LPL Financial LLC Q3 2018 Filing

Filed November 14, 2018

Portfolio Value

$41.7M

Holdings

3,214

Report Date

Q3 2018

Filing Type

13F-HR

All Holdings (3,214 positions)

StockValue
NUVEEN TX ADV TOTAL RET STRG
$183K
MADISON STRTG SECTOR PREM FD
$183K
JGHNUVEEN GLOBAL HIGH INCOME FD
$183K
JHSHANCOCK JOHN INCOME SECS TR
$183K
CMUMFS HIGH YIELD MUN TR
$182K
ATHERSYS INC
$181K
XAWPXABERDEEN GLOBAL PREMIER PPTY
$181K
ERIIENERGY RECOVERY INC
$180K
RDNTRADNET INC
$180K
PHPNGALECTIN THERAPEUTICS INC
$179K
HEQJOHN HANCOCK HDG EQ & INC FD
$178K
NATNORDIC AMERICAN TANKERS LIMI
$177K
FERRELLGAS PARTNERS L.P.
$177K
SPIRIT MTA REIT
$177K
CLDRCLOUDERA INC
$177K
GNTGAMCO NAT RES GOLD & INCOME
$176K
BLACKROCK MUNIC INCM INVST T
$174K
NUWNUVEEN AMT-FREE MUN VALUE FD
$174K
CXHMFS INVT GRADE MUN TR
$174K
AGFIRST MAJESTIC SILVER CORP
$173K
XFRAXBLACKROCK FLOAT RATE OME STR
$173K
KWE1RING ENERGY INC
$172K
CWCOCONSOLIDATED WATER CO INC
$170K
PVG1EURPRETIUM RES INC
$170K
ATECALPHATEC HOLDINGS INC
$169K
MHIPIONEER MUN HIGH INCOME TR
$168K
IDEVOYA INFRASTRUCTURE INDLS &
$166K
BBBYEURBED BATH & BEYOND INC
$166K
TTMCHFTATA MTRS LTD
$166K
TGNATEGNA INC
$164K
NEUBERGER BRMAN CLIFRN MUNI
$163K
SCMSTELLUS CAP INVT CORP
$163K
ASXASE TECHNOLOGY HOLDING CO LT
$162K
OROARROW INVTS TR
$162K
CRTCROSS TIMBERS RTY TR
$161K
COLLECTORS UNIVERSE INC
$160K
FTFRANKLIN UNVL TR
$159K
GNWGENWORTH FINL INC
$159K
LOCOEL POLLO LOCO HLDGS INC
$159K
CHIQGLOBAL X FDS
$157K
RESRPC INC
$156K
EP3ORASURE TECHNOLOGIES INC
$155K
MACQUARIE FT TR GB INF UT DI
$155K
TEITEMPLETON EMERG MKTS INCOME
$154K
FMYFIRST TRUST MORTGAGE INCM FD
$152K
MTLSMATERIALISE NV
$152K
NAZNUVEEN ARIZONA QLTY MUN INC
$152K
BTUSDBT GROUP PLC
$151K
NENOBLE CORP PLC
$151K
CASA1EURCASA SYS INC
$150K
HTDCORCEPT THERAPEUTICS INC
$148K
WIWWESTERN AST INFL LKD OPP & I
$148K
XMUIXBLACKROCK MUNI INTER DR FD I
$147K
EATON VANCE MUN BD FD II
$146K
TCRTZIOPHARM ONCOLOGY INC
$146K
OASEUROASIS PETE INC NEW
$145K
EATON VANCE TAX ADV BD OPT S
$143K
IEC ELECTRS CORP NEW
$142K
PFLTPENNANTPARK FLOATING RATE CA
$142K
NIMNUVEEN SELECT MAT MUN FD
$142K
ORGANOVO HLDGS INC
$142K
XEVMXEATON VANCE CALIF MUN BD FD
$142K
VKIINVESCO ADVANTAGE MUNICIPAL
$141K
AMKRAMKOR TECHNOLOGY INC
$140K
TRYBARINGS BDC INC
$140K
NYMTEURNEW YORK MTG TR INC
$140K
WTIW & T OFFSHORE INC
$140K
TPHTRI POINTE GROUP INC
$138K
BKNBLACKROCK INVT QUALITY MUN T
$138K
MBTGBPMOBILE TELESYSTEMS PJSC
$137K
DWS STRATEGIC MUN INCOME TR
$136K
ARLINGTON ASSET INVT CORP
$135K
FIDUCIARY CLAYMORE MLP OPP F
$134K
SPPPSPROTT PHYSICAL PLAT PALLAD
$133K
HLITHARMONIC INC
$132K
BLACKROCK MUNIHLDS INVSTM QL
$126K
COHEN & STEERS MLP INC & ENR
$126K
PACBPACIFIC BIOSCIENCES CALIF IN
$125K
OBSIDIAN ENERGY LTD
$125K
BHRBRAEMAR HOTELS & RESORTS INC
$125K
MUCBLACKROCK MUNIHLDNGS QLTY II
$123K
IAEVOYA ASIA PAC DIVID EQUITY I
$123K
DBDEUTSCHE BANK AG
$123K
INVESCO EXCHNG TRADED FD TR
$122K
FLLFULL HOUSE RESORTS INC
$122K
CZREURCAESARS ENTMT CORP
$122K
AMIRA NATURE FOODS LTD
$122K
BANK COMM HLDGS
$122K
TISUSDORCHIDS PAPER PRODS CO DEL
$121K
MYIBLACKROCK MUNIYIELD QLTY FD
$121K
MCNMADISON CVRED CALL & EQ STR
$120K
PCFHIGH INCOME SECS FD
$120K
YRIYAMANA GOLD INC
$119K
POLYMET MINING CORP
$119K
MFS SPL VALUE TR
$117K
EMXEMX RTY CORP
$117K
XAGDXABERDEEN GLOBAL DYNAMIC DIVI
$117K
EMERGE ENERGY SVCS LP
$116K
AU3EURANGLOGOLD ASHANTI LTD
$116K
CDECOEUR MNG INC
$116K
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