K2 PRINCIPAL FUND, L.P. Q3 2020 Filing

Filed November 13, 2020

Portfolio Value

$668.9M

Holdings

227

Report Date

Q3 2020

Filing Type

13F-HR

All Holdings (227 positions)

#	Stock	Shares	Value	% Portfolio	Type
201	—TRIDENT ACQUISITIONS CORP	587,205	$216K	0.03%	Call
202	—LONGEVITY ACQUISITION CORP	833,746	$208K	0.03%	Call
203	—APEX TECHNOLOGY ACQUISITION	97,701	$190K	0.03%	Call
204	AGFIRST MAJESTIC SILVER CORP	20,000	$190K	0.03%	Put
205	—ALBERTON ACQUISITION CORP	768,739	$154K	0.02%	Call
206	—GIGCAPITAL2 INC	161,566	$147K	0.02%	Call
207	—UNION ACQUISITION CORP II	172,900	$130K	0.02%	Call
208	—BIG ROCK PARTNERS ACQUISI CO	632,995	$130K	0.02%	Call
209	—SIYATA MOBILE INC	24,137	$128K	0.02%
210	—CITIC CAPITAL ACQUISITION CO	99,911	$125K	0.02%	Call
211	BMY-RBRISTOL-MYERS SQUIBB CO	50,300	$113K	0.02%
212	—ANDINA ACQUISITION CORP III	303,515	$97K	0.01%	Call
213	—CHARDAN HEALTHCR ACQSTN 2 CO	131,668	$95K	0.01%	Call
214	—ALBERTON ACQUISITION CORP	450,727	$94K	0.01%	Call
215	—REPLAY ACQUISITION CORP	99,302	$94K	0.01%	Call
216	—FINSERV ACQUISITION CORP	85,300	$78K	0.01%	Call
217	BTCTMETEN EDTECHX ED GROUP LTD	378,216	$78K	0.01%	Call
218	—GREENVISION ACQUISITION CORP	163,043	$76K	0.01%	Call
219	—BIG ROCK PARTNERS ACQUISI CO	278,011	$72K	0.01%	Call
220	ALUBALUSSA ENERGY ACQUISITION CO	106,695	$69K	0.01%	Call
221	GNFTYGENFIT S A	12,545	$66K	0.01%
222	PBIPITNEY BOWES INC	10,479	$56K	0.01%
223	—OSPREY TECHNLGY AQUISTION CO	31,700	$44K	0.01%	Call
224	—LONGEVITY ACQUISITION CORP	200,000	$42K	0.01%	Call
225	—GREENVISION ACQUISITION CORP	63,161	$33K	0.00%	Call
226	—COLLECTIVE GROWTH CORP	49,700	$30K	0.00%	Call
227	—GREENLAND TECHNOLOGIES HLDG	10,000	$12K	0.00%

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