K2 PRINCIPAL FUND, L.P. Q4 2017 Filing
Filed February 12, 2018
Portfolio Value
$1.4T
Holdings
253
Report Date
Q4 2017
Filing Type
13F-HR
All Holdings (253 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | XLKSELECT SECTOR SPDR TR | 1,301,500 | $83.2B | 6.02% | Put |
| 2 | BMYBRISTOL MYERS SQUIBB CO | 1,301,696 | $79.8B | 5.77% | Put |
| 3 | GOOGLALPHABET INC | 60,753 | $64.0B | 4.63% | |
| 4 | —MONSANTO CO NEW | 334,473 | $39.1B | 2.83% | Put |
| 5 | TLTISHARES TR | 300,000 | $38.1B | 2.75% | Put |
| 6 | —POWERSHARES QQQ TRUST | 206,600 | $32.2B | 2.33% | Put |
| 7 | TWXCHFTIME WARNER INC | 295,516 | $27.0B | 1.96% | |
| 8 | TRVCCITIGROUP INC | 360,000 | $26.8B | 1.94% | Call |
| 9 | DBDEURDIEBOLD NXDF INC | 1,579,940 | $25.8B | 1.87% | Put |
| 10 | GOOGALPHABET INC | 24,000 | $25.1B | 1.82% | Call |
| 11 | AABAUSDALTABA INC | 351,052 | $24.5B | 1.77% | Call |
| 12 | WCNWASTE CONNECTIONS INC | 261,206 | $22.2B | 1.60% | |
| 13 | WPMWHEATON PRECIOUS METALS CORP | 963,000 | $21.7B | 1.57% | Call |
| 14 | SPYSPDR S&P 500 ETF TR | 80,000 | $21.3B | 1.54% | Put |
| 15 | MUMICRON TECHNOLOGY INC | 430,000 | $17.7B | 1.28% | Put |
| 16 | NXPINXP SEMICONDUCTORS N V | 150,000 | $17.6B | 1.27% | |
| 17 | XLNXEURXILINX INC | 255,000 | $17.2B | 1.24% | Call |
| 18 | —TPG PACE ENERGY HLDGS CORP | 1,748,799 | $17.0B | 1.23% | |
| 19 | BABAALIBABA GROUP HLDG LTD | 95,500 | $16.5B | 1.19% | Put |
| 20 | SAVESPIRIT AIRLS INC | 362,400 | $16.3B | 1.18% | Put |
| 21 | DISHDISH NETWORK CORP | 322,200 | $15.4B | 1.11% | Call |
| 22 | NESRNATIONAL ENERGY SERVICES REU | 1,512,201 | $15.0B | 1.09% | |
| 23 | —LEGACY ACQUISITION CORP | 1,504,848 | $15.0B | 1.08% | |
| 24 | SMHVANECK VECTORS ETF TR | 150,000 | $14.7B | 1.06% | Put |
| 25 | VMWEURVMWARE INC | 110,600 | $13.9B | 1.00% | Put |
| 26 | SNISCRIPPS NETWORKS INTERACT IN | 150,525 | $12.9B | 0.93% | Call |
| 27 | MSFTMICROSOFT CORP | 150,000 | $12.8B | 0.93% | Put |
| 28 | —BROADSOFT INC | 8,500 | $12.6B | 0.91% | |
| 29 | —CYPRESS SEMICONDUCTOR CORP | 775,000 | $11.8B | 0.85% | Call |
| 30 | LPXLOUISIANA PAC CORP | 427,700 | $11.2B | 0.81% | Call |
| 31 | —VANTAGE ENERGY ACQUISITION | 1,148,280 | $11.2B | 0.81% | |
| 32 | —ZILLOW GROUP INC | 10,000 | $10.9B | 0.79% | |
| 33 | XOPUSDSPDR SERIES TRUST | 286,100 | $10.6B | 0.77% | Put |
| 34 | CFCF INDS HLDGS INC | 250,000 | $10.6B | 0.77% | Put |
| 35 | DWDMORGAN STANLEY | 200,000 | $10.5B | 0.76% | Call |
| 36 | XLFSELECT SECTOR SPDR TR | 375,000 | $10.5B | 0.76% | Put |
| 37 | —PENSARE ACQUISITION CORP | 1,028,507 | $9.9B | 0.72% | |
| 38 | —HENNESSY CAP ACQUSTON CORP I | 975,900 | $9.6B | 0.69% | |
| 39 | —KAPSTONE PAPER & PACKAGING C | 410,300 | $9.3B | 0.67% | Call |
| 40 | MGAMAGNA INTL INC | 128,541 | $9.2B | 0.66% | |
| 41 | —CM SEVEN STAR ACQUISITION CO | 903,600 | $9.0B | 0.65% | |
| 42 | DELLDELL TECHNOLOGIES INC | 110,591 | $9.0B | 0.65% | |
| 43 | ORCLORACLE CORP | 180,000 | $8.5B | 0.62% | Call |
| 44 | —HAYMAKER ACQUISITION | 841,226 | $8.3B | 0.60% | |
| 45 | CSXCSX CORP | 146,424 | $8.1B | 0.58% | Call |
| 46 | ADMARCHER DANIELS MIDLAND CO | 200,000 | $8.0B | 0.58% | Put |
| 47 | —LEISURE ACQUISITION CORP | 769,700 | $7.6B | 0.55% | |
