D. E. Shaw & Co., Inc. Q4 2019 Filing
Filed February 14, 2020
Portfolio Value
$87.5B
Holdings
2,720
Report Date
Q4 2019
Filing Type
13F-HR
All Holdings (2,720 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1201 | KWE1RING ENERGY INC | 77,572 | $205.0M | 0.23% | |
| 1202 | NXPINXP SEMICONDUCTORS N V | 1,610,817 | $205.0M | 0.23% | Put |
| 1203 | CIVBCIVISTA BANCSHARES INC | 8,503 | $204.0M | 0.23% | |
| 1204 | PBFSPIONEER BANCORP INC | 13,295 | $204.0M | 0.23% | |
| 1205 | XXYCROSS CTRY HEALTHCARE INC | 17,500 | $203.0M | 0.23% | |
| 1206 | STRLSTERLING CONSTRUCTION CO INC | 14,269 | $201.0M | 0.23% | |
| 1207 | ORTXUSDORCHARD THERAPEUTICS PLC | 14,579 | $200.0M | 0.23% | |
| 1208 | —IDERA PHARMACEUTICALS INC | 110,033 | $200.0M | 0.23% | |
| 1209 | COUPEURCOUPA SOFTWARE INC | 1,364,222 | $199.5M | 0.23% | Put |
| 1210 | TFSLTFS FINL CORP | 10,126 | $199.0M | 0.23% | |
| 1211 | EOGEOG RES INC | 2,371,819 | $198.7M | 0.23% | Put |
| 1212 | ACICUNITED INS HLDGS CORP | 15,678 | $198.0M | 0.23% | |
| 1213 | —CAPSTEAD MTG CORP | 25,029 | $198.0M | 0.23% | |
| 1214 | DSEURDRIVE SHACK INC | 53,490 | $196.0M | 0.22% | |
| 1215 | CTSOCYTOSORBENTS CORP | 50,767 | $195.0M | 0.22% | |
| 1216 | SFESSAFEGUARD SCIENTIFICS INC | 17,776 | $195.0M | 0.22% | |
| 1217 | HBTHBT FINL INC | 10,237 | $194.0M | 0.22% | |
| 1218 | JDJD COM INC | 5,500,121 | $193.8M | 0.22% | Put |
| 1219 | —COLONY CAP INC NEW | 40,653 | $193.0M | 0.22% | |
| 1220 | CNSLEURCONSOLIDATED COMM HLDGS INC | 49,690 | $193.0M | 0.22% | |
| 1221 | TECK/BTECK RESOURCES LTD | 1,088,534 | $192.7M | 0.22% | Put |
| 1222 | UAUNDER ARMOUR INC | 10,000 | $192.0M | 0.22% | Put |
| 1223 | BNEDBARNES & NOBLE ED INC | 44,832 | $191.0M | 0.22% | |
| 1224 | SPYSPDR S&P 500 ETF TR | 593,217 | $190.9M | 0.22% | |
| 1225 | QRVOQORVO INC | 1,637,104 | $190.3M | 0.22% | Put |
| 1226 | NMRKNEWMARK GROUP INC | 14,145 | $190.0M | 0.22% | |
| 1227 | GAINGLADSTONE INVT CORP | 14,282 | $189.0M | 0.22% | |
| 1228 | ITIEURITERIS INC | 37,555 | $187.0M | 0.21% | |
| 1229 | SESEA LTD | 4,625,932 | $186.1M | 0.21% | Put |
| 1230 | RFLRAFAEL HLDGS INC | 10,453 | $186.0M | 0.21% | |
| 1231 | —R1 RCM INC | 240,452 | $185.9M | 0.21% | |
| 1232 | HZNPHORIZON THERAPEUTICS PUB LTD | 5,134,157 | $185.9M | 0.21% | |
| 1233 | AVXLANAVEX LIFE SCIENCES CORP | 71,550 | $185.0M | 0.21% | |
| 1234 | HLHECLA MNG CO | 54,500 | $185.0M | 0.21% | |
| 1235 | NTLAINTELLIA THERAPEUTICS INC | 12,625 | $185.0M | 0.21% | |
| 1236 | DLTHDULUTH HLDGS INC | 17,502 | $184.0M | 0.21% | |
| 1237 | PEOEXELON CORP | 4,022,512 | $183.4M | 0.21% | |
| 1238 | TTDTHE TRADE DESK INC | 704,163 | $182.9M | 0.21% | Put |
| 1239 | NYCBEURNEW YORK CMNTY BANCORP INC | 228,737 | $182.6M | 0.21% | Call |
| 1240 | G2CEVERI HLDGS INC | 486,193 | $182.4M | 0.21% | |
| 1241 | MNSTMONSTER BEVERAGE CORP NEW | 2,864,571 | $182.0M | 0.21% | |
| 1242 | —ALLERGAN PLC | 951,701 | $181.9M | 0.21% | Put |
| 1243 | WVEWAVE LIFE SCIENCES LTD | 22,548 | $181.0M | 0.21% | |
| 1244 | FDUSFIDUS INVT CORP | 12,112 | $180.0M | 0.21% | |
| 1245 | AXASEURABRAXAS PETE CORP | 511,589 | $180.0M | 0.21% | |
| 1246 | SMHISEACOR MARINE HLDGS INC | 122,066 | $179.5M | 0.21% | |
| 1247 | MTUSTIMKENSTEEL CORP | 675,663 | $179.1M | 0.20% | |
| 1248 | SLBSCHLUMBERGER LTD | 4,453,974 | $179.1M | 0.20% | Put |
| 1249 | DOEURDIAMOND OFFSHORE DRILLING IN | 24,829 | $179.0M | 0.20% | |
