K2 PRINCIPAL FUND, L.P. Q1 2017 Filing

Filed May 11, 2017

Portfolio Value

$1.2T

Holdings

249

Report Date

Q1 2017

Filing Type

13F-HR

All Holdings (249 positions)

#	Stock	Shares	Value	% Portfolio	Type
101	—CST BRANDS INC	52,351	$2.5B	0.21%
102	AALAMERICAN AIRLS GROUP INC	59,416	$2.5B	0.21%	Call
103	—LANDCADIA HLDGS INC	250,000	$2.5B	0.21%
104	BKRBAKER HUGHES INC	40,400	$2.4B	0.20%	Put
105	CACCCREDIT ACCEP CORP MICH	12,000	$2.4B	0.20%	Put
106	LOWLOWES COS INC	29,000	$2.4B	0.20%	Call
107	SLG2EURSL GREEN RLTY CORP	21,561	$2.3B	0.19%	Put
108	CLRUSDCONTINENTAL RESOURCES INC	50,000	$2.3B	0.19%
109	MACMACERICH CO	33,700	$2.2B	0.18%	Put
110	AMZNAMAZON COM INC	2,396	$2.1B	0.18%
111	XLESELECT SECTOR SPDR TR	30,000	$2.1B	0.17%	Put
112	—QUINPARIO ACQUISITION CORP 2	208,957	$2.1B	0.17%
113	—KAPSTONE PAPER AND PACKAGING C	90,000	$2.1B	0.17%
114	—B/E AEROSPACE INC	31,999	$2.1B	0.17%
115	DLTRDOLLAR TREE INC	25,825	$2.0B	0.17%	Call
116	OIBR/USDOI S A	303,006	$2.0B	0.16%
117	—AEGEAN MARINE PETROLEUM NETW	162,500	$2.0B	0.16%
118	HEIHEICO CORP NEW	25,603	$1.9B	0.16%
119	UALUNITED CONTL HLDGS INC	27,000	$1.9B	0.16%
120	—HORIZON PHARMA INVT LTD	2,000	$1.8B	0.15%
121	—M III ACQUISITION CORP	184,500	$1.8B	0.15%
122	—RITE AID CORP	415,272	$1.8B	0.15%	Put
123	WYWEYERHAEUSER CO	51,800	$1.8B	0.15%
124	AVGOBROADCOM LTD	8,000	$1.8B	0.15%	Put
125	POT1EURPOTASH CORP SASK INC	100,000	$1.7B	0.14%	Call
126	DISDISNEY WALT CO	15,000	$1.7B	0.14%	Put
127	CAHCARDINAL HEALTH INC	20,300	$1.7B	0.14%	Call
128	LBEURL BRANDS INC	35,000	$1.6B	0.14%	Put
129	—CONYERS PK ACQUISITION	150,000	$1.6B	0.13%
130	CABOCABLE ONE INC	2,500	$1.6B	0.13%
131	JWNUSDNORDSTROM INC	33,200	$1.5B	0.13%	Put
132	—VALSPAR CORP	13,676	$1.5B	0.13%
133	WMWASTE MGMT INC DEL	20,700	$1.5B	0.13%	Put
134	—FELCOR LODGING TR INC	198,489	$1.5B	0.12%
135	TSCOTRACTOR SUPPLY CO	21,100	$1.5B	0.12%	Call
136	—AIR METHODS CORP	32,700	$1.4B	0.12%	Call
137	GLNGGOLAR LNG LTD BERMUDA	50,000	$1.4B	0.12%
138	I9DNARBUTUS BIOPHARMA CORP	427,967	$1.4B	0.12%
139	MDLZMONDELEZ INTL INC	30,900	$1.3B	0.11%
140	AYXEURALTERYX INC	85,000	$1.3B	0.11%
141	CFCF INDS HLDGS INC	45,000	$1.3B	0.11%	Put
142	KHCKRAFT HEINZ CO	14,507	$1.3B	0.11%
143	—NIMBLE STORAGE INC	105,000	$1.3B	0.11%
144	CHKPCHECK POINT SOFTWARE TECH LT	12,707	$1.3B	0.11%	Put
145	—COLONY NORTHSTAR INC	99,246	$1.3B	0.11%
146	TQQQPROSHARES TR	14,500	$1.3B	0.11%	Put
147	CELGCELGENE CORP	10,165	$1.3B	0.11%	Put
148	DALDELTA AIR LINES INC DEL	26,566	$1.2B	0.10%
