K2 PRINCIPAL FUND, L.P. Q3 2021 Filing

Filed November 12, 2021

Portfolio Value

$1.2B

Holdings

297

Report Date

Q3 2021

Filing Type

13F-HR

All Holdings (297 positions)

#	Stock	Shares	Value	% Portfolio	Type
201	—PIVOTAL INVESTMENT CORP III	120,660	$1.2M	0.10%
202	—COREPOINT LODGING INC	75,605	$1.2M	0.10%
203	ATMPBARCLAYS BANK PLC	41,337	$1.1M	0.09%
204	CSVCARRIAGE SVCS INC	25,624	$1.1M	0.09%
205	—VEONEER INC	33,355	$1.1M	0.09%
206	USX1UNITED STATES STL CORP NEW	50,000	$1.1M	0.09%	Put
207	—SOCIAL CAP SUVRETTA HLDS CRP	100,041	$995K	0.08%
208	—SOCIAL CAP SUVRETTA HLDS CRP	100,300	$991K	0.08%
209	NUENUCOR CORP	10,000	$985K	0.08%	Put
210	—SOCIAL CAP SUVRETTA HLDS CP	100,000	$981K	0.08%
211	—SPARTACUS ACQUISITION CORP	93,472	$946K	0.08%
212	NMRKNEWMARK GROUP INC	62,600	$896K	0.07%	Call
213	REAXTHE REAL BROKERAGE INC	382,450	$895K	0.07%
214	CWBSPDR SER TR	10,000	$853K	0.07%	Put
215	—HORIZON ACQUISITION CORPORAT	933,353	$840K	0.07%
216	—GREAT WESTERN BANCORP INC	25,611	$839K	0.07%
217	BKOBLUEROCK RESIDENTIAL GWT REI	65,100	$829K	0.07%
218	EGLXENTHUSIAST GAMING HLDGS INC	176,400	$806K	0.07%
219	TREURTRILLIUM THERAPEUTICS INC	45,000	$790K	0.06%
220	OGNORGANON CO	23,353	$766K	0.06%
221	SSBUSDSOUTHSTATE CORPORATION	9,816	$733K	0.06%
222	—GLOBIS ACQUISITION CORP	1,155,205	$728K	0.06%
223	WGOWINNEBAGO INDS INC	10,000	$724K	0.06%	Call
224	—STERLING BANCORP DEL	28,533	$712K	0.06%
225	MKSIMKS INSTRS INC	4,618	$697K	0.06%
226	GFLGFL ENVIRONMENTAL INC	17,300	$643K	0.05%	Call
227	—OTONOMO TECHNOLOGIES LTD	130,000	$621K	0.05%
228	—CERBERUS TELECOM ACQUISITION	75,969	$593K	0.05%
229	—AUSTERLITZ ACQUISITION CORP	528,916	$555K	0.05%
230	—EAST STONE ACQUISITION CORP	54,032	$551K	0.04%
231	TIXTTELUS INTL CDA INC	14,699	$515K	0.04%
232	DISCAUSDDISCOVERY INC	20,000	$508K	0.04%	Call
233	GENNORTONLIFELOCK INC	20,000	$506K	0.04%	Put
234	—VINE ENERGY INC	29,717	$489K	0.04%
235	FBCUSDFLAGSTAR BANCORP INC	9,514	$483K	0.04%
236	PUCKWGOAL ACQUISITIONS CORP	819,807	$478K	0.04%
237	—HEALTHCARE SERVICES ACQU COR	705,612	$466K	0.04%
238	EXEELCHESAPEAKE ENERGY CORP	15,633	$457K	0.04%
239	—B RILEY PRINCIPAL 150 MERGER	582,692	$450K	0.04%
240	—FTAC HERA ACQUISITION CORP	421,018	$434K	0.04%
241	—SEAPORT GLOBAL ACQUISITN COR	448,047	$421K	0.03%
242	—CC NEUBERGER PRINCIPAL HOLDN	418,946	$419K	0.03%
243	BGCPEURBGC PARTNERS INC	80,246	$418K	0.03%
244	GRT-UCADGRANITE REAL ESTATE INVT TR	4,500	$405K	0.03%	Call
245	SNAXWSTRYVE FOODS INC	509,585	$397K	0.03%
246	VLNPTK ACQUISITION CORP	648,414	$376K	0.03%
247	—MONTES ARCHIMEDES ACQUISITIO	40,000	$374K	0.03%
