA	2,054	$980K	4.07%
17	ENPHENPHASE ENERGY	6,536	$980K	4.07%
18	GDXJune 22 Puts on GDX US at 30, American	33,200	$978K	4.06%	Put
19	IQLTISHARES INT QUAL	25,825	$978K	4.06%
20	—PRIVETERRA ACQ-A	100,330	$978K	4.06%	Call
21	XOPMarch 22 Puts on XOP US at 88, American	10,100	$977K	4.06%	Put
22	—FINSERV ACQUIS-A	100,284	$976K	4.05%
23	IEURISHA CORE EUROPE	17,388	$975K	4.05%
24	USX1November 21 Calls on X US at 29, American	44,400	$975K	4.05%	Call
25	GRCLGRACELL BIOT-ADR	70,306	$975K	4.05%
26	—PROVIDENT ACQU-A	99,997	$975K	4.05%	Call
27	GDXJOctober 21 Calls on GDXJ US at 39, American	25,400	$974K	4.04%	Call
28	USX1November 21 Puts on X US at 27, American	44,300	$973K	4.04%	Put
29	GOROGOLD RESOURCE CO	619,000	$972K	4.04%
30	AMGAFFIL MANAGERS	6,434	$972K	4.04%
31	GQ9June 22 Calls on GLD US at 168, American	5,900	$969K	4.02%	Call
32	KBEJanuary 22 Calls on KBE US at 59, American	18,300	$968K	4.02%	Call
33	INTCOctober 21 Puts on INTC US at 52.5, American	18,100	$965K	4.01%	Put
34	—BRIGHT HEALTH GR	118,257	$965K	4.01%
35	POWWAMMO INC	156,641	$963K	4.00%
36	HBC2HSBC HOLDING-ADR	36,805	$962K	3.99%
37	GMGENERAL MOTORS C	18,232	$961K	3.99%
38	—NIGHTDRAGON AC-A	98,311	$960K	3.99%	Call
39	RJR1STEREOTAXIS INC	178,183	$959K	3.98%
40	—OTONOMO TECHNOLO	200,000	$956K	3.97%	Call
41	—SCVX CORP-CL A	96,006	$953K	3.96%	Call
42	—OCEANTECH A-CL A	96,500	$953K	3.96%	Call
43	CVCYUSDCENTRAL VALLEY	44,224	$951K	3.95%
44	WYNNJanuary 22 Calls on WYNN US at 105, American	11,200	$949K	3.94%	Call
45	WNSNWNS HOLDINGS-ADR	11,574	$947K	3.93%
46	EVREVERCORE INC	7,084	$947K	3.93%
47	GSNovember 21 Calls on GS US at 390, American	2,500	$945K	3.92%	Call
48	TCRTZIOPHARM ONCOLOG	518,868	$944K	3.92%
49	NABLN-ABLE INC	75,836	$941K	3.91%
50	VIASPVIA RENEWABLES I	92,327	$941K	3.91%
51	USIOUSIO INC	158,598	$939K	3.90%
52	HELEHELEN OF TROY	4,180	$939K	3.90%
53	—NATURAL ORDER AC	95,532	$937K	3.89%
54	—THAYER VENT-A	92,496	$935K	3.88%	Call
55	—CI FINANCIAL COR	46,081	$935K	3.88%
56	TUR*January 22 Puts on TUR US at 22, American	43,900	$933K	3.87%	Put
57	GBIOGBXGENERATION BIO C	37,206	$933K	3.87%
58	VQKARENESOLA LTD-ADR	141,711	$932K	3.87%
59	—KADEM SUSTA-CL A	95,506	$930K	3.86%
60	RKTROCKET COS INC-A	57,972	$930K	3.86%
61	NDAQNASDAQ INC	4,801	$927K	3.85%
62	MXMAGNACHIP SEMICO	52,134	$926K	3.85%
63	OWLTOWLET INC	165,377	$924K	3.84%
64	—HENNESSY CAPIT-A	93,231	$920K	3.82%	Call
65	IBMOctober 21 Calls on IBM US at 145, American	6,900	$916K	3.80%	Call
66	ZMFebruary 22 Calls on ZM US at 490, American	3,500	$915K	3.80%	Call
67	GILDOctober 21 Puts on GILD US at 71, American	13,100	$915K	3.80%	Put
68	ZMOctober 21 Puts on ZM US at 272.5, American	3,500	$915K	3.80%	Put
69	LITBUSDLIGHTINTHEBO-ADR	660,264	$911K	3.78%
70	UEOWESTLAKE CHEMICA	9,979	$910K	3.78%
71	—REE AUTOMOTIVE-A	200,000	$908K	3.77%	Call
72	FXYINVESCO CURRENCY	10,721	$905K	3.76%
73	—DUDDELL STREET-A	92,628	$905K	3.76%
74	CHRCHURCHILL DOWNS	3,769	$905K	3.76%
75	JNJOctober 21 Puts on JNJ US at 165, American	5,600	$904K	3.75%	Put
76	—ALTIMAR ACQUISIT	92,743	$903K	3.75%	Call
77	EDUNEW ORIENTAL-ADR	439,374	$901K	3.74%
78	DINDINE BRANDS GLOB	11,089	$901K	3.74%
79	MTAMETALLA ROYALTY	132,430	$901K	3.74%
80	VLGEAVILLAGE SUPER -A	41,506	$900K	3.74%
81	—HYZON MOTORS INC	129,602	$899K	3.73%
82	—BETTER WORLD ACQ	88,883	$895K	3.72%	Call
83	—ARIES I ACQUIS-A	89,613	$894K	3.71%
84	OCULOCULAR THERAPEUT	89,335	$893K	3.71%
85	YUMCYUM CHINA HO	15,344	$892K	3.70%
86	WABCWESTAMERICA BANC	15,817	$890K	3.70%
87	IXCISHARES-GLB ENRG	33,092	$889K	3.69%
88	—GOLDENBRIDGE ACQ	89,576	$889K	3.69%	Call
89	COMPCOMPASS INC - A	67,083	$889K	3.69%
90	GPACGLOBAL PARTNER-A	91,433	$887K	3.68%	Call
91	DIODDIODES INC	9,790	$887K	3.68%
92	—AIRSPAN NETWORKS	132,500	$885K	3.68%	Call
93	PEOEXELON CORP	18,286	$884K	3.67%
94	DOWDOW INC	15,355	$884K	3.67%
95	NEMJune 22 Puts on NEM US at 57.5, American	16,200	$880K	3.65%	Put
96	ORCLDecember 21 Puts on ORCL US at 90, American	10,100	$880K	3.65%	Put
97	—WHEELS UP EXPERI	133,329	$879K	3.65%	Call
98	—IRON SPARK I-A	87,771	$878K	3.65%
99	REPXRILEY EXPLORATIO	37,192	$873K	3.63%
100	ATOMATOMERA INC	37,755	$872K	3.62%

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