K2 PRINCIPAL FUND, L.P. Q2 2021 Filing

Filed August 13, 2021

Portfolio Value

$1.2B

Holdings

350

Report Date

Q2 2021

Filing Type

13F-HR

All Holdings (350 positions)

#	Stock	Shares	Value	% Portfolio	Type
101	—D AND Z MEDIA ACQUISITION CO	427,402	$4.2M	0.34%
102	—HENNESSY CAPITAL INVS CORP V	404,862	$4.1M	0.34%
103	—ACE CONVERGENCE ACQU CORP	410,178	$4.1M	0.34%
104	—TALEND S A	61,608	$4.0M	0.34%
105	—B RILEY PRIN 250 MERGER CORP	400,000	$4.0M	0.33%
106	GRA1EURGRACE W R & CO DEL NEW	53,878	$3.7M	0.31%
107	SIISPROTT INC	86,005	$3.4M	0.28%
108	EWJISHARES INC	50,000	$3.4M	0.28%	Call
109	LEVGQTHE LION ELECTRIC COMPANY	182,000	$3.4M	0.28%
110	—IGNYTE ACQUISITION CORP	344,328	$3.3M	0.28%
111	GCMGWGCM GROSVENOR INC	2,162,099	$3.3M	0.28%	Call
112	—DATA KNIGHTS ACQUISITION COR	335,408	$3.3M	0.28%
113	—HEALTH SCIENCES ACQ CORP 2	320,349	$3.3M	0.27%
114	07WAMR COOPER GROUP INC	98,800	$3.3M	0.27%	Call
115	ADVMCHFADVERUM BIOTECHNOLOGIES INC	898,307	$3.1M	0.26%
116	—TUSCAN HLDGS CORP II	312,362	$3.1M	0.26%
117	—KINGSWOOD ACQUISITION CORP	311,487	$3.1M	0.26%
118	—LAKESHORE ACQUISITION I CORP	300,000	$3.1M	0.25%
119	PLNTPLANET FITNESS INC	40,500	$3.0M	0.25%	Put
120	—FINTECH ACQUISITION CORP VI	300,000	$3.0M	0.25%
121	—ATHENE HOLDING LTD	44,569	$3.0M	0.25%
122	—OCEANTECH ACQUISITIONS I COR	300,000	$3.0M	0.25%
123	CLDRCLOUDERA INC	187,763	$3.0M	0.25%
124	—AF ACQUISITION CORP	300,000	$2.9M	0.24%
125	CITUSDCIT GROUP INC	56,477	$2.9M	0.24%
126	—ESM ACQUISITION CORPORATION	300,000	$2.9M	0.24%
127	—ATLAS CREST INVT CORP	289,721	$2.9M	0.24%
128	CBBCINCINNATI BELL INC NEW	186,526	$2.9M	0.24%
129	MNRUSDMONMOUTH REAL ESTATE INVT CO	153,118	$2.9M	0.24%
130	—GALILEO ACQUISITION CORP	283,671	$2.8M	0.24%
131	CWBSPDR SER TR	32,500	$2.8M	0.23%	Put
132	—INSU ACQUISITION CORP III	287,167	$2.8M	0.23%
133	—MONTES ARCHIMEDES ACQUISITIO	279,782	$2.8M	0.23%
134	EEMISHARES TR	50,000	$2.8M	0.23%	Call
135	—SPK AQUISITION CORP	275,000	$2.8M	0.23%
136	—DRAGONEER GROWTH OPPTY CORP	267,037	$2.7M	0.22%
137	—ALKURI GLOBAL ACQUISITION CO	266,882	$2.6M	0.22%
138	TSEMTOWER SEMICONDUCTOR LTD	88,200	$2.6M	0.22%	Call
139	—JAWS JUGGERNAUT ACQUISITN CO	256,245	$2.6M	0.21%
140	—SPARTAN ACQUISITION CORP II	249,949	$2.5M	0.21%
141	—COVA ACQUISITION CORP	255,550	$2.5M	0.21%
142	—AMPLITUDE HLTHCRE AQUSTIN CO	247,459	$2.5M	0.20%
143	MFS1EURWELBILT INC	105,649	$2.4M	0.20%
144	—FTAC PARNASSUS ACQUISITN COR	250,000	$2.4M	0.20%
145	—MOUNTAIN CREST ACQUSITN CRP	245,000	$2.4M	0.20%
146	—SANDBRIDGE ACQUISITION CORP	241,573	$2.4M	0.20%
147	EWWISHARES INC	50,000	$2.4M	0.20%	Call
148	AONAON PLC	10,000	$2.4M	0.20%	Call
