Klingman & Associates, LLC Q3 2016 Filing
Filed October 19, 2016
Portfolio Value
$332.0B
Holdings
377
Report Date
Q3 2016
Filing Type
13F-HR
All Holdings (377 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 201 | BDJBLACKROCK ENHANCED EQT DIV | 4,919 | $39.0M | 0.01% | |
| 202 | BKBANK NEW YORK MELLON CORP | 965 | $38.0M | 0.01% | |
| 203 | WRUSDWESTAR ENERGY INC | 665 | $38.0M | 0.01% | |
| 204 | SLBSCHLUMBERGER LTD | 477 | $38.0M | 0.01% | |
| 205 | AMTAMERICAN TOWER CORP NEW | 325 | $37.0M | 0.01% | |
| 206 | LLYLILLY ELI & CO | 462 | $37.0M | 0.01% | |
| 207 | KOCOCA COLA CO | 869 | $37.0M | 0.01% | |
| 208 | BLKCHFBLACKROCK INC | 100 | $36.0M | 0.01% | |
| 209 | TDTORONTO DOMINION BK ONT | 802 | $36.0M | 0.01% | |
| 210 | CATCATERPILLAR INC DEL | 400 | $36.0M | 0.01% | |
| 211 | —AQUA AMERICA INC | 1,156 | $35.0M | 0.01% | |
| 212 | TXNTEXAS INSTRS INC | 500 | $35.0M | 0.01% | |
| 213 | LNGCHENIERE ENERGY INC | 800 | $35.0M | 0.01% | |
| 214 | DFEWISDOMTREE TR | 622 | $34.0M | 0.01% | |
| 215 | PPLPPL CORP | 945 | $33.0M | 0.01% | |
| 216 | UAAUNDER ARMOUR INC | 854 | $33.0M | 0.01% | |
| 217 | VLOVALERO ENERGY CORP NEW | 600 | $32.0M | 0.01% | |
| 218 | TMUST MOBILE US INC | 675 | $32.0M | 0.01% | |
| 219 | UTFCOHEN & STEERS INFRASTRUCTU | 1,500 | $32.0M | 0.01% | |
| 220 | CHTRCHARTER COMMUNICATIONS INC | 120 | $32.0M | 0.01% | |
| 221 | SBUXSTARBUCKS CORP | 599 | $32.0M | 0.01% | |
| 222 | NLYEURANNALY CAP MGMT INC | 3,079 | $32.0M | 0.01% | |
| 223 | —EXPRESS SCRIPTS HLDG CO | 434 | $31.0M | 0.01% | |
| 224 | CELGCELGENE CORP | 300 | $31.0M | 0.01% | |
| 225 | ENBENBRIDGE INC | 700 | $31.0M | 0.01% | |
| 226 | XRNPXCOHEN & STEERS REIT & PFD I | 1,500 | $30.0M | 0.01% | |
| 227 | IPINTL PAPER CO | 622 | $30.0M | 0.01% | |
| 228 | EQREQUITY RESIDENTIAL | 460 | $30.0M | 0.01% | |
| 229 | GSGOLDMAN SACHS GROUP INC | 185 | $30.0M | 0.01% | |
| 230 | —NUVEEN TAX ADVANTAGED DIV G | 2,039 | $30.0M | 0.01% | |
| 231 | UAUNDER ARMOUR INC | 859 | $29.0M | 0.01% | |
| 232 | CNCCENTENE CORP DEL | 419 | $28.0M | 0.01% | |
| 233 | NSCNORFOLK SOUTHERN CORP | 285 | $28.0M | 0.01% | |
| 234 | SUSUNCOR ENERGY INC NEW | 1,000 | $28.0M | 0.01% | |
| 235 | BAXBAXTER INTL INC | 589 | $28.0M | 0.01% | |
| 236 | TELTE CONNECTIVITY LTD | 434 | $28.0M | 0.01% | |
| 237 | XELXCEL ENERGY INC | 687 | $28.0M | 0.01% | |
| 238 | ISCVISHARES TR | 209 | $27.0M | 0.01% | |
| 239 | ETVEATON VANCE TX MNG BY WRT O | 1,800 | $27.0M | 0.01% | |
| 240 | VENVENTAS INC | 379 | $27.0M | 0.01% | |
| 241 | UNHUNITEDHEALTH GROUP INC | 185 | $26.0M | 0.01% | |
| 242 | HEDJWISDOMTREE TR | 491 | $26.0M | 0.01% | |
| 243 | ZBHZIMMER BIOMET HLDGS INC | 200 | $26.0M | 0.01% | |
| 244 | HIOWESTERN ASSET HIGH INCM OPP | 5,062 | $26.0M | 0.01% | |
| 245 | PYPLPAYPAL HLDGS INC | 625 | $26.0M | 0.01% | |
| 246 | GLOCLOUGH GLOBAL OPPORTUNITIES | 2,538 | $25.0M | 0.01% | |
| 247 | DUKDUKE ENERGY CORP NEW | 311 | $25.0M | 0.01% | |
| 248 | MCKMCKESSON CORP | 150 | $25.0M | 0.01% | |
| 249 | BONDPIMCO ETF TR | 230 | $25.0M | 0.01% | |
