K2 PRINCIPAL FUND, L.P. Q1 2021 Filing

Filed May 14, 2021

Portfolio Value

$1.3B

Holdings

276

Report Date

Q1 2021

Filing Type

13F-HR

All Holdings (276 positions)

#	Stock	Shares	Value	% Portfolio	Type
201	FLEXFLEX LTD	50,000	$916K	0.07%	Call
202	GLUUGLU MOBILE INC	72,857	$909K	0.07%
203	ABEVAMBEV SA	323,186	$886K	0.07%
204	—COOPER TIRE & RUBR CO	15,135	$847K	0.07%
205	PBCTEURPEOPLES UNITED FINANCIAL INC	45,000	$806K	0.06%
206	—VESPER HEALTHCARE ACQSTN COR	67,801	$783K	0.06%
207	—RIGNET INC	85,966	$750K	0.06%
208	—BENESSERE CAPITAL ACQUSTN CO	75,197	$747K	0.06%
209	—BROOGE ENERGY LTD	929,388	$744K	0.06%
210	CCIXCHURCHILL CAPITAL CORP VII	73,980	$738K	0.06%
211	—HEALTH SCIENCES ACQ CORP 2	64,906	$726K	0.06%
212	—GREENVISION ACQUISITION CORP	66,375	$674K	0.05%
213	JETSETF SER SOLUTIONS	25,000	$673K	0.05%	Call
214	—BARCLAYS BANK PLC	56,750	$647K	0.05%
215	ZZILLOW GROUP INC	4,633	$601K	0.05%
216	—4D PHARMA PLC	550,944	$601K	0.05%
217	GOTUGSX TECHEDU INC	17,500	$593K	0.05%	Put
218	—ZANITE ACQUISITION CORP	58,997	$587K	0.05%
219	—CLASS ACCELERATION CORP	58,614	$580K	0.05%
220	—GIGCAPITAL2 INC	56,537	$567K	0.04%
221	AVYAUSDAVAYA HLDGS CORP	20,000	$561K	0.04%	Call
222	—ANDINA ACQUISITION CORP III	656,450	$558K	0.04%
223	—CF FIN ACQUISITION CORP III	54,755	$548K	0.04%
224	—EAST STONE ACQUISITION CORP	54,032	$540K	0.04%
225	—FORUM MERGER III CORP	50,734	$506K	0.04%
226	BRZHBREEZE HOLDINGS ACQUISITN CO	50,000	$498K	0.04%
227	—ROSS ACQUISITION CORP II	50,000	$498K	0.04%
228	COHRII-VI INC	7,280	$498K	0.04%
229	—ACE CONVERGENCE ACQU CORP	49,836	$497K	0.04%
230	—KADEM SUSTAINABLE IMPACT COR	50,000	$494K	0.04%
231	—AMPLITUDE HLTHCRE AQUSTIN CO	47,459	$470K	0.04%
232	—PTK ACQUISITION CORP	835,470	$455K	0.04%
233	0VVBVIACOMCBS INC	10,000	$451K	0.04%	Put
234	ZBHZIMMER BIOMET HOLDINGS INC	2,800	$448K	0.04%
235	—ALBERTON ACQUISITION CORP	39,920	$436K	0.03%
236	—DEEP LAKE CAPITAL ACQUSTN CO	44,099	$432K	0.03%
237	GENNORTONLIFELOCK INC	20,000	$425K	0.03%	Call
238	—CONDOR HOSPITALITY TR INC	118,651	$413K	0.03%
239	—SEVEN OAKS ACQUISITION CORP	444,103	$404K	0.03%
240	—GORES HOLDINGS VII INC	39,479	$393K	0.03%
241	HPPHUDSON PAC PPTYS INC	13,500	$366K	0.03%	Call
242	—GLOBIS ACQUISITION CORP	650,000	$358K	0.03%
243	—ANDINA ACQUISITION CORP III	517,950	$358K	0.03%
244	—GREENVISION ACQUISITION CORP	594,364	$345K	0.03%
245	—ALBERTON ACQUISITION CORP	646,340	$323K	0.03%
246	—VIVEON HEALTH ACQUISITION CO	848,926	$323K	0.03%
247	WDRWADDELL & REED FINL INC	12,200	$306K	0.02%
248	SIRIEURSIRIUS XM HOLDINGS INC	50,000	$305K	0.02%	Call
249	EXEELCHESAPEAKE ENERGY CORP	15,633	$266K	0.02%
250	—PETRA ACQUISITION INC	26,583	$266K	0.02%
251	—BENESSERE CAPITAL ACQUSTN CO	714,531	$234K	0.02%
252	—HEALTHCARE CAPITAL CORP	23,284	$225K	0.02%
253	DISCAUSDDISCOVERY INC	5,000	$217K	0.02%
254	—ALBERTON ACQUISITION CORP	463,516	$209K	0.02%
255	—MALLARD ACQUISITION CORP	436,713	$197K	0.02%
256	—KHOSLA VENTURES ACQUISITION	18,160	$183K	0.01%
257	—VIVEON HEALTH ACQUISITION CO	983,100	$177K	0.01%
258	—HORIZON ACQUISITION CORP	156,041	$172K	0.01%
259	—YUNHONG INTL	388,435	$170K	0.01%
260	—YUNHONG INTL	331,827	$169K	0.01%
261	—CI FINL CORP	11,117	$161K	0.01%
262	—CHARDAN HEALTHCR ACQSTN 2 CO	149,885	$141K	0.01%
263	—TUSCAN HLDGS CORP II	173,406	$139K	0.01%
264	—AGBA ACQUISITION LTD	10,672	$113K	0.01%
265	—SCVX CORP	11,275	$111K	0.01%
266	—REDBALL ACQUISITION CORP	10,000	$101K	0.01%
267	—SENIOR CONNECT ACQUISITN COR	138,900	$99K	0.01%
268	—NATURAL ORDER ACQUISITION CO	99,579	$80K	0.01%
269	—HEALTHCARE SERVICES ACQU COR	127,681	$80K	0.01%
270	—LIONHEART ACQUISITION CORP I	100,000	$72K	0.01%
271	—UNION ACQUISITION CORP II	100,000	$68K	0.01%
272	—EPIPHANY TECHNOLOGY ACQUISIT	72,559	$60K	0.00%
273	—ACKRELL SPAC PARTNERS I CO	85,353	$43K	0.00%
274	—PROGRESS ACQUISITION CORP	50,187	$23K	0.00%
275	—EAST RES ACQUISITION CO	24,344	$20K	0.00%
276	—ARES ACQUISITION CORPORATION	20,232	$18K	0.00%

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