K2 PRINCIPAL FUND, L.P. Q2 2023 Filing
Filed August 15, 2023
Portfolio Value
$437.2B
Holdings
203
Report Date
Q2 2023
Filing Type
13F-HR
All Holdings (203 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | OLITWOMNILIT ACQUISITION CORP | 18,476 | $970K | 0.00% | |
| 2 | —TORTOISEECOFIN ACQUISITION C | 16,625 | $670K | 0.00% | |
| 3 | PCAPAP ACQUISITION CORP | 12,062 | $543K | 0.00% | |
| 4 | PLMKPLUM ACQUISITION CORP I | 16,971 | $509K | 0.00% | |
| 5 | ATVIEURACTIVISION BLIZZARD INC | 282,000 | $21K | 0.00% | Put |
| 6 | AY 4 07/15/25ATLANTICA SUSTAINABLE INFRA | 19,300 | $18K | 0.00% | |
| 7 | IWMISHARES TR | 100,000 | $18K | 0.00% | Put |
| 8 | DBX 0 03/01/26DROPBOX INC | 15,859 | $15K | 0.00% | |
| 9 | SPLK 0.5 09/15/23SPLUNK INC | 13,339 | $13K | 0.00% | |
| 10 | SPRYARS PHARMACEUTICALS INC | 2,236,044 | $13K | 0.00% | Put |
| 11 | SPOT 0 03/15/26SPOTIFY USA INC | 13,000 | $11K | 0.00% | |
| 12 | NTNX 0.25 10/01/27NUTANIX INC | 13,000 | $11K | 0.00% | |
| 13 | HYGISHARES TR | 150,000 | $11K | 0.00% | Put |
| 14 | ENV 0.75 08/15/25ENVESTNET INC | 12,500 | $11K | 0.00% | |
| 15 | TRIP 0.25 04/01/26TRIPADVISOR INC | 11,500 | $9K | 0.00% | |
| 16 | ZS 0.125 07/01/25ZSCALER INC | 8,000 | $9K | 0.00% | |
| 17 | INN 1.5 02/15/26SUMMIT HOTEL PPTYS | 11,375 | $9K | 0.00% | |
| 18 | DOCU 0 01/15/24DOCUSIGN INC | 10,230 | $9K | 0.00% | |
| 19 | PEB 1.75 12/15/26PEBBLEBROOK HOTEL TR | 11,300 | $9K | 0.00% | |
| 20 | SAVE 1 05/15/26SPIRIT AIRLS INC | 10,491 | $8K | 0.00% | |
| 21 | WRLDWORLD ACCEP CORPORATION | 66,203 | $8K | 0.00% | Call |
| 22 | XMESPDR SER TR | 150,000 | $7K | 0.00% | Put |
| 23 | SRGSERITAGE GROWTH PPTYS | 924,644 | $7K | 0.00% | Call |
| 24 | RNG 0 03/01/25RINGCENTRAL INC | 7,799 | $7K | 0.00% | |
| 25 | ACIALBERTSONS COS INC | 290,699 | $6K | 0.00% | Call |
| 26 | FCXFREEPORT-MCMORAN INC | 169,545 | $6K | 0.00% | Put |
| 27 | RWT 5.625 07/15/24REDWOOD TRUST INC | 6,572 | $6K | 0.00% | |
| 28 | AYX 0.5 08/01/24ALTERYX INC | 6,815 | $6K | 0.00% | |
| 29 | JNJJOHNSON JOHNSON | 42,100 | $6K | 0.00% | Call |
| 30 | SPLK 1.125 09/15/25SPLUNK INC | 5,415 | $5K | 0.00% | |
| 31 | SSRMCN 2.5 04/01/39SSR MINING IN | 5,000 | $5K | 0.00% | |
| 32 | IAU*ISHARES GOLD TR | 150,000 | $5K | 0.00% | Call |
| 33 | W 1.125 11/01/24WAYFAIR INC | 5,000 | $4K | 0.00% | |
| 34 | NUVAGBPNUVASIVE INC | 106,389 | $4K | 0.00% | |
| 35 | HTZHERTZ GLOBAL HLDGS INC | 271,257 | $4K | 0.00% | Call |
| 36 | RWT 4.75 08/15/23REDWOOD TRUST INC | 5,000 | $4K | 0.00% | |
| 37 | VMWEURVMWARE INC | 34,337 | $4K | 0.00% | |
| 38 | PFSIPENNYMAC FINL SVCS INC NEW | 56,373 | $3K | 0.00% | |
| 39 | FRPTFRESHPET INC | 59,500 | $3K | 0.00% | Put |
| 40 | AJRDEURAEROJET ROCKETDYNE HLDGS INC | 60,600 | $3K | 0.00% | |
| 41 | IRBTQIROBOT CORP | 80,000 | $3K | 0.00% | Put |
| 42 | AIVAPARTMENT INVT MGMT CO | 446,348 | $3K | 0.00% | Call |
| 43 | —NABORS INDS INC | 3,619 | $3K | 0.00% | |
| 44 | SAVESPIRIT AIRLS INC | 200,727 | $3K | 0.00% | |
| 45 | SSS1EURLIFE STORAGE INC | 23,260 | $3K | 0.00% | |
| 46 | SLVISHARES SILVER TR | 150,000 | $3K | 0.00% | Call |
| 47 | DKNGDRAFTKINGS INC NEW | 84,899 | $2K | 0.00% | |
| 48 | PMTPENNYMAC MTG INVT TR | 219,215 | $2K | 0.00% | |
