MARSHALL WACE, LLP Q2 2022 Filing

Filed August 15, 2022

Portfolio Value

$48.6M

Holdings

3,230

Report Date

Q2 2022

Filing Type

13F-HR

All Holdings (3,230 positions)

#	Stock	Shares	Value	% Portfolio	Type
3901	MRNASeptember 22 Calls on MRNA US at 160, American	1,700	$243K	0.50%	Call
3902	MRNAOctober 22 Calls on MRNA US at 160, American	1,700	$243K	0.50%	Call
3903	MRNAOctober 22 Puts on MRNA US at 115, American	1,700	$243K	0.50%	Put
3904	QDELQUIDELORTHO CORP	2,505	$243K	0.50%
3905	MRNASeptember 22 Puts on MRNA US at 145, American	1,700	$243K	0.50%	Put
3906	XLKSeptember 22 Calls on XLK US at 135, American	1,900	$242K	0.50%	Call
3907	SIENUSDSIENTRA INC	288,642	$242K	0.50%
3908	WHWKAADI BIOSCIENCE	19,564	$242K	0.50%
3909	NVDAAugust 22 Calls on NVDA US at 175, American	1,600	$242K	0.50%	Call
3910	BILLBILL.COM HOLDING	2,200	$242K	0.50%
3911	LYVLIVE NATION ENTE	2,913	$241K	0.50%
3912	LNDBRASILA- SPN ADR	50,804	$241K	0.50%
3913	BHLWQBENSON HILL INC	88,494	$241K	0.50%	Call
3914	HOFVWHALL OF FAME RES	405,000	$241K	0.50%	Call
3915	LUNALUNA INNOVATIONS	41,378	$241K	0.50%
3916	COSTSeptember 22 Puts on COST US at 450, American	500	$240K	0.49%	Put
3917	COSTSeptember 22 Puts on COST US at 440, American	500	$240K	0.49%	Put
3918	COSTSeptember 22 Puts on COST US at 445, American	500	$240K	0.49%	Put
3919	BRBSBLUE RIDGE BNKSH	15,686	$240K	0.49%
3920	COSTJanuary 23 Puts on COST US at 405, American	500	$240K	0.49%	Put
3921	BABAOctober 22 Calls on BABA US at 120, American	2,100	$238K	0.49%	Call
3922	PRLDPRELUDE THERAPEU	45,716	$238K	0.49%
3923	TSMSeptember 22 Puts on TSM US at 85, American	2,900	$237K	0.49%	Put
3924	PC6APETROCHINA -ADR	5,079	$237K	0.49%
3925	VDecember 22 Puts on V US at 185, American	1,200	$236K	0.49%	Put
3926	FMTXFORMA THERAPEUTI	34,142	$236K	0.49%
3927	IFSINTERCORP FINANC	10,052	$236K	0.49%
3928	WYNNWYNN RESORTS LTD	4,121	$235K	0.48%
3929	FHBFIRST HAWAIIA	10,287	$234K	0.48%
3930	—NOCTURNE ACQUISI	22,522	$233K	0.48%
3931	RVNCEURREVANCE THERAPEU	16,858	$233K	0.48%
3932	HOLXHOLOGIC INC	3,360	$233K	0.48%
3933	PPTAPERPETUA RESOURC	70,064	$232K	0.48%
3934	CXMSPRINKLR INC-A	22,937	$232K	0.48%
3935	KWEBMarch 23 Puts on KWEB US at 35, American	7,100	$232K	0.48%	Put
3936	PFESeptember 22 Puts on PFE US at 52.5, American	4,400	$231K	0.48%	Put
3937	PKBKPARKE BANCORP	11,000	$231K	0.48%
3938	WFCJanuary 23 Calls on WFC US at 42.5, American	5,900	$231K	0.48%	Call
3939	IEZISHARES-DJ O E S	14,432	$231K	0.48%
3940	ACNTSYNALLOY CORP	16,482	$231K	0.48%
3941	IEVISHARES-S&P EURO	5,400	$231K	0.48%
3942	PFEFebruary 23 Puts on PFE US at 42.5, American	4,400	$231K	0.48%	Put
3943	IBTXUSDINDEPENDENT BANK	3,380	$230K	0.47%
3944	CBANCOLONY BANKCORP	15,275	$230K	0.47%
3945	ICLKGBPICLICK INTER-ADR	344,207	$229K	0.47%
3946	—GASLOG PARTNERS	41,347	$229K	0.47%
3947	—CHW ACQUISITION	29,388	$229K	0.47%	Call
3948	IHEISHARES-DJ PH IN	1,196	$229K	0.47%
3949	CSTLCASTLE BIOSCIENC	10,400	$228K	0.47%