| 250 | —DR PEPPER SNAPPLE GROUP INC | 278 | $25.0M | 0.01% | |
| 251 | ICEINTERCONTINENTAL EXCHANGE I | 90 | $24.0M | 0.01% | |
| 252 | ADBEADOBE SYS INC | 225 | $24.0M | 0.01% | |
| 253 | ROPROPER TECHNOLOGIES INC | 130 | $24.0M | 0.01% | |
| 254 | —ISTAR INC | 2,171 | $23.0M | 0.01% | |
| 255 | WBC1EURWABCO HLDGS INC | 200 | $23.0M | 0.01% | |
| 256 | ULUNILEVER PLC | 463 | $22.0M | 0.01% | |
| 257 | —COLONY CAP INC | 1,230 | $22.0M | 0.01% | |
| 258 | GAMGENERAL AMERN INVS INC | 679 | $22.0M | 0.01% | |
| 259 | NVGNUVEEN ENHANCED AMT FREE MU | 1,376 | $22.0M | 0.01% | |
| 260 | HYTBLACKROCK CORPOR HI YLD FD | 1,911 | $21.0M | 0.01% | |
| 261 | QRVOQORVO INC | 375 | $21.0M | 0.01% | |
| 262 | TYTRI CONTL CORP | 1,000 | $21.0M | 0.01% | |
| 263 | MCNMADISON CVRED CALL & EQ STR | 2,556 | $20.0M | 0.01% | |
| 264 | UNPUNION PAC CORP | 200 | $20.0M | 0.01% | |
| 265 | PEGPUBLIC SVC ENTERPRISE GROUP | 484 | $20.0M | 0.01% | |
| 266 | MDLZMONDELEZ INTL INC | 404 | $18.0M | 0.01% | |
| 267 | MMTMFS MULTIMARKET INCOME TR | 3,000 | $18.0M | 0.01% | |
| 268 | —ALLIANZGI NFJ DIVID INT & P | 1,400 | $18.0M | 0.01% | |
| 269 | VGKVANGUARD INTL EQUITY INDEX | 350 | $17.0M | 0.01% | |
| 270 | KMIKINDER MORGAN INC DEL | 705 | $16.0M | 0.00% | |
| 271 | —DOW CHEM CO | 315 | $16.0M | 0.00% | |
| 272 | —CLIFTON BANCORP INC | 1,077 | $16.0M | 0.00% | |
| 273 | BSVVANGUARD BD INDEX FD INC | 186 | $15.0M | 0.00% | |
| 274 | EEMISHARES TR | 394 | $15.0M | 0.00% | |
| 275 | —BLACKROCK MUNIYLD INVST QLT | 1,000 | $15.0M | 0.00% | |
| 276 | —POWERSHARES ETF TRUST II | 615 | $14.0M | 0.00% | |
| 277 | JCIJOHNSON CTLS INTL PLC | 297 | $14.0M | 0.00% | |
| 278 | XEVGXEATON VANCE SH TM DR DIVR I | 1,000 | $14.0M | 0.00% | |
| 279 | —FIRST TR STRATEGIC HIGH INC | 1,125 | $14.0M | 0.00% | |
| 280 | PRUPRUDENTIAL FINL INC | 175 | $14.0M | 0.00% | |
| 281 | UTXZUNITED TECHNOLOGIES CORP | 137 | $14.0M | 0.00% | |
| 282 | BXUSDBLACKSTONE GROUP L P | 500 | $13.0M | 0.00% | |
| 283 | BWXSPDR SERIES TRUST | 468 | $13.0M | 0.00% | |
| 284 | DALDELTA AIR LINES INC DEL | 340 | $13.0M | 0.00% | |
| 285 | USOUNITED STATES OIL FUND LP | 1,200 | $13.0M | 0.00% | |
| 286 | NUVNUVEEN MUN VALUE FD INC | 1,171 | $12.0M | 0.00% | |
| 287 | PMMPUTNAM MANAGED MUN INCOM TR | 1,521 | $12.0M | 0.00% | |
| 288 | FEFIRSTENERGY CORP | 333 | $11.0M | 0.00% | |
| 289 | TRMBTRIMBLE NAVIGATION LTD | 370 | $11.0M | 0.00% | |
| 290 | CDKCDK GLOBAL INC | 189 | $11.0M | 0.00% | |
| 291 | DDOMINION RES INC VA NEW | 152 | $11.0M | 0.00% | |
| 292 | NTAPNETAPP INC | 290 | $10.0M | 0.00% | |
| 293 | SPHSUBURBAN PROPANE PARTNERS L | 300 | $10.0M | 0.00% | |
| 294 | —HSBC HLDGS PLC | 375 | $10.0M | 0.00% | |
| 295 | —ROYAL BK SCOTLAND GROUP PLC | 400 | $10.0M | 0.00% | |
| 296 | —ASCENA RETAIL GROUP INC | 1,600 | $9.0M | 0.00% | |
| 297 | AQLTISHARES TR | 163 | $9.0M | 0.00% | |
| 298 | —NUVEEN OHIO QUALITY INCOME | 559 | $9.0M | 0.00% | |
| 299 | SJMSMUCKER J M CO | 68 | $9.0M | 0.00% | |
| 300 | XEXGXEATON VANCE TAX MNGD GBL DV | 983 | $9.0M | 0.00% |