LPL Financial LLC Q3 2020 Filing

Filed November 9, 2020

Portfolio Value

$64.0M

Holdings

3,525

Report Date

Q3 2020

Filing Type

13F-HR

All Holdings (3,525 positions)

#	Stock	Shares	Value	% Portfolio
3101	ETRNUSDEQUITRANS MIDSTREAM CORP	26,357	$223K	0.35%
3102	ANAUTONATION INC	4,200	$222K	0.35%
3103	—UNITY BIOTECHNOLOGY INC	64,075	$222K	0.35%
3104	FFBWFFBW INC MD	23,708	$222K	0.35%
3105	TBCHTURTLE BEACH CORP	12,170	$221K	0.35%
3106	—TEEKAY LNG PARTNERS L P	21,024	$221K	0.35%
3107	—INVESCO ACTIVELY MANAGED ETF	15,481	$220K	0.34%
3108	DBBINVESCO DB MULTI-SECTOR COMM	14,514	$220K	0.34%
3109	SEMSELECT MED HLDGS CORP	10,564	$220K	0.34%
3110	OPLNKAR AUCTION SVCS INC	15,195	$219K	0.34%
3111	—BLACKROCK MUNIYIELD INVT FD	16,400	$219K	0.34%
3112	BFKBLACKROCK MUN INCOME TR	15,947	$219K	0.34%
3113	SWXSOUTHWEST GAS HOLDINGS INC	3,468	$219K	0.34%
3114	HUYAHUYA INC	9,126	$219K	0.34%
3115	—GUGGENHEIM CR ALLOCATION FD	12,278	$218K	0.34%
3116	CCORLISTED FD TR	7,871	$218K	0.34%
3117	CMUMFS HIGH YIELD MUN TR	51,551	$217K	0.34%
3118	CADEEURCADENCE BANCORPORATION	25,285	$217K	0.34%
3119	QARPDBX ETF TR	7,192	$216K	0.34%
3120	—JOHN HANCOCK EXCHANGE TRADED	19,067	$216K	0.34%
3121	JBTJOHN BEAN TECHNOLOGIES CORP	2,346	$216K	0.34%
3122	GDSGDS HLDGS LTD	2,644	$216K	0.34%
3123	EVFEATON VANCE SR INCOME TR	36,743	$216K	0.34%
3124	TRIPTRIPADVISOR INC	10,970	$215K	0.34%
3125	PGNYPROGYNY INC	7,274	$214K	0.33%
3126	RRXREGAL BELOIT CORP	2,276	$214K	0.33%
3127	—HANCOCK JOHN INVT TR	42,052	$214K	0.33%
3128	MURMURPHY OIL CORP	23,855	$213K	0.33%
3129	IHGINTERCONTINENTAL HOTELS GROU	4,059	$213K	0.33%
3130	JBLJABIL INC	6,218	$213K	0.33%
3131	RYNRAYONIER INC	8,051	$213K	0.33%
3132	GBYSANGAMO THERAPEUTICS INC	22,405	$212K	0.33%
3133	QA4AGENTHERM INC	5,147	$211K	0.33%
3134	EFZPROSHARES TR	8,871	$211K	0.33%
3135	FCBCFIRST CMNTY BANKSHARES INC V	11,670	$211K	0.33%
3136	HWCHANCOCK WHITNEY CORPORATION	11,148	$210K	0.33%
3137	—NUVEEN SELECT TAX FREE INCOM	13,877	$208K	0.32%
3138	—BLACKROCK CAP INVT CORP	210,000	$208K	0.32%
3139	—INVESCO EXCH TRD SLF IDX FD	8,203	$208K	0.32%
3140	SL2SLEEP NUMBER CORP	4,250	$208K	0.32%
3141	WGOWINNEBAGO INDS INC	3,997	$207K	0.32%
3142	ERIIENERGY RECOVERY INC	25,241	$207K	0.32%
3143	NVDANVIDIA CORPORATION	381,125	$206K	0.32%
3144	XMUIXBLACKROCK MUNI INTER DR FD I	14,699	$206K	0.32%
3145	FMFFORMFACTOR INC	8,262	$206K	0.32%
3146	VSHVISHAY INTERTECHNOLOGY INC	13,256	$206K	0.32%
3147	—LUMINEX CORP DEL	7,855	$206K	0.32%
3148	MANMANPOWERGROUP INC	2,811	$206K	0.32%
3149	SHOOMADDEN STEVEN LTD	10,589	$206K	0.32%