3950	BABANovember 22 Puts on BABA US at 100, American	2,000	$227K	0.47%	Put
3951	IEXIDEX CORP	1,257	$227K	0.47%
3952	WWAYFAIR INC- A	5,203	$227K	0.47%
3953	1T7TRICIDA INC	23,429	$227K	0.47%
3954	WFCJanuary 23 Calls on WFC US at 50, American	5,800	$227K	0.47%	Call
3955	EWYJuly 22 Puts on EWY US at 61, American	3,900	$227K	0.47%	Put
3956	REFICHICAGO ATLANTIC	15,098	$227K	0.47%
3957	GBIOGBXGENERATION BIO C	34,473	$226K	0.46%
3958	LUNGPULMONX CORP	15,341	$226K	0.46%
3959	JPMJanuary 23 Calls on JPM US at 135, American	2,000	$225K	0.46%	Call
3960	JPMDecember 22 Puts on JPM US at 115, American	2,000	$225K	0.46%	Put
3961	SNDXSYNDAX PHARMACEU	11,637	$224K	0.46%
3962	FXBSeptember 22 Puts on FXB US at 118, American	1,900	$223K	0.46%	Put
3963	—ZYMERGEN INC	181,580	$223K	0.46%
3964	XMTRXOMETRY INC-A	6,557	$222K	0.46%
3965	MNTKMONTAUK RENEWABL	22,100	$222K	0.46%
3966	MAJanuary 23 Calls on MA US at 390, American	700	$221K	0.45%	Call
3967	MAJanuary 23 Calls on MA US at 385, American	700	$221K	0.45%	Call
3968	MOMOHELLO -SPN ADR	43,675	$221K	0.45%
3969	MAJanuary 23 Calls on MA US at 380, American	700	$221K	0.45%	Call
3970	CLWCLEARWATER	6,543	$220K	0.45%
3971	GOOGJuly 22 Calls on GOOG US at 2240, American	100	$219K	0.45%	Call
3972	—EMAGIN CORP	335,103	$219K	0.45%
3973	GQ9July 22 Puts on GLD US at 164, American	1,300	$219K	0.45%	Put
3974	GOOGJanuary 23 Puts on GOOG US at 1950, American	100	$219K	0.45%	Put
3975	GOOGJuly 22 Puts on GOOG US at 2140, American	100	$219K	0.45%	Put
3976	—BERKSHIRE GREY I	150,000	$218K	0.45%
3977	GOOGLMarch 23 Puts on GOOGL US at 2050, American	100	$218K	0.45%	Put
3978	SKINBEAUTY HEALTH CO	16,800	$217K	0.45%
3979	VAugust 22 Puts on V US at 200, American	1,100	$217K	0.45%	Put
3980	QCOMJuly 22 Calls on QCOM US at 135, American	1,700	$217K	0.45%	Call
3981	ARRYARRAY TECHNOLOGI	19,618	$217K	0.45%
3982	QCOMJuly 22 Puts on QCOM US at 125, American	1,700	$217K	0.45%	Put
3983	LDOSLEIDOS HOLDINGS	2,157	$217K	0.45%
3984	BABADecember 22 Calls on BABA US at 130, American	1,900	$216K	0.44%	Call
3985	—APOLLO ENDOSURGE	58,923	$215K	0.44%
3986	LVLNMarch 23 Calls on KRE US at 66, American	3,700	$215K	0.44%	Call
3987	DEDEERE & CO	717	$215K	0.44%
3988	—SKYDECK ACQUIS-A	21,933	$214K	0.44%	Call
3989	MRNASeptember 22 Puts on MRNA US at 150, American	1,500	$214K	0.44%	Put
3990	MRNASeptember 22 Puts on MRNA US at 140, American	1,500	$214K	0.44%	Put
3991	MRNAOctober 22 Calls on MRNA US at 165, American	1,500	$214K	0.44%	Call
3992	MIRMMIRUM PHARMACEUT	10,960	$214K	0.44%
3993	ADTNEURADTRAN INC	12,227	$213K	0.44%
3994	FXEJuly 22 Puts on FXE US at 97.5, American	2,200	$213K	0.44%	Put
3995	GDXJNovember 22 Calls on GDXJ US at 42, American	6,600	$211K	0.43%	Call
3996	MCBSMETROCITY BANKSH	10,442	$211K	0.43%
3997	GDXJSeptember 22 Calls on GDXJ US at 45, American	6,600	$211K	0.43%	Call
3998	GOLGBPGOL-ADR	61,926	$211K	0.43%
3999	WTSWATTS WATER TE-A	1,711	$210K	0.43%
4000	HLITHARMONIC INC	24,151	$210K	0.43%

PreviousPage 40 of 47Next