Klingman & Associates, LLC Q3 2016 Filing
Filed October 19, 2016
Portfolio Value
$332.0B
Holdings
377
Report Date
Q3 2016
Filing Type
13F-HR
All Holdings (377 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 301 | TELFYTELEFONICA S A | 781 | $8.0M | 0.00% | |
| 302 | —SINA CORP | 115 | $8.0M | 0.00% | |
| 303 | PXGBXPRAXAIR INC | 70 | $8.0M | 0.00% | |
| 304 | MPCMARATHON PETE CORP | 200 | $8.0M | 0.00% | |
| 305 | BCEBCE INC | 183 | $8.0M | 0.00% | |
| 306 | GILDGILEAD SCIENCES INC | 100 | $8.0M | 0.00% | |
| 307 | TRGPTARGA RES CORP | 144 | $7.0M | 0.00% | |
| 308 | AFLAFLAC INC | 100 | $7.0M | 0.00% | |
| 309 | IEMGISHARES INC | 152 | $7.0M | 0.00% | |
| 310 | —DU PONT E I DE NEMOURS & CO | 100 | $7.0M | 0.00% | |
| 311 | INGING GROEP N V | 583 | $7.0M | 0.00% | |
| 312 | PNRPENTAIR PLC | 103 | $7.0M | 0.00% | |
| 313 | —TONIX PHARMACEUTICALS HLDG | 10,000 | $7.0M | 0.00% | |
| 314 | XBMEXBLACKROCK HEALTH SCIENCES T | 200 | $7.0M | 0.00% | |
| 315 | PMLPIMCO MUN INCOME FD II | 500 | $7.0M | 0.00% | |
| 316 | CRMSALESFORCE COM INC | 80 | $6.0M | 0.00% | |
| 317 | AMLPUSDALPS ETF TR | 500 | $6.0M | 0.00% | |
| 318 | —NUVEEN SELECT TAX FREE INCM | 398 | $6.0M | 0.00% | |
| 319 | —KAYNE ANDERSON ENRGY TTL RT | 500 | $6.0M | 0.00% | |
| 320 | DONSPDR DOW JONES INDL AVRG ET | 33 | $6.0M | 0.00% | |
| 321 | —AMERICA FIRST MULTIFAMILY I | 1,000 | $6.0M | 0.00% | |
| 322 | AEPAMERICAN ELEC PWR INC | 100 | $6.0M | 0.00% | |
| 323 | ITBISHARES TR | 200 | $6.0M | 0.00% | |
| 324 | PPTPUTMAN HIGH INCOME SEC FUND | 767 | $6.0M | 0.00% | |
| 325 | PCYUSDPOWERSHARES ETF TR II | 176 | $5.0M | 0.00% | |
| 326 | WTWWILLIS TOWERS WATSON PUB LT | 37 | $5.0M | 0.00% | |
| 327 | —NAVIGATORS GROUP INC | 50 | $5.0M | 0.00% | |
| 328 | CAKECHEESECAKE FACTORY INC | 93 | $5.0M | 0.00% | |
| 329 | NOKNOKIA CORP | 801 | $5.0M | 0.00% | |
| 330 | VTNINVESCO TR INVT GRADE NY MU | 300 | $5.0M | 0.00% | |
| 331 | CAGCONAGRA FOODS INC | 116 | $5.0M | 0.00% | |
| 332 | —STONEMOR PARTNERS L P | 200 | $5.0M | 0.00% | |
| 333 | —VANECK VECTORS ETF TR | 195 | $4.0M | 0.00% | |
| 334 | GSKGLAXOSMITHKLINE PLC | 100 | $4.0M | 0.00% | |
| 335 | —SPRINT CORP | 627 | $4.0M | 0.00% | |
| 336 | BDXBECTON DICKINSON & CO | 25 | $4.0M | 0.00% | |