149	—SYNGENTA AG	13,600	$1.2B	0.10%
150	BIIBBIOGEN INC	4,400	$1.2B	0.10%
151	VVISA INC	13,200	$1.2B	0.10%
152	HRBBLOCK H AND R INC	50,000	$1.2B	0.10%	Put
153	FNFFIDELITY NATIONAL FINANCIAL	29,300	$1.1B	0.09%
154	IYZISHARES TR	35,000	$1.1B	0.09%	Put
155	—WGL HLDGS INC	13,712	$1.1B	0.09%
156	LBTYBLIBERTY GLOBAL PLC	30,900	$1.1B	0.09%
157	LM03LIBERTY MEDIA CORP DELAWARE	27,774	$1.1B	0.09%
158	AEMAGNICO EAGLE MINES LTD	25,300	$1.1B	0.09%
159	—ZELTIQ AESTHETICS INC	19,216	$1.1B	0.09%
160	—PACIFIC SPL ACQUISITION CORP	102,680	$1.1B	0.09%
161	PANLPANGAEA LOGISTICS SOLUTION L	308,414	$1.1B	0.09%
162	—IHS MARKIT LTD	25,000	$1.0B	0.09%
163	—CEB INC	13,087	$1.0B	0.09%
164	—PRIVATEBANCORP INC	17,159	$1.0B	0.08%
165	ECECOPETROL S A	108,000	$1.0B	0.08%	Put
166	—NEUSTAR INC	29,678	$984.0M	0.08%
167	GISGENERAL MLS INC	16,000	$944.0M	0.08%	Call
168	BGCPEURBGC PARTNERS INC	83,002	$943.0M	0.08%
169	—DIREXION SHS ETF TR	30,100	$935.0M	0.08%	Put
170	—VCA INC	10,104	$925.0M	0.08%
171	FVICHFFORTUNA SILVER MINES INC	170,000	$884.0M	0.07%
172	—TURKISH INVT FD INC	103,919	$864.0M	0.07%
173	XEMDXWESTERN ASSET EMRG MKT DEBT	55,012	$853.0M	0.07%
174	—STILLWATER MNG CO	49,257	$851.0M	0.07%
175	—PROSHARES TR	22,000	$816.0M	0.07%	Put
176	DISCAUSDDISCOVERY COMMUNICATNS NEW	28,000	$815.0M	0.07%
177	IGTINTERNATIONAL GAME TECHNOLOG	34,300	$813.0M	0.07%	Put
178	—TWENTY FIRST CENTY FOX INC	25,000	$810.0M	0.07%	Put
179	—EDGEWATER TECHNOLOGY INC	99,738	$743.0M	0.06%
180	—OCLARO INC	70,000	$687.0M	0.06%
181	—EXAR CORP	50,000	$651.0M	0.05%
182	AMTTD AMERITRADE HLDG CORP	16,706	$649.0M	0.05%
183	FOXATWENTY FIRST CENTY FOX INC	20,000	$636.0M	0.05%
184	—KLR ENERGY ACQUISITION CORP	535,581	$632.0M	0.05%
185	—DEPOMED INC	50,200	$630.0M	0.05%
186	—HARMONY MERGER CORP	1,247,449	$624.0M	0.05%
187	BRK/BBERKSHIRE HATHAWAY INC DEL	3,738	$623.0M	0.05%
188	BYDBOYD GAMING CORP	28,000	$616.0M	0.05%
189	RIORIO TINTO PLC	15,100	$614.0M	0.05%	Put
190	—BLACK KNIGHT FINL SVCS INC	16,000	$613.0M	0.05%	Put
191	LCUTLIFETIME BRANDS INC	30,451	$612.0M	0.05%
192	EEMISHARES TR	15,000	$591.0M	0.05%	Put
193	BACBANK AMER CORP	25,000	$590.0M	0.05%	Call
194	BLKCHFBLACKROCK INC	1,500	$575.0M	0.05%
195	—HERITAGE OAKS BANCORP	42,812	$572.0M	0.05%
196	—RPX CORP	47,425	$569.0M	0.05%
197	—ENTERCOM COMMUNICATIONS CORP	39,688	$568.0M	0.05%
198	CTLEURCENTURYLINK INC	24,042	$567.0M	0.05%
199	—ALON USA ENERGY INC	45,087	$550.0M	0.05%
200	FFORD MTR CO DEL	47,000	$547.0M	0.05%	Call

PreviousPage 2 of 3Next