| 48 | —FEDERAL STR ACQUISITION CORP | 729,600 | $7.5B | 0.54% | |
| 49 | —GORES HLDGS II INC | 750,000 | $7.5B | 0.54% | |
| 50 | —CONSTELLATION ALPHA CAP CORP | 736,300 | $7.2B | 0.52% | |
| 51 | —RYLAND GROUP INC | 7,000 | $7.1B | 0.51% | |
| 52 | —MODERN MEDIA ACQUISITION | 718,543 | $7.1B | 0.51% | |
| 53 | —FORUM MERGER CORP | 698,414 | $7.0B | 0.50% | |
| 54 | —KAYNE ANDERSON ACQUISITION | 711,105 | $6.9B | 0.50% | |
| 55 | —CALPINE CORP | 453,078 | $6.9B | 0.50% | Put |
| 56 | NVDANVIDIA CORP | 35,000 | $6.8B | 0.49% | Put |
| 57 | —TPG PACE HLDGS CORP | 689,700 | $6.7B | 0.49% | |
| 58 | WTTRSELECT ENERGY SVCS INC | 365,969 | $6.7B | 0.48% | |
| 59 | PXGBXPRAXAIR INC | 41,223 | $6.4B | 0.46% | |
| 60 | AAPLAPPLE INC | 37,500 | $6.3B | 0.46% | |
| 61 | —BROADSOFT INC | 4,750 | $6.2B | 0.45% | |
| 62 | NFLXNETFLIX INC | 31,500 | $6.0B | 0.44% | Put |
| 63 | —BUNGE LIMITED | 90,093 | $6.0B | 0.44% | |
| 64 | AMCAMC ENTMT HLDGS INC | 400,000 | $6.0B | 0.44% | |
| 65 | —EASTERLY ACQUISITION CORP | 574,720 | $5.8B | 0.42% | |
| 66 | LITELUMENTUM HLDGS INC | 115,000 | $5.6B | 0.41% | |
| 67 | MERCMERCER INTL INC | 393,090 | $5.6B | 0.41% | |
| 68 | SYFSYNCHRONY FINL | 143,300 | $5.5B | 0.40% | Call |
| 69 | DISCKUSDDISCOVERY COMMUNICATNS NEW | 252,554 | $5.3B | 0.39% | Put |
| 70 | TAT&T INC | 133,000 | $5.2B | 0.37% | Put |
| 71 | —EXACTECH INC | 101,494 | $5.0B | 0.36% | |
| 72 | —REGALWOOD GLOBAL ENERGY LTD | 500,000 | $5.0B | 0.36% | |
| 73 | —NXSTAGE MEDICAL INC | 203,106 | $4.9B | 0.36% | |
| 74 | MXIMMAXIM INTEGRATED PRODS INC | 93,150 | $4.9B | 0.35% | |
| 75 | —FINTECH ACQUISITION CORP II | 475,000 | $4.7B | 0.34% | |
| 76 | CEFCENTRAL FD CDA LTD | 348,237 | $4.7B | 0.34% | |
| 77 | —GGP INC | 199,368 | $4.7B | 0.34% | |
| 78 | NWLNEWELL BRANDS INC | 149,700 | $4.6B | 0.33% | Call |
| 79 | —SILVER RUN ACQUISITION | 453,560 | $4.5B | 0.33% | |
| 80 | RGCGBPREGAL ENTMT GROUP | 191,703 | $4.4B | 0.32% | Put |
| 81 | —AVISTA HEALTHCARE PUB ACQ CO | 440,934 | $4.4B | 0.32% | |
| 82 | TERTERADYNE INC | 104,200 | $4.4B | 0.32% | |
| 83 | —B2GOLD CORP | 4,000 | $4.3B | 0.31% | |
| 84 | —SABAN CAP ACQUISITION CORP | 425,700 | $4.2B | 0.31% | |
| 85 | —M I ACQUISITIONS INC | 412,924 | $4.2B | 0.30% | |
| 86 | —ELECTRUM SPL ACQUISITION COR | 400,643 | $4.1B | 0.30% | |
| 87 | IWMISHARES TR | 27,000 | $4.1B | 0.30% | Put |
| 88 | MOSMOSAIC CO NEW | 153,100 | $3.9B | 0.28% | Put |
| 89 | UPBDRENT A CTR INC NEW | 352,738 | $3.9B | 0.28% | Put |
| 90 | —MATLIN & PARTNERS ACQUISITIO | 399,498 | $3.9B | 0.28% | |
| 91 | KMXCARMAX INC | 60,000 | $3.8B | 0.28% | Call |
| 92 | —CAVIUM INC | 45,000 | $3.8B | 0.27% | |
| 93 | —GTY TECHNOLOGY HOLDINGS INC | 377,054 | $3.7B | 0.27% | |
| 94 | —NXP SEMICONDUCTORS N V | 3,000 | $3.7B | 0.27% | |
| 95 | DLTRDOLLAR TREE INC | 33,200 | $3.6B | 0.26% | Put |
| 96 | VYXNCR CORP NEW | 102,000 | $3.5B | 0.25% | Put |
| 97 | —ILG INC | 119,000 | $3.4B | 0.25% | Call |
| 98 | RLJRLJ LODGING TR | 153,166 | $3.4B | 0.24% | Put |
| 99 | CWHCAMPING WORLD HLDGS INC | 75,000 | $3.4B | 0.24% | |
| 100 | —ROSEHILL RES INC | 457,115 | $3.2B | 0.23% |
Page 1 of 3Next