LPL Financial LLC Q3 2018 Filing
Filed November 14, 2018
Portfolio Value
$41.7M
Holdings
3,214
Report Date
Q3 2018
Filing Type
13F-HR
All Holdings (3,214 positions)
| Stock | Value |
|---|---|
PIMPUTNAM MASTER INTER INCOME T | $115K |
SNDXSYNDAX PHARMACEUTICALS INC | $114K |
TELLEURTELLURIAN INC NEW | $114K |
HIOWESTERN ASSET HIGH INCM OPP | $113K |
MDXGMIMEDX GROUP INC | $110K |
—DUFF & PHELPS SLCT ENGY MLP | $110K |
OXSQOXFORD SQUARE CAP CORP | $108K |
TSITCW STRATEGIC INCOME FUND IN | $107K |
—SOCIAL REALITY INC | $103K |
—FRONTIER COMMUNICATIONS CORP | $103K |
RIBTEURRICEBRAN TECHNOLOGIES | $102K |
OPKOPKO HEALTH INC | $101K |
—BELLEROPHON THERAPEUTICS INC | $100K |
—COHEN & STEERS GLOBAL INC BL | $99K |
—ORCHID IS CAP INC | $97K |
—PENNEY J C INC | $96K |
HIMXHIMAX TECHNOLOGIES INC | $94K |
SLVPISHARES INC | $94K |
—CAPSTEAD MTG CORP | $92K |
ARCOARCOS DORADOS HOLDINGS INC | $92K |
CXEMFS HIGH INCOME MUN TR | $90K |
—STONEMOR PARTNERS L P | $89K |
WITWIPRO LTD | $88K |
BKCCUSDBLACKROCK CAPITAL INVESTMENT | $87K |
GOOGALPHABET INC | $84K |
GLUUGLU MOBILE INC | $82K |
LPI1EURLAREDO PETROLEUM INC | $82K |
—ADAMIS PHARMACEUTICALS CORP | $79K |
—PROGENICS PHARMACEUTICALS IN | $75K |
—BELLICUM PHARMACEUTICALS INC | $74K |
—ARQULE INC | $72K |
MFMMFS MUN INCOME TR | $71K |
WEATUSDTEUCRIUM COMMODITY TR | $71K |
MHFWESTERN ASSET MUN HI INCM FD | $71K |
SJTSAN JUAN BASIN RTY TR | $70K |
NAGECHROMADEX CORP | $69K |
AEFABERDEEN EMRG MRKTS EQT INM | $69K |
GENNQGENESIS HEALTHCARE INC | $68K |
LEE1EURLEE ENTERPRISES INC | $67K |
PDEURPRECISION DRILLING CORP | $65K |
—GRAN TIERRA ENERGY INC | $65K |
XEJACCURAY INC | $64K |
TTPHEURTETRAPHASE PHARMACEUTICALS I | $64K |
—PALATIN TECHNOLOGIES INC | $62K |
HBMHUDBAY MINERALS INC | $61K |
EXTREXTREME NETWORKS INC | $61K |
XBGYXBLACKROCK ENHANCED INTL DIV | $60K |
LINTA 4 11/15/29LIBERTY MEDIA CORP | $60K |
—MACQUARIE INFRASTRUCTURE COR | $59K |
AGENEURAGENUS INC | $58K |
—QUICKLOGIC CORP | $56K |
GRPNCHFGROUPON INC | $55K |
ZNOGZION OIL & GAS INC | $54K |
—ANWORTH MORTGAGE ASSET CP | $53K |
—KCAP FINL INC | $52K |
—APPROACH RESOURCES INC | $52K |
FSC1EUROAKTREE SPECIALTY LENDING CO | $51K |
XXII22ND CENTY GROUP INC | $51K |
MNKDMANNKIND CORP | $49K |
GONGERON CORP | $49K |
FVICHFFORTUNA SILVER MINES INC | $46K |
—TREVENA INC | $46K |
CIGCOMPANHIA ENERGETICA DE MINA | $45K |
—NEPTUNE WELLNESS SOLUTIONS I | $45K |
—ANTARES PHARMA INC | $43K |
STNGSCORPIO TANKERS INC | $42K |
—SYNERGY PHARMACEUTICALS DEL | $42K |
ACTGACACIA RESH CORP | $42K |
BTEBAYTEX ENERGY CORP | $38K |
USOUNITED STATES ANTIMONY CORP | $38K |
RIGLUSDRIGEL PHARMACEUTICALS INC | $37K |
CLNECLEAN ENERGY FUELS CORP | $37K |
—SPIRIT RLTY CAP INC NEW | $35K |
NGDNEW GOLD INC CDA | $35K |
NYMXFNYMOX PHARMACEUTICAL CORP | $31K |
SPHSEURSOPHIRIS BIO INC | $28K |
GPRCHFGREAT PANTHER SILVER LTD | $27K |
—BIOTIME INC | $25K |
—ARES CAP CORP | $25K |
U6ZURANIUM ENERGY CORP | $25K |
—180 DEGREE CAP CORP | $25K |
BXMT 4.75 03/15/23BLACKSTONE MTG TR INC | $25K |
—CHINA GREEN AGRICULTURE INC | $24K |
ATATLANTIC PWR CORP | $23K |
—ADVAXIS INC | $23K |
SSI3EURSTAGE STORES INC | $22K |
—REWALK ROBOTICS LTD | $22K |
NVAXNOVAVAX INC | $22K |
—BLACKROCK TCP CAPITAL CORP | $20K |
—BRISTOL MYERS SQUIBB CO | $19K |
CHKRCHESAPEAKE GRANITE WASH TR | $19K |
GSATUSDGLOBALSTAR INC | $19K |
DMLDENISON MINES CORP | $18K |
—CAESARS ENTMT CORP | $17K |
MVISMICROVISION INC DEL | $16K |
ISRGINTUITIVE SURGICAL INC | $15K |
—ALIO GOLD INC | $13K |
NQUSDLINK MOTION INC | $11K |
—TEEKAY TANKERS LTD | $11K |
—SINA CORP | $10K |