MAI Capital Management Q3 2023 Filing

Filed November 14, 2023

Portfolio Value

$6.7B

Holdings

1,073

Report Date

Q3 2023

Filing Type

13F-HR

All Holdings (1,073 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	AAPLApple Inc	1,535,016	$3.0M	0.04%	Put
2	MSFTMicrosoft Corp	792,098	$1.8M	0.03%	Put
3	CLFCleveland Cliffs Inc.	72,831	$1.1M	0.02%	Put
4	AVGOBroadcom Inc	64,646	$996K	0.01%	Put
5	HUBBHubbell Inc. Class B	3,152	$987K	0.01%
6	PNCPNC Financial Services Group	7,912	$971K	0.01%
7	REGNRegeneron Pharmaceuticals Inc	1,173	$965K	0.01%
8	LULULululemon Athletica	2,488	$959K	0.01%
9	EQIXEquinix Corp	1,320	$958K	0.01%
10	STXSeagate Technology Holdings Pl	14,513	$957K	0.01%
11	JOYTJPMorgan US Value Factor ETF	27,400	$949K	0.01%
12	CLXClorox Co	7,239	$948K	0.01%
13	—Reneo Pharmaceuticals Inc	123,720	$942K	0.01%
14	INSPInspire Medical Systems	4,728	$938K	0.01%
15	LIILennox International Inc	2,501	$936K	0.01%
16	—MS MXEF due 02/02/2026	1,015,000	$932K	0.01%
17	IYFiShares Dow Jones US Financial	12,345	$922K	0.01%
18	FEZSPDR Euro STOXX 50 ETF	21,965	$922K	0.01%
19	IPGINTERPUBLIC	32,187	$922K	0.01%
20	ILCGiShares Morningstar Large-Cap	15,430	$920K	0.01%
21	BIDUNBaidu ADR	6,831	$917K	0.01%
22	VBKVanguard Small Cap Growth	4,284	$917K	0.01%
23	LOWLOWES COMPANIES INC	67,857	$914K	0.01%	Put
24	—Riverview Acquisition Corp	103,250	$914K	0.01%
25	PHMPulteGroup Inc	12,339	$913K	0.01%
26	VMWEURVMWare Inc.	5,480	$912K	0.01%
27	IRIngersoll-Rand PLC	14,208	$904K	0.01%	Put
28	PLTRPalantir Technologies Inc	56,077	$897K	0.01%
29	HPQHP Inc.	34,829	$895K	0.01%
30	FHLCFidelity MSCI Health Care Inde	14,638	$886K	0.01%
31	TELTE Connectivity	7,133	$881K	0.01%
32	VRTXVertex Pharmaceuticals	2,504	$870K	0.01%
33	SPHQInvesco S&P 500 Quality ETF	17,355	$868K	0.01%
34	ULUnilever PLC ADR	17,452	$862K	0.01%
35	ITBiShares US Home Construction	10,975	$861K	0.01%
36	AUTLAutolus Therapeutics PLC ADR	369,480	$860K	0.01%
37	KELKellogg Co	14,199	$844K	0.01%
38	KDDIYKDDI Corp	54,932	$841K	0.01%
39	MATMattel, Inc.	38,198	$841K	0.01%
40	FQIDigital Realty Trust Inc	6,918	$837K	0.01%
41	UBERUBER TECHNOLOGIES INC	18,184	$836K	0.01%
42	DRIDarden Restuarants	5,837	$836K	0.01%
43	GWWW. W. Grainger Inc	1,209	$836K	0.01%
44	SCHHSchwab US REIT	46,972	$833K	0.01%
45	—RBC RTY due 3-14-24 15 buff	925,000	$832K	0.01%
46	IXCiShares S&P Global Energy Sect	20,075	$828K	0.01%
47	ULTAUlta Beauty Inc	2,064	$824K	0.01%
48	DGDollar General Corp.	7,747	$819K	0.01%