| 49 | —NATIONAL INSTRS CORP | 45,364 | $2K | 0.00% | |
| 50 | UHALU HAUL HOLDING COMPANY | 37,762 | $2K | 0.00% | |
| 51 | GMED 0.375 03/15/25NUVASIVE INC | 3,000 | $2K | 0.00% | |
| 52 | STLDSTEEL DYNAMICS INC | 22,500 | $2K | 0.00% | Call |
| 53 | TFPMTRIPLE FLAG PRECIOUS METAL | 136,137 | $2K | 0.00% | |
| 54 | BYNOBYNORDIC ACQUISITION CORP | 206,562 | $2K | 0.00% | |
| 55 | ILLMILLUMIN HLDGS INC | 1,684,619 | $2K | 0.00% | |
| 56 | ESHAESH ACQUISITION CORP | 100,000 | $1K | 0.00% | |
| 57 | —COLISEUM ACQUISITION CORP | 139,922 | $1K | 0.00% | |
| 58 | LENLENNAR CORP | 10,000 | $1K | 0.00% | Call |
| 59 | RCLROYAL CARIBBEAN GROUP | 11,100 | $1K | 0.00% | |
| 60 | —GENERATION ASIA I ACQUISITIO | 100,700 | $1K | 0.00% | |
| 61 | AYATLANTICA SUSTAINABLE INFR P | 79,100 | $1K | 0.00% | Call |
| 62 | UHAL/BU HAUL HOLDING COMPANY | 30,848 | $1K | 0.00% | Call |
| 63 | FQIDIGITAL RLTY TR INC | 14,000 | $1K | 0.00% | Call |
| 64 | —INFLECTION PT ACQUISITN CRP | 100,000 | $1K | 0.00% | |
| 65 | PTONPELOTON INTERACTIVE INC | 212,000 | $1K | 0.00% | Call |
| 66 | —WILLIAMS ROWLAND ACQUISITION | 117,190 | $1K | 0.00% | |
| 67 | FTIIFUTURETECH II ACQUISITION CO | 95,403 | $1K | 0.00% | |
| 68 | CVXCHEVRON CORP NEW | 8,482 | $1K | 0.00% | |
| 69 | HZNPHORIZON THERAPEUTICS PUB L | 14,500 | $1K | 0.00% | |
| 70 | —BROAD CAPITAL ACQUISITION CO | 94,435 | $1K | 0.00% | |
| 71 | NVROEURNEVRO CORP | 51,000 | $1K | 0.00% | Call |
| 72 | SYFSYNCHRONY FINANCIAL | 40,135 | $1K | 0.00% | |
| 73 | CGCENTERRA GOLD INC | 210,000 | $1K | 0.00% | |
| 74 | CNHICNH INDL N V | 100,000 | $1K | 0.00% | Call |
| 75 | WWAYFAIR INC | 29,100 | $1K | 0.00% | Put |
| 76 | —HEARTLAND MEDIA ACQUISITION | 117,330 | $1K | 0.00% | |
| 77 | DHID R HORTON INC | 15,000 | $1K | 0.00% | Call |
| 78 | —KNIGHTSWAN ACQUISITION CORP | 100,866 | $1K | 0.00% | |
| 79 | INTCINTEL CORP | 50,000 | $1K | 0.00% | |
| 80 | WT 3.25 06/15/26WISDOMTREE INC | 1,276 | $1K | 0.00% | |
| 81 | EQREQUITY RESIDENTIAL | 26,000 | $1K | 0.00% | Call |
| 82 | LYFTLYFT INC | 2,000 | $1K | 0.00% | |
| 83 | 0C3ENDEAVOR GROUP HLDGS INC | 50,000 | $1K | 0.00% | |
| 84 | KOLDPROSHARES TR II | 30,000 | $1K | 0.00% | Put |
| 85 | LXULSB INDS INC | 50,000 | $0 | 0.00% | Call |
| 86 | —FORTUNE RISE ACQUISITION COR | 100,000 | $0 | 0.00% | |
| 87 | —GENESIS UNICORN CAPITAL CORP | 24,047 | $0 | 0.00% | |
| 88 | CGCCANOPY GROWTH CORP | 1,000,000 | $0 | 0.00% | Put |
| 89 | AOGOWAROGO CAPITAL ACQUISITION CO | 50,000 | $0 | 0.00% | |
| 90 | —ROSE HILL ACQUISITION CORP | 100,000 | $0 | 0.00% | |
| 91 | PAIIPYROPHYTE ACQUISITION CORP | 35,695 | $0 | 0.00% | |
| 92 | —BEARD ENERGY TRANSITION ACQ | 141,900 | $0 | 0.00% | |
| 93 | —POWER DIGITAL INFRASTRUCTU | 49,899 | $0 | 0.00% | |
| 94 | —PROSOMNUS INC | 186,956 | $0 | 0.00% | |
| 95 | PLLPIEDMONT LITHIUM INC | 11,000 | $0 | 0.00% | Put |
| 96 | —BLACK MOUNTAIN ACQ CORP | 171,870 | $0 | 0.00% | |
| 97 | —OPY ACQUISITION CORP I | 86,272 | $0 | 0.00% | |
| 98 | PNSTQBANYAN ACQUISITION CORPORATI | 12,620 | $0 | 0.00% | |
| 99 | NUENUCOR CORP | 7,343 | $0 | 0.00% | Call |
| 100 | —ACCRETION ACQUISITION CORP | 371,915 | $0 | 0.00% |
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