| 1250 | LFVNLIFEVANTAGE CORP | 11,449 | $179.0M | 0.20% | |
| 1251 | GLNGGOLAR LNG LTD BERMUDA | 112,369 | $177.4M | 0.20% | Put |
| 1252 | —TELARIA INC | 20,090 | $177.0M | 0.20% | |
| 1253 | BZHBEAZER HOMES USA INC | 12,445 | $176.0M | 0.20% | |
| 1254 | —PROGENICS PHARMACEUTICALS IN | 34,434 | $175.0M | 0.20% | |
| 1255 | —CIVEO CORP CDA | 1,342,622 | $174.6M | 0.20% | |
| 1256 | PGTIUSDPGT INNOVATIONS INC | 11,679 | $174.0M | 0.20% | |
| 1257 | ADSKAUTODESK INC | 947,718 | $173.9M | 0.20% | Call |
| 1258 | OXYOCCIDENTAL PETE CORP | 4,201,814 | $173.2M | 0.20% | Put |
| 1259 | STLDSTEEL DYNAMICS INC | 5,082,333 | $173.0M | 0.20% | Put |
| 1260 | ETRAE TRADE FINANCIAL CORP | 3,806,034 | $172.7M | 0.20% | Put |
| 1261 | —MELLANOX TECHNOLOGIES LTD | 1,458,558 | $170.9M | 0.20% | Call |
| 1262 | SOYSUNOPTA INC | 68,034 | $170.0M | 0.19% | |
| 1263 | —ANTARES PHARMA INC | 35,967 | $169.0M | 0.19% | |
| 1264 | LQDTLIQUIDITY SERVICES INC | 28,419 | $169.0M | 0.19% | |
| 1265 | CVNACARVANA CO | 1,821,744 | $167.7M | 0.19% | Put |
| 1266 | LM03LIBERTY MEDIA CORP DELAWARE | 3,462,780 | $167.4M | 0.19% | |
| 1267 | —VIRNETX HLDG CORP | 43,964 | $167.0M | 0.19% | |
| 1268 | GMGENERAL MTRS CO | 4,559,395 | $166.9M | 0.19% | Put |
| 1269 | RYIRYERSON HLDG CORP | 336,294 | $166.8M | 0.19% | |
| 1270 | MDTMEDTRONIC PLC | 1,462,165 | $165.9M | 0.19% | Call |
| 1271 | GGENPACT LIMITED | 3,922,103 | $165.4M | 0.19% | |
| 1272 | BKIEURBLACK KNIGHT INC | 2,563,770 | $165.3M | 0.19% | |
| 1273 | UNPUNION PACIFIC CORP | 910,087 | $164.5M | 0.19% | Call |
| 1274 | CUROEURCURO GROUP HLDGS CORP | 411,660 | $162.9M | 0.19% | |
| 1275 | TRUTRANSUNION | 1,866,966 | $159.8M | 0.18% | |
| 1276 | RTN1USDRAYTHEON CO | 719,225 | $158.0M | 0.18% | Put |
| 1277 | FLEXFLEX LTD | 12,501,371 | $157.8M | 0.18% | |
| 1278 | CMCSACOMCAST CORP NEW | 3,503,656 | $157.6M | 0.18% | Put |
| 1279 | IVCUSDINVACARE CORP | 838,818 | $156.4M | 0.18% | |
| 1280 | CBOECBOE GLOBAL MARKETS INC | 1,296,394 | $155.4M | 0.18% | Put |
| 1281 | —RETAIL PPTYS AMER INC | 11,545 | $155.0M | 0.18% | |
| 1282 | JCIJOHNSON CTLS INTL PLC | 3,796,471 | $154.6M | 0.18% | |
| 1283 | —MYLAN N V | 7,582,845 | $152.4M | 0.17% | Put |
| 1284 | —THERATECHNOLOGIES INC | 46,300 | $152.0M | 0.17% | |
| 1285 | MDLZMONDELEZ INTL INC | 2,744,621 | $151.2M | 0.17% | Call |
| 1286 | —BELLICUM PHARMACEUTICALS INC | 116,811 | $151.0M | 0.17% | |
| 1287 | CLRUSDCONTINENTAL RESOURCES INC | 4,394,111 | $150.7M | 0.17% | Put |
| 1288 | —CAPITALA FIN CORP | 17,216 | $150.0M | 0.17% | |
| 1289 | FVICHFFORTUNA SILVER MINES INC | 36,899 | $150.0M | 0.17% | |
| 1290 | HALHALLIBURTON CO | 6,089,254 | $149.0M | 0.17% | Put |
| 1291 | LYTSLSI INDS INC | 24,491 | $148.0M | 0.17% | |
| 1292 | HRBBLOCK H & R INC | 6,289,584 | $147.7M | 0.17% | |
| 1293 | USFDUS FOODS HLDG CORP | 3,509,389 | $147.0M | 0.17% | |
| 1294 | LFCUSDCHINA LIFE INS CO LTD | 53,000 | $147.0M | 0.17% | |
| 1295 | CYHCOMMUNITY HEALTH SYS INC NEW | 707,489 | $146.9M | 0.17% | Call |
| 1296 | PGRPROGRESSIVE CORP OHIO | 2,028,022 | $146.8M | 0.17% | Call |
| 1297 | ALSNALLISON TRANSMISSION HLDGS I | 3,034,169 | $146.6M | 0.17% | |
| 1298 | VERIVERITONE INC | 58,792 | $146.0M | 0.17% | |
| 1299 | ORCLORACLE CORP | 2,736,103 | $145.0M | 0.17% | Put |
| 1300 | —OPTION CARE HEALTH INC | 493,950 | $144.7M | 0.17% |