49	TTCToro Co	9,822	$816K	0.01%
50	PDECInnovator U.S. Eq Power Buffer	25,202	$815K	0.01%
51	EDConsolidated Edison Co of NY	9,505	$812K	0.01%
52	—DFA US Large Cap Equity Instit	32,933	$811K	0.01%
53	GLWCorning, Inc.	26,558	$809K	0.01%
54	TMUST-MOBILE US INC	5,734	$803K	0.01%
55	ATRAptarGroup Inc	6,412	$801K	0.01%
56	SAPSAP SE Spon ADR	6,156	$796K	0.01%
57	ADIAnalog Devices Inc	4,505	$788K	0.01%
58	MKKGYMerck KGaA ADR	23,629	$788K	0.01%
59	YUMCYum China Holdings Inc	13,962	$777K	0.01%
60	PWRQuanta Services Inc.	4,147	$775K	0.01%
61	—California Bancorp	38,512	$774K	0.01%
62	UBSUBS AG	31,343	$772K	0.01%
63	ELEstee Lauder	5,340	$771K	0.01%
64	—SPDR Portfolio Large Cap ETF	15,242	$766K	0.01%
65	—Dimensional International Core	32,828	$766K	0.01%
66	IDCBYIndustrial & Commercial Bk of	80,293	$765K	0.01%
67	DDDuPont de Nemours Inc	10,234	$763K	0.01%
68	ONON Semiconductor Corp	8,185	$760K	0.01%
69	MCOMoody's Corp.	2,396	$757K	0.01%
70	—Jacobs Engineering Group Inc	5,553	$757K	0.01%
71	IPInternational Paper Company	21,305	$755K	0.01%
72	—GS MXEA due 9-20-24 15 buff	775,000	$751K	0.01%
73	CHTChunghwa Telecom Co Ltd ADR	20,921	$751K	0.01%
74	UNCRYUniCredit SpA ADR	62,264	$749K	0.01%
75	RITMRithm Capital Corp	80,682	$749K	0.01%
76	—Innovator Nasdaq-100 Pwr Bffr	17,820	$745K	0.01%
77	ALSAllstate Corp	6,675	$743K	0.01%
78	—SPDR Portfolio Small Cap ETF	20,097	$741K	0.01%
79	ODFLOld Dominion Freight	1,809	$740K	0.01%
80	—RBC RTY due 02/02/2026	815,000	$739K	0.01%
81	IYHiShares US Healthcare Index	2,732	$737K	0.01%
82	ADSKAutodesk	3,563	$737K	0.01%
83	EWEdwards Lifesciences Corp.	10,611	$735K	0.01%
84	PAYXPaychex Inc	6,353	$732K	0.01%
85	SHOPShopify Inc	13,407	$731K	0.01%
86	ROKRockwell Automation Inc.	2,557	$731K	0.01%
87	—Iron Mountain Inc	12,261	$728K	0.01%
88	FNDBSchwab Fundamental US Broad Ma	13,190	$726K	0.01%
89	—America Movil SAB de CV ADR -	41,777	$723K	0.01%
90	CTSHCognizant Technology Solutions	10,663	$722K	0.01%
91	BAHBooz Allen Hamilton Holding	6,594	$720K	0.01%
92	OXYOccidental Petroleum	11,067	$718K	0.01%
93	DVNDevon Energy Corp	15,039	$717K	0.01%
94	FASTFastenal Co	13,114	$716K	0.01%
95	USRTiShares Core U.S. REIT ETF	15,185	$716K	0.01%
96	XFEBFirst Trust Health Care Alpha	7,351	$714K	0.01%
97	AVNTAvient Corp	20,124	$710K	0.01%
98	DOXAmdocs Ltd	8,394	$709K	0.01%
99	ECLEcolabs Inc.	4,185	$708K	0.01%
100	NOANorth Amer Construction Grp	32,340	$702K	0.01%

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