K2 PRINCIPAL FUND, L.P. Q1 2022 Filing

Filed May 16, 2022

Portfolio Value

$1.2B

Holdings

272

Report Date

Q1 2022

Filing Type

13F-HR

All Holdings (272 positions)

#	Stock	Shares	Value	% Portfolio	Type
101	DBDEUTSCHE BANK A G	129,800	$1.6M	0.14%	Call
102	GFLGFL ENVIRONMENTAL INC	49,000	$1.6M	0.14%	Put
103	VACMARRIOTT VACATIONS WORLDWIDE	10,000	$1.6M	0.14%	Call
104	BYNDBEYOND MEAT INC	31,812	$1.5M	0.13%
105	RNERMOUNT RAINIER ACQUISITION CO	150,000	$1.5M	0.13%
106	SPLKCHFSPLUNK INC	10,000	$1.5M	0.13%	Call
107	ULTAULTA BEAUTY INC	3,722	$1.5M	0.13%
108	AWGASBURY AUTOMOTIVE GROUP INC	8,500	$1.4M	0.12%
109	METAMETA PLATFORMS INC	6,000	$1.3M	0.12%
110	AEMAGNICO EAGLE MINES LTD	20,000	$1.2M	0.11%	Put
111	—HORIZON ACQUISITION CORPORAT	1,740,021	$1.1M	0.10%
112	—MERITOR INC	1,000	$1.1M	0.10%
113	BGCPEURBGC PARTNERS INC	243,318	$1.1M	0.09%
114	WLLWHITING PETE CORP NEW	12,666	$1.0M	0.09%
115	—SOCIAL CAP SUVRETTA HLDS CP	99,910	$973K	0.08%
116	—AUSTERLITZ ACQUISITION CORP	1,721,958	$964K	0.08%
117	—HOUGHTON MIFFLIN HARCOURT CO	44,812	$942K	0.08%	Call
118	—SOCIAL CAP SUVRETTA HLDS CRP	96,319	$939K	0.08%
119	—ALBERTON ACQUISITION CORP	71,956	$867K	0.07%
120	AAWWUSDATLAS AIR WORLDWIDE HLDGS IN	10,000	$864K	0.07%	Call
121	ENVXENOVIX CORPORATION	60,000	$856K	0.07%	Put
122	—HAYMAKER ACQUISITION CORP II	86,141	$851K	0.07%
123	MGIEURMONEYGRAM INTL INC	80,000	$845K	0.07%
124	EXEELCHESAPEAKE ENERGY CORP	14,996	$833K	0.07%
125	BBUBROOKFIELD BUSINESS PARTNERS	26,276	$807K	0.07%
126	SLRSOLITARIO ZINC CORP	926,772	$782K	0.07%
127	SRGSERITAGE GROWTH PPTYS	60,202	$762K	0.07%
128	CLDTCHATHAM LODGING TR	53,600	$739K	0.06%	Put
129	KTTAPASITHEA THERAPEUTICS CORP	550,000	$715K	0.06%
130	6PMPARAMOUNT GROUP INC	60,000	$655K	0.06%
131	—CC NEUBERGER PRIN HLDGS II	651,020	$651K	0.06%
132	—TRISTATE CAP HLDGS INC	19,234	$639K	0.06%
133	—THE VALENS COMPANY INC	369,100	$635K	0.05%
134	—MIMECAST LTD	7,743	$616K	0.05%
135	AUPHAURINIA PHARMACEUTICALS INC	47,462	$588K	0.05%
136	FT2FIRST HORIZON CORPORATION	24,618	$578K	0.05%
137	—WALDENCAST ACQUISITION CORP	57,451	$569K	0.05%
138	PLANUSDANAPLAN INC	8,700	$566K	0.05%
139	WGOWINNEBAGO INDS INC	10,000	$540K	0.05%	Put
140	BBUCBROOKFIELD BUSINESS CORP	13,138	$532K	0.05%
141	AMCAMC ENTMT HLDGS INC	21,000	$517K	0.04%	Call
142	—GLOBIS ACQUISITION CORP	916,790	$504K	0.04%
143	—NIELSEN HLDGS PLC	18,400	$501K	0.04%
144	—GORES HOLDINGS VII INC	577,114	$491K	0.04%
145	—CLOVER LEAF CAPITAL CORP	1,718,999	$437K	0.04%
146	—GORES HLDGS VIII INC	340,003	$435K	0.04%
147	—CHW ACQUISITION CORPORATION	1,270,038	$428K	0.04%
148	PUCKWGOAL ACQUISITIONS CORP	1,363,553	$409K	0.04%
149	—AVISTA PUB ACQUISITION CORP	532,235	$371K	0.03%
