GUGGENHEIM CAPITAL LLC Q2 2023 Filing

Filed August 11, 2023

Portfolio Value

$12.7B

Holdings

1,861

Report Date

Q2 2023

Filing Type

13F-HR

All Holdings (1,861 positions)

#	Stock	Shares	Value	% Portfolio
1001	AZPN1USDASPEN TECHNOLOGY INC	6,642	$1.0M	0.01%
1002	RDYDR REDDYS LABS LTD	20,860	$1.0M	0.01%
1003	VLTINVESCO HIGH INCOME TR II	113,784	$1.0M	0.01%
1004	WEAWESTERN ASSET PREMIER BD FD	188,864	$1.0M	0.01%
1005	LTCLTC PPTYS INC	35,141	$1.0M	0.01%
1006	G9NGRUPO AEROPUERTO DEL PACIFIC	6,233	$1.0M	0.01%
1007	THGHANOVER INS GROUP INC	15,885	$1.0M	0.01%
1008	ADXADAMS DIVERSIFIED EQUITY FD	60,582	$1.0M	0.01%
1009	XRAYDENTSPLY SIRONA INC	25,387	$1.0M	0.01%
1010	DMOWESTERN ASSET MTG DEFINED OP	134,497	$1.0M	0.01%
1011	G4RABANCO DE CHILE	52,335	$1.0M	0.01%
1012	MFMMFS MUN INCOME TR	220,055	$1.0M	0.01%
1013	—NEUBERGER BRMAN CLIFRN MUNI	104,565	$1.0M	0.01%
1014	TTECTTEC HLDGS INC	33,334	$1.0M	0.01%
1015	RRYDER SYS INC	11,934	$1.0M	0.01%
1016	NCZVIRTUS CONVERTIBLE & INCOME	468,894	$1.0M	0.01%
1017	NCZVIRTUS CONVERTIBLE & INC FD	435,767	$1.0M	0.01%
1018	IHDVOYA EMERGING MKTS HIGH DIVI	215,164	$1.0M	0.01%
1019	NGNOVAGOLD RES INC	305,650	$1.0M	0.01%
1020	PNIPIMCO NEW YORK MUN FD II	207,155	$1.0M	0.01%
1021	NBHNEUBERGER BERMAN MUN FD INC	148,929	$1.0M	0.01%
1022	ETOEATON VANCE TAX-ADVANTAGED G	53,448	$1.0M	0.01%
1023	CEVEATON VANCE CALIF MUN INCOM	158,470	$1.0M	0.01%
1024	JOUTJOHNSON OUTDOORS INC	24,040	$1.0M	0.01%
1025	VUZIVUZIX CORP	215,383	$1.0M	0.01%
1026	IGAVOYA GLBL ADV & PREM OPP FD	194,465	$1.0M	0.01%
1027	FDDFIRST TR HIGH INCOME LONG /	159,103	$1.0M	0.01%
1028	VFLDELAWARE INVTS NATL MUN INCO	131,800	$1.0M	0.01%
1029	NIMNUVEEN SELECT MAT MUN FD	192,219	$1.0M	0.01%
1030	—NUVEEN CALIF SELECT TAX FREE	150,241	$1.0M	0.01%
1031	JPCNUVEEN PFD & INCOME OPPORTUN	308,733	$1.0M	0.01%
1032	QSIQUANTUM SI INC	709,035	$1.0M	0.01%
1033	DECKDECKERS OUTDOOR CORP	4,034	$1.0M	0.01%
1034	PGXINVESCO EXCH TRADED FD TR II	116,462	$1.0M	0.01%
1035	CPZCALAMOS LNG SHR EQT DYNAMIC	77,032	$1.0M	0.01%
1036	VGIVIRTUS GLOBAL MULTI-SECTOR I	243,928	$1.0M	0.01%
1037	VNQIVANGUARD INTL EQUITY INDEX F	27,937	$1.0M	0.01%
1038	TEITEMPLETON EMERGING MKTS INCO	213,264	$1.0M	0.01%
1039	TPHTRI POINTE HOMES INC	38,533	$1.0M	0.01%
1040	XPOXPO INC	20,141	$1.0M	0.01%
1041	ELP1COMPANHIA PARANAENSE ENERG C	121,523	$1.0M	0.01%
1042	CNRCANADIAN NATL RY CO	13,579	$1.0M	0.01%
1043	SONYSONY GROUP CORPORATION	11,167	$1.0M	0.01%
1044	CATYCATHAY GEN BANCORP	41,720	$1.0M	0.01%
1045	KNSLKINSALE CAP GROUP INC	2,748	$1.0M	0.01%
1046	MKSIMKS INSTRS INC	16,790	$1.0M	0.01%
1047	CWEN/ACLEARWAY ENERGY INC	39,291	$1.0M	0.01%
