LPL Financial LLC Q3 2020 Filing

Filed November 9, 2020

Portfolio Value

$64.0M

Holdings

3,525

Report Date

Q3 2020

Filing Type

13F-HR

All Holdings (3,525 positions)

#	Stock	Shares	Value	% Portfolio
1301	IDHQINVESCO EXCH TRADED FD TR II	99,987	$2.6M	4.10%
1302	PAWZPROSHARES TR	43,787	$2.6M	4.10%
1303	XGDVXGABELLI DIVID & INCOME TR	142,851	$2.6M	4.09%
1304	CMSCMS ENERGY CORP	42,232	$2.6M	4.05%
1305	NORWGLOBAL X FDS	105,544	$2.6M	4.05%
1306	TEVATEVA PHARMACEUTICAL INDS LTD	286,559	$2.6M	4.03%
1307	PIZINVESCO EXCH TRADED FD TR II	82,915	$2.6M	4.02%
1308	TNDMTANDEM DIABETES CARE INC	22,632	$2.6M	4.01%
1309	XTNSPDR SER TR	44,127	$2.6M	4.01%
1310	CTLEURLUMEN TECHNOLOGIES INC	253,991	$2.6M	4.00%
1311	IGFISHARES TR	66,353	$2.6M	4.00%
1312	—INDEXIQ ETF TR	129,652	$2.6M	4.00%
1313	ATOATMOS ENERGY CORP	26,636	$2.5M	3.98%
1314	SNOWSNOWFLAKE INC	10,141	$2.5M	3.97%
1315	SONYSONY CORP	33,001	$2.5M	3.96%
1316	RYROYAL BK CDA	36,094	$2.5M	3.95%
1317	REETISHARES TR	120,370	$2.5M	3.95%
1318	FTNTFORTINET INC	21,442	$2.5M	3.94%
1319	DWMWISDOMTREE TR	55,254	$2.5M	3.92%
1320	EZUISHARES INC	66,235	$2.5M	3.92%
1321	FTHIFIRST TR EXCHANGE-TRADED FD	130,891	$2.5M	3.92%
1322	TMTOYOTA MOTOR CORP	18,883	$2.5M	3.91%
1323	WTRGESSENTIAL UTILS INC	62,084	$2.5M	3.90%
1324	QDELUSDQUIDEL CORP	11,381	$2.5M	3.90%
1325	NMFCNEW MTN FIN CORP	260,635	$2.5M	3.89%
1326	PMTPENNYMAC MTG INVT TR	154,818	$2.5M	3.89%
1327	SIZEISHARES TR	26,513	$2.5M	3.88%
1328	EVRGEVERGY INC	48,679	$2.5M	3.86%
1329	ISCVISHARES TR	23,290	$2.5M	3.86%
1330	HYEMVANECK VECTORS ETF TR	108,640	$2.5M	3.86%
1331	TDYTELEDYNE TECHNOLOGIES INC	7,913	$2.5M	3.83%
1332	NVV1NOVAVAX INC	22,639	$2.5M	3.83%
1333	CAPEUSDBARCLAYS BANK PLC	15,727	$2.5M	3.83%
1334	NSYNICE LTD	10,785	$2.4M	3.82%
1335	HDSUSDHD SUPPLY HLDGS INC	59,376	$2.4M	3.82%
1336	MASMASCO CORP	44,400	$2.4M	3.82%
1337	—CONSTELLATION BRANDS INC	12,935	$2.4M	3.82%
1338	EPIWISDOMTREE TR	103,423	$2.4M	3.81%
1339	FTXRFIRST TR EXCHANGE-TRADED FD	104,209	$2.4M	3.80%
1340	PALLABERDEEN STD PALLADIUM ETF T	11,214	$2.4M	3.79%
1341	DDD3-D SYS CORP DEL	494,099	$2.4M	3.79%
1342	GFLWVICTORY PORTFOLIOS II	93,521	$2.4M	3.78%
1343	WWAYFAIR INC	8,299	$2.4M	3.77%
1344	INMDINMODE LTD	66,600	$2.4M	3.76%
1345	CMPCOMPASS MINERALS INTL INC	40,572	$2.4M	3.76%
1346	IYZISHARES TR	88,434	$2.4M	3.76%
1347	SNSRGLOBAL X FDS	91,726	$2.4M	3.75%
1348	HPIHANCOCK JOHN PFD INCOME FD	127,512	$2.4M	3.75%
1349	FALNISHARES TR	87,927	$2.4M	3.75%
1350	QAIINDEXIQ ETF TR	77,179	$2.4M	3.74%