149	—ALASKA COMMUNICATIONS SYS GR	708,875	$2.4M	0.20%
150	—CHARDAN HEALTHCR ACQSTN 2 CO	237,506	$2.4M	0.20%
151	FXIISHARES TR	50,000	$2.3M	0.19%	Call
152	—CC NEUBERGER PRINCIPAL HOLDN	231,965	$2.3M	0.19%
153	—CF ACQUISITION CORP V	229,398	$2.3M	0.19%
154	—ROMAN DBDR TECH ACQUISITION	219,360	$2.2M	0.18%
155	—MOUNTAIN CREST ACQSTN CORP I	223,355	$2.2M	0.18%
156	UAUNDER ARMOUR INC	116,390	$2.2M	0.18%
157	DUSTUSDDIREXION SHS ETF TR	112,486	$2.2M	0.18%
158	—WEINGARTEN RLTY INVS	66,589	$2.1M	0.18%
159	—PROPTECH INVESTMENT CORP II	216,290	$2.1M	0.18%
160	NMRKNEWMARK GROUP INC	175,389	$2.1M	0.18%
161	EWZISHARES INC	50,000	$2.0M	0.17%	Call
162	—SCORPIO TANKERS INC	2,000	$2.0M	0.17%
163	—ZANITE ACQUISITION CORP	198,276	$2.0M	0.17%
164	—STARBOARD VALUE ACQUISITN CO	198,880	$2.0M	0.17%
165	—THUNDER BRDG CAP PRTNRS IV I	200,000	$2.0M	0.17%
166	—WATFORD HLDGS LTD	56,704	$2.0M	0.16%
167	—MDH ACQUISITION CORP	204,554	$2.0M	0.16%
168	—MODEL PERFORMANCE ACQU CORP	198,253	$2.0M	0.16%
169	—EAST RES ACQUISITION CO	200,000	$2.0M	0.16%
170	—KNOLL INC	73,274	$1.9M	0.16%
171	—FLY LEASING LTD	112,318	$1.9M	0.16%
172	—DILA CAPITAL ACQUISITION COR	188,600	$1.9M	0.16%
173	XLUSELECT SECTOR SPDR TR	30,000	$1.9M	0.16%	Call
174	RKTROCKET COS INC	96,600	$1.9M	0.16%	Put
175	—ANDINA ACQUISITION CORP III	178,883	$1.8M	0.15%
176	MDBMONGODB INC	5,000	$1.8M	0.15%	Call
177	AUPHAURINIA PHARMACEUTICALS INC	139,499	$1.8M	0.15%
178	BHCBAUSCH HEALTH COS INC	61,200	$1.8M	0.15%	Call
179	ALUBALUSSA ENERGY ACQUISITION CO	165,331	$1.6M	0.14%
180	—ACE GLOBAL BUSINESS ACQU LTD	160,000	$1.6M	0.13%
181	—SOLITON INC	70,650	$1.6M	0.13%
182	—LIONHEART ACQUISITION CORP I	160,657	$1.6M	0.13%
183	ATAIATAI LIFE SCIENCES NV	106,672	$1.6M	0.13%
184	—BETTER WORLD ACQUISITION COR	154,444	$1.5M	0.13%
185	—SOCIAL CAP SUVRETTA HLDS CRP	150,000	$1.5M	0.13%
186	—SOCIAL CAP SUVRETTA HLD CRPI	150,000	$1.5M	0.13%
187	—SOCIAL CAP SUVRETTA HLDS CRP	150,000	$1.5M	0.13%
188	—SOCIAL CAP SUVRETTA HLDS CP	150,000	$1.5M	0.13%
189	—ACKRELL SPAC PARTNERS I CO	151,379	$1.5M	0.13%
190	—AGBA ACQUISITION LTD	139,362	$1.5M	0.12%
191	CLBRCOLOMBIER ACQUISITION CORP	150,000	$1.5M	0.12%
192	—MARQUEE RAINE ACQUISITION CO	150,000	$1.5M	0.12%
193	FCXFREEPORT-MCMORAN INC	40,000	$1.5M	0.12%	Put
194	IMGIAMGOLD CORP	501,300	$1.5M	0.12%
195	USCRU S CONCRETE INC	20,000	$1.5M	0.12%
196	—CF FIN ACQUISITION CORP III	144,689	$1.5M	0.12%
197	SPLKCHFSPLUNK INC	10,000	$1.4M	0.12%	Call
198	DISCKUSDDISCOVERY INC	49,337	$1.4M	0.12%
199	—CF ACQUISITION CORP IV	143,636	$1.4M	0.12%
200	—ALTABANCORP	31,909	$1.4M	0.11%

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