3150	XHITXINVESCO HIGH INCOME 2023 TAR	25,848	$205K	0.32%
3151	ETBEATON VANCE TAX MNGED BUY WR	15,015	$205K	0.32%
3152	BSMYINVESCO EXCH TRD SLF IDX FD	8,011	$205K	0.32%
3153	PMAYINNOVATOR ETFS TR	7,485	$205K	0.32%
3154	FNDBSCHWAB STRATEGIC TR	5,372	$205K	0.32%
3155	VSECVSE CORP	6,695	$205K	0.32%
3156	CXHMFS INVT GRADE MUN TR	21,810	$205K	0.32%
3157	IBNICICI BANK LIMITED	20,847	$205K	0.32%
3158	DIVBISHARES TR	7,105	$204K	0.32%
3159	NIJNELNET INC	3,393	$204K	0.32%
3160	RDYDR REDDYS LABS LTD	2,931	$204K	0.32%
3161	—CENTURY BANCORP INC MASS	3,100	$204K	0.32%
3162	RUBYUSDRUBIUS THERAPEUTICS INC	40,600	$203K	0.32%
3163	PRAHPRA HEALTH SCIENCES INC	2,001	$203K	0.32%
3164	SNDRSCHNEIDER NATIONAL INC	8,210	$203K	0.32%
3165	TOWNTOWNEBANK PORTSMOUTH VA	12,361	$203K	0.32%
3166	MTARCELORMITTAL SA LUXEMBOURG	15,211	$202K	0.32%
3167	SONOSONOS INC	13,284	$202K	0.32%
3168	VRNSVARONIS SYS INC	1,746	$202K	0.32%
3169	HYIWESTERN ASSET HIGH YIELD DEF	14,395	$202K	0.32%
3170	ACBAURORA CANNABIS INC	43,444	$202K	0.32%
3171	BSMQINVESCO EXCH TRD SLF IDX FD	7,905	$202K	0.32%
3172	HGLBHIGHLAND GLOBAL ALLOCATION F	32,443	$201K	0.31%
3173	CRDFCARDIFF ONCOLOGY INC	14,150	$201K	0.31%
3174	FOURSHIFT4 PMTS INC	4,159	$201K	0.31%
3175	—BLACKROCK MUN INCOME INVT TR	15,397	$200K	0.31%
3176	SHYLDBX ETF TR	4,356	$200K	0.31%
3177	FCPTFOUR CORNERS PPTY TR INC	7,833	$200K	0.31%
3178	ALGTALLEGIANT TRAVEL CO	1,673	$200K	0.31%
3179	FMYFIRST TRUST MORTGAGE INCM FD	14,614	$199K	0.31%
3180	JEFJEFFERIES FINL GROUP INC	11,073	$199K	0.31%
3181	MNRLUSDBRIGHAM MINERALS INC	22,162	$198K	0.31%
3182	CNHICNH INDL N V	25,370	$198K	0.31%
3183	XSHDINVESCO EXCH TRADED FD TR II	12,583	$197K	0.31%
3184	CVM1EURCEL-SCI CORP	15,477	$197K	0.31%
3185	—VONAGE HLDGS CORP	19,262	$197K	0.31%
3186	RLJRLJ LODGING TR	22,802	$197K	0.31%
3187	BLNKBLINK CHARGING CO	18,972	$196K	0.31%
3188	MYDBLACKROCK MUNIYIELD FD INC	14,610	$196K	0.31%
3189	PAGPPLAINS GP HLDGS L P	32,082	$195K	0.30%
3190	PDXPIMCO ENRGY TACTICAL CR OPP	31,533	$195K	0.30%
3191	WSCWILLSCOT MOBIL MINI HLDNG CO	11,680	$195K	0.30%
3192	—BLACKROCK MUN BD TR	12,845	$195K	0.30%
3193	SFNCSIMMONS 1ST NATL CORP	12,325	$195K	0.30%
3194	CMRECOSTAMARE INC	31,900	$194K	0.30%
3195	CRFCORNERSTONE TOTAL RETURN FD	17,669	$194K	0.30%
3196	CRSCARPENTER TECHNOLOGY CORP	10,565	$192K	0.30%
3197	GVALCAMBRIA ETF TR	11,065	$191K	0.30%
3198	AEGNAEGION CORP	13,403	$189K	0.30%
3199	CLVSEURCLOVIS ONCOLOGY INC	32,253	$188K	0.29%
3200	PNNTPENNANTPARK INVT CORP	58,507	$187K	0.29%

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