1351	MORTVANECK VECTORS ETF TR	171,350	$2.4M	3.72%
1352	FNCLFIDELITY COVINGTON TRUST	70,247	$2.4M	3.71%
1353	MTCHMATCH GROUP INC NEW	21,456	$2.4M	3.71%
1354	TAXFAMERICAN CENTY ETF TR	44,215	$2.4M	3.70%
1355	ISIIONIS PHARMACEUTICALS INC	49,857	$2.4M	3.69%
1356	HFROHIGHLAND INCOME FD	275,217	$2.4M	3.69%
1357	NUANEURNUANCE COMMUNICATIONS INC	71,144	$2.4M	3.69%
1358	RSPNINVESCO EXCHANGE TRADED FD T	17,474	$2.4M	3.68%
1359	PODDINSULET CORP	9,940	$2.4M	3.67%
1360	UDBILEGG MASON ETF INVT TR	82,607	$2.3M	3.66%
1361	SHESPDR SER TR	30,399	$2.3M	3.64%
1362	MOOVANECK VECTORS ETF TR	34,505	$2.3M	3.64%
1363	NIONIO INC	109,530	$2.3M	3.63%
1364	RGAREINSURANCE GRP OF AMERICA I	24,317	$2.3M	3.62%
1365	PBCTEURPEOPLES UNITED FINANCIAL INC	224,521	$2.3M	3.62%
1366	DIVGLOBAL X FDS	152,878	$2.3M	3.61%
1367	XEMDXWESTERN ASSET EMERGING MKTS	187,307	$2.3M	3.60%
1368	SIGISELECTIVE INS GROUP INC	44,812	$2.3M	3.60%
1369	RCSPIMCO STRATEGIC INCOME FD	359,013	$2.3M	3.60%
1370	SPGMSPDR INDEX SHS FDS	52,753	$2.3M	3.57%
1371	—DELAWARE ENHANCED GBL DIV &	257,246	$2.3M	3.56%
1372	ASGLIBERTY ALL-STAR GROWTH FD I	319,549	$2.3M	3.55%
1373	ORIOLD REP INTL CORP	153,137	$2.3M	3.52%
1374	JQUAJ P MORGAN EXCHANGE-TRADED F	69,416	$2.3M	3.52%
1375	USAIPACER FDS TR	150,555	$2.3M	3.52%
1376	IHYVANECK VECTORS ETF TR	91,961	$2.2M	3.51%
1377	EMTLSSGA ACTIVE TR	45,023	$2.2M	3.51%
1378	RMERESMED INC	13,088	$2.2M	3.50%
1379	HASIHANNON ARMSTRONG SUST INFR C	53,031	$2.2M	3.50%
1380	MDUMDU RES GROUP INC	99,402	$2.2M	3.49%
1381	DELLDELL TECHNOLOGIES INC	33,015	$2.2M	3.49%
1382	GRMNGARMIN LTD	23,520	$2.2M	3.48%
1383	CDWCDW CORP	18,654	$2.2M	3.48%
1384	XRTSPDR SER TR	44,903	$2.2M	3.48%
1385	TDTORONTO DOMINION BK ONT	48,219	$2.2M	3.48%
1386	AFTAPOLLO SR FLOATING RATE FD I	173,615	$2.2M	3.48%
1387	BBHYJ P MORGAN EXCHANGE-TRADED F	44,107	$2.2M	3.44%
1388	MKTXMARKETAXESS HLDGS INC	4,564	$2.2M	3.43%
1389	GLTRABERDEEN STD PRECIOUS METALS	23,355	$2.2M	3.43%
1390	PEZINVESCO EXCHANGE TRADED FD T	34,438	$2.2M	3.42%
1391	—TRINSEO S A	85,340	$2.2M	3.42%
1392	SZNEPACER FDS TR	79,648	$2.2M	3.41%
1393	PCGPG&E CORP	231,864	$2.2M	3.40%
1394	IGOVISHARES TR	41,093	$2.2M	3.39%
1395	DXJWISDOMTREE TR	44,175	$2.2M	3.38%
1396	EOSEATON VANCE ENH EQTY INC FD	117,224	$2.2M	3.38%
1397	PSLV/USPROTT PHYSICAL SILVER TR	260,790	$2.2M	3.37%
1398	JMUBJ P MORGAN EXCHANGE-TRADED F	39,511	$2.2M	3.36%
1399	NYFISHARES TR	37,447	$2.2M	3.36%
1400	EXPEEXPEDIA GROUP INC	23,449	$2.1M	3.36%

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