K2 PRINCIPAL FUND, L.P. Q2 2017 Filing

Filed August 11, 2017

Portfolio Value

$1.5T

Holdings

280

Report Date

Q2 2017

Filing Type

13F-HR

All Holdings (280 positions)

#StockSharesValue% PortfolioType
101
DOUBLE EAGLE ACQUISITION COR
305,867$3.1B0.20%
102
GP INVTS ACQUISITION COR
299,200$3.0B0.20%
103
QSRRESTAURANT BRANDS INTL INC
45,982$2.9B0.19%Put
104
PRICELINE GRP INC
2,500$2.9B0.19%
105
BXUSDBLACKSTONE GROUP L P
85,300$2.8B0.19%Call
106
ONEBEACON INSURANCE GROUP LT
151,510$2.8B0.18%
107
BARINGTON HILCO ACQUISITION
270,805$2.8B0.18%
108
AEGERION PHARMACEUTICALS INC
3,400$2.7B0.18%
109
DISDISNEY WALT CO
25,000$2.7B0.18%Call
110
SNAPSNAP INC
147,658$2.6B0.17%Put
111
VWR CORP
79,201$2.6B0.17%
112
INTCINTEL CORP
75,000$2.5B0.17%
113
LANDCADIA HLDGS INC
250,000$2.5B0.17%
114
AMZNAMAZON COM INC
2,596$2.5B0.17%Put
115
THOTHOR INDS INC
23,450$2.5B0.16%Call
116
GPCGENUINE PARTS CO
26,080$2.4B0.16%
117
NRANRG ENERGY INC
139,514$2.4B0.16%Call
118
MONSANTO CO NEW
20,122$2.4B0.16%
119
WEBMD HEALTH CORP
40,000$2.3B0.16%
120
KLACKLA-TENCOR CORP
25,000$2.3B0.15%
121
MXIMMAXIM INTEGRATED PRODS INC
50,000$2.2B0.15%Call
122
WTTRSELECT ENERGY SVCS INC
182,607$2.2B0.15%
123
FORESTAR GROUP INC
2,153$2.2B0.15%
124
ORLYO REILLY AUTOMOTIVE INC NEW
10,000$2.2B0.14%Call
125
GSTEURGASTAR EXPL INC NEW
2,257,617$2.1B0.14%
126
LEVEL 3 COMMUNICATIONS INC
35,000$2.1B0.14%
127
QUINPARIO ACQUISITION CORP 2
208,957$2.1B0.14%
128
FEYECHFFIREEYE INC
134,900$2.1B0.14%Call
129
LM03LIBERTY MEDIA CORP DELAWARE
48,499$2.0B0.13%
130
PACIFIC SPL ACQUISITION CORP
201,153$2.0B0.13%
131
HRG GROUP INC
113,566$2.0B0.13%
132
DLTRDOLLAR TREE INC
28,668$2.0B0.13%Call
133
ENBENBRIDGE INC
49,334$2.0B0.13%
134
NKENIKE INC
33,148$2.0B0.13%
135
BISON CAP ACQUISITION CORP
185,000$1.9B0.13%
136
DISHDISH NETWORK CORP
30,000$1.9B0.12%
137
FELCOR LODGING TR INC
257,071$1.9B0.12%
138
VYXNCR CORP NEW
45,000$1.8B0.12%Put
139
INTRAWEST RESORTS HLDGS INC
76,389$1.8B0.12%
140
M III ACQUISITION CORP
184,500$1.8B0.12%
141
TQQQPROSHARES TR
18,359$1.8B0.12%Put
142
HORIZON PHARMA INVT LTD
2,000$1.7B0.11%
143
TURKISH INVT FD INC
177,872$1.7B0.11%
144
OIBR/USDOI S A
277,414$1.7B0.11%
145
ALLYALLY FINL INC
80,000$1.7B0.11%
146
WRUSDWESTAR ENERGY INC
30,000$1.6B0.11%
147
CABELAS INC
26,600$1.6B0.10%Call
148
LM05LIBERTY MEDIA CORP DELAWARE
45,000$1.6B0.10%
149
BWABORGWARNER INC
37,000$1.6B0.10%Put