1048	RUSHARUSH ENTERPRISES INC	22,344	$1.0M	0.01%
1049	PRTAPROTHENA CORP PLC	15,180	$1.0M	0.01%
1050	SEASEABRIDGE GOLD INC	99,801	$1.0M	0.01%
1051	RIGTRANSOCEAN LTD	265,626	$1.0M	0.01%
1052	ACADACADIA PHARMACEUTICALS INC	47,836	$1.0M	0.01%
1053	ESNTESSENT GROUP LTD	29,355	$1.0M	0.01%
1054	XNXNXNUVEEN N Y SELECT TAX FREE I	84,461	$1.0M	0.01%
1055	TSTENARIS S A	57,750	$1.0M	0.01%
1056	TKCTURKCELL ILETISIM HIZMETLERI	365,450	$1.0M	0.01%
1057	DRDDRDGOLD LIMITED	104,443	$1.0M	0.01%
1058	MG1MGE ENERGY INC	14,723	$1.0M	0.01%
1059	TMHCTAYLOR MORRISON HOME CORP	40,965	$1.0M	0.01%
1060	BCCBOISE CASCADE CO DEL	13,605	$1.0M	0.01%
1061	DFPFLAHERTY & CRUMRINE DYNAMIC	65,024	$1.0M	0.01%
1062	KBHKB HOME	27,837	$1.0M	0.01%
1063	USX1UNITED STATES STL CORP NEW	54,340	$1.0M	0.01%
1064	HPFHANCOCK JOHN PFD INCOME FD I	81,818	$1.0M	0.01%
1065	PULSPGIM ETF TR	23,764	$1.0M	0.01%
1066	BUDANHEUSER BUSCH INBEV SA/NV	27,636	$1.0M	0.01%
1067	FLRNSPDR SER TR	47,307	$1.0M	0.01%
1068	SWN1EURSOUTHWESTERN ENERGY CO	256,886	$1.0M	0.01%
1069	SSNCSS&C TECHNOLOGIES HLDGS INC	21,084	$1.0M	0.01%
1070	SPSBSPDR SER TR	37,949	$1.0M	0.01%
1071	KLICKULICKE & SOFFA INDS INC	19,542	$1.0M	0.01%
1072	INSPINSPIRE MED SYS INC	5,011	$1.0M	0.01%
1073	CELHCELSIUS HLDGS INC	13,135	$1.0M	0.01%
1074	MQ8MAG SILVER CORP	120,879	$1.0M	0.01%
1075	—CLEARBRIDGE MLP AND MIDSTRM	47,828	$1.0M	0.01%
1076	MTDRMATADOR RES CO	38,221	$1.0M	0.01%
1077	VTWOVANGUARD SCOTTSDALE FDS	25,613	$1.0M	0.01%
1078	AM6AMICUS THERAPEUTICS INC	103,123	$1.0M	0.01%
1079	AYS1SANDSTORM GOLD LTD	328,699	$1.0M	0.01%
1080	RMBS*RAMBUS INC DEL	25,665	$1.0M	0.01%
1081	WHDCACTUS INC	29,853	$1.0M	0.01%
1082	JBLUJETBLUE AWYS CORP	128,453	$1.0M	0.01%
1083	RCSPIMCO STRATEGIC INCOME FD	370,318	$1.0M	0.01%
1084	GLOCLOUGH GLOBAL OPPORTUNITIES	379,874	$1.0M	0.01%
1085	WIPSPDR SER TR	32,430	$1.0M	0.01%
1086	AGFIRST MAJESTIC SILVER CORP	353,488	$1.0M	0.01%
1087	MCNMADISON COVERED CALL & EQUIT	144,753	$1.0M	0.01%
1088	SDHYPGIM SHORT DUR HIG YLD OPP F	117,554	$1.0M	0.01%
1089	XBISPDR SER TR	20,885	$1.0M	0.01%
1090	NEUNEWMARKET CORP	2,967	$1.0M	0.01%
1091	MUSAMURPHY USA INC	5,774	$1.0M	0.01%
1092	CMCCOMMERCIAL METALS CO	19,425	$1.0M	0.01%
1093	FWONALIBERTY MEDIA CORP DEL	19,394	$1.0M	0.01%
1094	CASYCASEYS GEN STORES INC	7,833	$1.0M	0.01%
1095	CIGCIA ENERGETICA DE MINAS GERA	474,133	$1.0M	0.01%
1096	OLNOLIN CORP	35,404	$1.0M	0.01%
1097	SSDSIMPSON MFG INC	13,611	$1.0M	0.01%
1098	—APOLLO TACTICAL INCOME FD IN	92,424	$1.0M	0.01%
1099	OGSONE GAS INC	24,392	$1.0M	0.01%
1100	HP5AEQUITY COMWLTH	58,519	$1.0M	0.01%

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