| 337 | TWLOTWILIO INC | 57 | $4.0M | 0.00% | |
| 338 | CTLEURCENTURYLINK INC | 164 | $4.0M | 0.00% | |
| 339 | —MALLINCKRODT PUB LTD CO | 54 | $4.0M | 0.00% | |
| 340 | SHYISHARES TR | 35 | $3.0M | 0.00% | |
| 341 | TROWPRICE T ROWE GROUP INC | 50 | $3.0M | 0.00% | |
| 342 | IAUISHARES | 185 | $3.0M | 0.00% | |
| 343 | AALAMERICAN AIRLS GROUP INC | 72 | $3.0M | 0.00% | |
| 344 | GMGENERAL MTRS CO | 98 | $3.0M | 0.00% | |
| 345 | MRO*MARATHON OIL CORP | 200 | $3.0M | 0.00% | |
| 346 | XLFSELECT SECTOR SPDR TR | 142 | $3.0M | 0.00% | |
| 347 | SHAKSHAKE SHACK INC | 84 | $3.0M | 0.00% | |
| 348 | ASHASHLAND GLOBAL HLDGS INC | 18 | $2.0M | 0.00% | |
| 349 | SANBANCO SANTANDER SA | 345 | $2.0M | 0.00% | |
| 350 | —BANK OF THE OZARKS INC | 60 | $2.0M | 0.00% | |
| 351 | —FRONTIER COMMUNICATIONS COR | 419 | $2.0M | 0.00% | |
| 352 | SIRIEURSIRIUS XM HLDGS INC | 500 | $2.0M | 0.00% | |
| 353 | LM03LIBERTY MEDIA CORP DELAWARE | 50 | $2.0M | 0.00% | |
| 354 | XFEBFIRST TR ABERDEEN GLBL OPP | 109 | $1.0M | 0.00% | |
| 355 | CGCARLYLE GROUP L P | 72 | $1.0M | 0.00% | |
| 356 | BPBP PLC | 20 | $1.0M | 0.00% | |
| 357 | XLRESELECT SECTOR SPDR TR | 19 | $1.0M | 0.00% | |
| 358 | —HALYARD HEALTH INC | 29 | $1.0M | 0.00% | |
| 359 | —BRISTOW GROUP INC | 36 | $1.0M | 0.00% | |
| 360 | DELLDELL TECHNOLOGIES INC | 12 | $1.0M | 0.00% | |
| 361 | —CUSHING ENERGY INCOME | 106 | $1.0M | 0.00% | |
| 362 | DLXDELUXE CORP | 8 | $1.0M | 0.00% | |
| 363 | —LIGHTBRIDGE CORP | 663 | $1.0M | 0.00% | |
| 364 | —GENERAL MTRS CO | 47 | $1.0M | 0.00% | |
| 365 | GQ9SPDR GOLD TRUST | 1 | $0 | 0.00% | |
| 366 | AIGAMERICAN INTL GROUP INC | 5 | $0 | 0.00% | |
| 367 | AIGAMERICAN INTL GROUP INC | 3 | $0 | 0.00% | |
| 368 | —PACIFIC ETHANOL INC | 2 | $0 | 0.00% | |
| 369 | —U S G CORP | 2 | $0 | 0.00% | |
| 370 | CCCHEMOURS CO | 20 | $0 | 0.00% | |
| 371 | —FORM HLDGS CORP | 100 | $0 | 0.00% | |
| 372 | —PENNEY J C INC | 21 | $0 | 0.00% | |
| 373 | —ELLIS PERRY INTL INC | 19 | $0 | 0.00% | |
| 374 | BATRAUSDLIBERTY MEDIA CORP DELAWARE | 5 | $0 | 0.00% | |
| 375 | LM05LIBERTY MEDIA CORP DELAWARE | 12 | $0 | 0.00% | |
| 376 | IACIEURIAC INTERACTIVECORP | 8 | $0 | 0.00% | |
| 377 | CEFCENTRAL FD CDA LTD | 4 | $0 | 0.00% |
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