150
BRK/BBERKSHIRE HATHAWAY INC DEL
9,238$1.6B0.10%
151
WYWEYERHAEUSER CO
46,645$1.6B0.10%
152
ATWOOD OCEANICS INC
190,753$1.6B0.10%Put
153
CAKECHEESECAKE FACTORY INC
30,300$1.5B0.10%
154
USX1UNITED STATES STL CORP NEW
65,000$1.4B0.10%Call
155
DCHAMERICAN AXLE & MFG HLDGS IN
89,100$1.4B0.09%Put
156
I9DNARBUTUS BIOPHARMA CORP
375,854$1.4B0.09%
157
MALLINCKRODT PUB LTD CO
30,000$1.3B0.09%
158
CHRWC H ROBINSON WORLDWIDE INC
18,971$1.3B0.09%
159
UALUNITED CONTL HLDGS INC
17,100$1.3B0.09%
160
ROSEHILL RES INC
1,165,848$1.3B0.08%
161
JPMJPMORGAN CHASE & CO
13,617$1.2B0.08%Put
162
VVISA INC
13,200$1.2B0.08%
163
AYXEURALTERYX INC
62,873$1.2B0.08%
164
TRCOTRIBUNE MEDIA CO
30,000$1.2B0.08%
165
LTRPAUSDLIBERTY TRIPADVISOR HLDGS IN
105,000$1.2B0.08%
166
FOXATWENTY FIRST CENTY FOX INC
43,300$1.2B0.08%Call
167
COLONY NORTHSTAR INC
84,332$1.2B0.08%
168
AANUSDAARONS INC
30,300$1.2B0.08%Put
169
KATE SPADE & CO
63,677$1.2B0.08%
170
CF CORP
104,582$1.2B0.08%
171
MOSMOSAIC CO NEW
50,000$1.1B0.08%Call
172
DALDELTA AIR LINES INC DEL
20,556$1.1B0.07%
173
NESRNATIONAL ENERGY SERVICES REU
2,000,000$1.1B0.07%
174
VANTAGE ENERGY ACQUISITION
833,333$1.0B0.07%
175
HEIHEICO CORP NEW
16,757$1.0B0.07%
176
XEMDXWESTERN ASSET EMRG MKT DEBT
65,472$1.0B0.07%
177
WOLVERINE BANCORP INC
25,124$1.0B0.07%
178
FAIRPOINT COMMUNICATIONS INC
63,646$996.0M0.07%
179
NEUSTAR INC
29,678$990.0M0.07%
180
GNC HLDGS INC
117,408$989.0M0.07%Put
181
BIIBBIOGEN INC
3,600$977.0M0.06%
182
ARI NETWORK SVCS INC
132,765$936.0M0.06%
183
KHCKRAFT HEINZ CO
10,594$907.0M0.06%
184
ECECOPETROL S A
95,500$868.0M0.06%Put
185
OSVEURVANECK VECTORS ETF TR
35,000$868.0M0.06%Put
186
PACIFIC CONTINENTAL CORP
32,272$825.0M0.05%
187
TPG PACE ENERGY HLDGS CORP
583,333$822.0M0.05%
188
JWNUSDNORDSTROM INC
17,100$818.0M0.05%Put
189
NIELSEN HLDGS PLC
20,936$809.0M0.05%
190
EDGEWATER TECHNOLOGY INC
109,890$747.0M0.05%
191
BGCPEURBGC PARTNERS INC
58,209$736.0M0.05%
192
PFEPFIZER INC
21,575$725.0M0.05%
193
WOOFOOT LOCKER INC
14,700$724.0M0.05%
194
PATHEON N V
20,613$719.0M0.05%
195
TWENTY FIRST CENTY FOX INC
25,000$709.0M0.05%Put
196
PANLPANGAEA LOGISTICS SOLUTION L
254,794$708.0M0.05%
197
ENERNOC INC
90,600$702.0M0.05%
198
AWNADVANCE AUTO PARTS INC
6,000$700.0M0.05%Put
199
CELGCELGENE CORP
5,265$684.0M0.05%
200
TNADIREXION SHS ETF TR
12,000$670.0M0.04%Put
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