150	ADVMCHFADVERUM BIOTECHNOLOGIES INC	270,902	$355K	0.03%
151	—CC NEUBERGER PRINCIPAL HOLDN	563,309	$349K	0.03%
152	SJIEURSOUTH JERSEY INDS INC	10,000	$345K	0.03%
153	IPOAGBPVIRGIN GALACTIC HOLDINGS INC	31,623	$312K	0.03%
154	DCBODOCEBO INC	5,959	$309K	0.03%
155	—MOUNTAIN CREST ACQUSITN CRP	1,502,229	$300K	0.03%
156	—BLOCKCHAIN MOON ACQUISITN CO	1,608,587	$297K	0.03%
157	—AFRICAN GOLD ACQUISITION COR	1,408,644	$282K	0.02%
158	—B RILEY PRIN 250 MERGER CORP	535,788	$269K	0.02%
159	—INDUSTRIAL HUMAN CAPITAL INC	1,444,240	$260K	0.02%
160	—SPK AQUISITION CORP	1,213,977	$243K	0.02%
161	—ROTH CH ACQUISITION IV CO	821,145	$238K	0.02%
162	—TUSCAN HLDGS CORP II	456,047	$234K	0.02%
163	—GORES TECHNOLOGY PARTNERS II	310,406	$232K	0.02%
164	BRZHBREEZE HOLDINGS ACQUISITN CO	22,240	$229K	0.02%
165	GU9GUESS INC	10,000	$218K	0.02%
166	—BENESSERE CAPITAL ACQUSTN CO	976,767	$217K	0.02%
167	—CHARDAN NEXTECH ACQUISITION	714,251	$214K	0.02%
168	—GIGCAPITAL 5 INC	919,200	$207K	0.02%
169	SPOKSPOK HLDGS INC	25,500	$203K	0.02%	Call
170	—NOCTURNE ACQUISITION CORP	949,931	$200K	0.02%
171	MCAGRMOUNTAIN CREST ACQSITN CORP	993,400	$196K	0.02%
172	SHOSUNSTONE HOTEL INVS INC NEW	16,300	$192K	0.02%
173	—IGNYTE ACQUISITION CORP	441,409	$187K	0.02%
174	—THUNDER BRIDGE CAP PRTNRS II	351,605	$181K	0.02%
175	—ABRI SPAC I INC	532,292	$180K	0.02%
176	—MOUNTAIN CREST ACQSTN CORP I	593,179	$179K	0.02%
177	—HAWKS ACQUISITION CORP	740,000	$176K	0.02%
178	—10X CAP VENTURE ACQSTN CORP	184,569	$168K	0.01%
179	—GORES TECHNOLOGY PARTNERS IN	196,059	$157K	0.01%
180	—ROC ENERGY ACQUISITION CORP	800,000	$154K	0.01%
181	—TRISTAR ACQUISITION I CORP	383,357	$154K	0.01%
182	—GLADSTONE ACQUISITION CORP	462,575	$153K	0.01%
183	—HENNESSY CAPITAL INVS CORP V	379,873	$152K	0.01%
184	—VIVEON HEALTH ACQUISITION CO	1,249,735	$150K	0.01%
185	—BLOCKCHAIN MOON ACQUISITN CO	716,182	$143K	0.01%
186	—BLACK MOUNTAIN ACQ CORP	525,000	$142K	0.01%
187	IMAQWINTERNATIONAL MEDIA ACQUISIT	777,272	$138K	0.01%
188	—JUPITER WELLNESS ACQUISITION	666,100	$135K	0.01%
189	NUAIROTH CH ACQUISITION V CO	336,819	$135K	0.01%
190	—FAT PROJECTS ACQUISITION COR	771,779	$135K	0.01%
191	—BLUESCAPE OPPORTUNITIES ACQU	388,558	$131K	0.01%
192	—AURORA ACQUISITION CORP	13,196	$130K	0.01%
193	INTEWINTEGRAL ACQUISITION CORP 1	325,000	$130K	0.01%
194	HVIIHENNESSY CAPITAL INVST CORP	242,055	$126K	0.01%
195	—MOUNT RAINIER ACQUISITION CO	499,990	$125K	0.01%
196	—GLOBAL SYNERGY ACQUISIT CORP	622,014	$112K	0.01%
197	—CF ACQUISITION CORP IV	263,427	$105K	0.01%
198	—ACHARI VENTURES HLDGS CORP I	500,000	$105K	0.01%
199	—ENERGEM CORP	527,749	$104K	0.01%
200	—REDBALL ACQUISITION CORP	10,000	$102K	0.01%

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