248	—SEVEN OAKS ACQUISITION CORP	444,103	$355K	0.03%
249	—BROOGE ENERGY LTD	609,091	$305K	0.02%
250	—CF ACQUISITION CORP IV	350,000	$301K	0.02%
251	—B RILEY PRIN 250 MERGER CORP	414,264	$290K	0.02%
252	—STRYVE FOODS INC	51,795	$277K	0.02%
253	KGCKINROSS GOLD CORP	50,000	$268K	0.02%	Call
254	—IGNYTE ACQUISITION CORP	412,409	$264K	0.02%
255	—HORIZON ACQUISITION CORP	155,329	$264K	0.02%
256	—KLUDEIN I ACQUISITION CORP	405,789	$263K	0.02%
257	—COVA ACQUISITION CORP	445,482	$258K	0.02%
258	—GOOD WKS II ACQUISITION CORP	386,292	$247K	0.02%
259	APOEURAPOLLO GLOBAL MGMT INC	3,855	$237K	0.02%
260	AVYAUSDAVAYA HLDGS CORP	10,000	$198K	0.02%	Call
261	MSOXADVISORSHARES TR	20,000	$182K	0.01%
262	—GLOBAL SYNERGY ACQUISIT CORP	315,360	$178K	0.01%
263	—KERNEL GROUP HOLDINGS INC	299,613	$177K	0.01%
264	MAQCWMAQUIA CAPITAL ACQUISITION C	315,000	$173K	0.01%
265	—NATURAL ORDER ACQUISITION CO	327,648	$167K	0.01%
266	—MDH ACQUISITION CORP	290,427	$160K	0.01%
267	—RETAIL PPTYS AMER INC	12,425	$160K	0.01%
268	—SENIOR CONNECT ACQUISITN COR	225,885	$160K	0.01%
269	—D AND Z MEDIA ACQUISITION CO	249,980	$157K	0.01%
270	—MOUNTAIN CREST ACQUSTN CORP	194,170	$146K	0.01%
271	RMCOWAMERICAN ACQUISITION OPPT IN	238,000	$130K	0.01%
272	—TEKKORP DIGITAL ACQUISITN CO	145,000	$129K	0.01%
273	—CLARIM ACQUISITION CORP	193,018	$120K	0.01%
274	—TUSCAN HLDGS CORP II	172,012	$117K	0.01%
275	—ROTH CH ACQUISITION IV CO	206,250	$113K	0.01%
276	—MAGNUM OPUS ACQUISITION LTD	93,772	$109K	0.01%
277	—LAKESHORE ACQUISITION I CORP	211,275	$107K	0.01%
278	—POEMA GLOBAL HOLDINGS CORP	117,658	$105K	0.01%
279	—ARIES I ACQUISITION CORP	188,384	$104K	0.01%
280	—REDBALL ACQUISITION CORP	10,000	$101K	0.01%
281	—BLUESCAPE OPPORTUNITIES ACQU	100,000	$101K	0.01%
282	—GORES HOLDINGS VII INC	77,067	$91K	0.01%
283	—CLASS ACCELERATION CORP	150,633	$88K	0.01%
284	—BROOKLINE CAP ACQUISITION CO	127,682	$84K	0.01%
285	—RENOVACOR INC	128,379	$82K	0.01%
286	—FINTECH ACQUISITION CORP VI	75,000	$80K	0.01%
287	—CF ACQUISITION CORP V	74,785	$73K	0.01%
288	—FTAC PARNASSUS ACQUISITN COR	71,116	$68K	0.01%
289	—ESM ACQUISITION CORPORATION	100,000	$66K	0.01%
290	—EPIPHANY TECHNOLOGY ACQUISIT	72,559	$64K	0.01%
291	—AF ACQUISITION CORP	100,000	$56K	0.00%
292	—GORES HLDGS VIII INC	43,346	$48K	0.00%
293	—CF ACQUISITION CORP VI	60,310	$48K	0.00%
294	—CF ACQUISITION CORP VIII	29,617	$33K	0.00%
295	—GAMING HOSPITALITY ACQU CO	43,906	$31K	0.00%
296	—PROGRESS ACQUISITION CORP	50,187	$28K	0.00%
297	—PIVOTAL INVESTMENT CORP III	29,132	$26K	0.00%

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