D. E. Shaw & Co., Inc. Q3 2021 Filing

Filed November 15, 2021

Portfolio Value

$110.8B

Holdings

3,699

Report Date

Q3 2021

Filing Type

13F-HR

All Holdings (3,699 positions)

#	Stock	Shares	Value	% Portfolio	Type
101	CNXCCONCENTRIX CORP	5,595	$990.0M	0.89%
102	SPRUXL FLEET CORP	160,776	$990.0M	0.89%
103	CMICUMMINS INC	310,458	$989.8M	0.89%	Put
104	RWTREDWOOD TR INC	276,540	$989.6M	0.89%	Put
105	—FRAZIER LIFESCIENCES ACQU CO	100,475	$988.0M	0.89%
106	EIGEMPLOYERS HLDGS INC	25,022	$988.0M	0.89%
107	GOGROCERY OUTLET HLDG CORP	45,793	$988.0M	0.89%	Put
108	IOVAIOVANCE BIOTHERAPEUTICS INC	40,014	$987.0M	0.89%	Put
109	—WALDENCAST ACQUISITION CORP	100,701	$987.0M	0.89%
110	BBTBERKSHIRE HILLS BANCORP INC	36,557	$986.0M	0.89%
111	PAYXPAYCHEX INC	131,085	$985.8M	0.89%	Put
112	CEIXEURCONSOL ENERGY INC NEW	37,836	$984.0M	0.89%
113	BERYEURBERRY GLOBAL GROUP INC	16,157	$984.0M	0.89%
114	BXBLACKSTONE INC	1,238,772	$983.3M	0.89%
115	SSS1EURLIFE STORAGE INC	27,119	$983.1M	0.89%
116	ICHRICHOR HOLDINGS	23,888	$982.0M	0.89%
117	BMRCBANK MARIN BANCORP	26,013	$982.0M	0.89%
118	VOYAVOYA FINANCIAL INC	109,737	$981.8M	0.89%	Put
119	LXULSB INDS INC	321,982	$981.3M	0.89%
120	REREAIHUISHOU INTL CO LTD	97,800	$981.0M	0.89%
121	VMDVIEMED HEALTHCARE INC	176,772	$981.0M	0.89%
122	TWLOTWILIO INC	647,608	$979.8M	0.88%	Put
123	WBSWEBSTER FINL CORP CONN	17,985	$979.0M	0.88%
124	BENFRANKLIN RESOURCES INC	32,900	$978.0M	0.88%	Call
125	RNRRENAISSANCERE HLDGS LTD	7,004	$976.0M	0.88%
126	CCUCOMPANIA CERVECERIAS UNIDAS	56,352	$974.0M	0.88%
127	OZONOZON HLDGS PLC	19,300	$974.0M	0.88%	Call
128	TECK/BTECK RESOURCES LTD	117,957	$973.0M	0.88%	Put
129	ESEVERSOURCE ENERGY	235,735	$970.3M	0.88%
130	—ISOS ACQUISITION CORPORATION	97,140	$969.0M	0.87%
131	STWDSTARWOOD PPTY TR INC	39,711	$969.0M	0.87%
132	RGRSTURM RUGER & CO INC	36,955	$968.8M	0.87%	Put
133	BMIBADGER METER INC	9,550	$966.0M	0.87%
134	HCKTHACKETT GROUP INC	139,552	$962.8M	0.87%
135	AVALGRUPO AVAL ACCIONES Y VALORE	385,615	$961.3M	0.87%
136	JT5MUELLER WTR PRODS INC	63,099	$960.0M	0.87%
137	SPNSSAPIENS INTL CORP N V	88,675	$958.6M	0.87%
138	MDPUSDMEREDITH CORP	258,291	$957.4M	0.86%	Call
139	STLASTELLANTIS N.V	125,000	$956.4M	0.86%	Put
140	—OTONOMO TECHNOLOGIES LTD	200,000	$956.0M	0.86%
141	FMCFMC CORP	436,552	$955.1M	0.86%	Put
142	THFFFIRST FINL CORP IND	22,725	$955.0M	0.86%
143	MIC2EURMACQUARIE INFRASTR HOLD LLC	23,528	$954.0M	0.86%
144	LOVELOVESAC COMPANY	139,485	$953.3M	0.86%	Call
145	INGRINGREDION INC	10,704	$953.0M	0.86%
146	BHCBAUSCH HEALTH COS INC	34,200	$952.0M	0.86%	Call
147	KMXCARMAX INC	41,454	$951.4M	0.86%	Put
148	HMNHORACE MANN EDUCATORS CORP N	23,869	$950.0M	0.86%
149	MMYTMAKEMYTRIP LIMITED MAURITIUS	177,583	$949.9M	0.86%	Call
150	XYLXYLEM INC	83,599	$949.4M	0.86%	Put
151	INTAINTAPP INC	36,841	$949.0M	0.86%
152	NGMUSDNGM BIOPHARMACEUTICALS INC	45,078	$948.0M	0.86%
153	—BOTTOMLINE TECH DEL INC	71,409	$946.9M	0.85%
154	BABAALIBABA GROUP HLDG LTD	6,394,774	$946.7M	0.85%	Put
155	MPWRMONOLITHIC PWR SYS INC	29,922	$945.6M	0.85%	Put
156	NVROEURNEVRO CORP	430,482	$945.2M	0.85%	Put
157	BLDRBUILDERS FIRSTSOURCE INC	18,206	$942.0M	0.85%
158	KDPKEURIG DR PEPPER INC	381,801	$941.1M	0.85%
159	PARRPAR PAC HOLDINGS INC	59,833	$941.0M	0.85%
160	WEAWESTERN ALLIANCE BANCORP	132,688	$938.5M	0.85%	Put
161	ATLCATLANTICUS HOLDINGS CORP	17,685	$938.0M	0.85%
162	WGOWINNEBAGO INDS INC	49,412	$937.6M	0.85%	Call
163	PZZAPAPA JOHNS INTL INC	88,310	$937.3M	0.85%
164	MYRGMYR GROUP INC DEL	9,415	$937.0M	0.85%
165	KBHKB HOME	96,856	$936.8M	0.85%	Put
166	LITELUMENTUM HLDGS INC	228,764	$934.2M	0.84%	Put
167	CENXCENTURY ALUM CO	69,281	$932.0M	0.84%
168	PAASPAN AMERN SILVER CORP	40,000	$931.0M	0.84%	Put
169	GENIGENIUS SPORTS LIMITED	49,901	$931.0M	0.84%
170	—MERCURY ECOM ACQUISITION COR	92,632	$931.0M	0.84%
171	PUMPPROPETRO HLDG CORP	107,535	$930.0M	0.84%
172	—MERSANA THERAPEUTICS INC	98,605	$930.0M	0.84%	Put
173	FCFRANKLIN COVEY CO	22,786	$929.0M	0.84%
174	—ROMEO POWER INC	187,200	$927.0M	0.84%	Call
175	SANMSANMINA CORPORATION	284,959	$923.1M	0.83%
176	APDAIR PRODS & CHEMS INC	60,945	$922.7M	0.83%	Put
177	HB6HIBBETT INC	145,477	$922.4M	0.83%	Call
178	—ACUITYADS HLDGS INC	137,600	$922.0M	0.83%
179	VITLVITAL FARMS INC	196,991	$921.5M	0.83%	Put
180	HOUSREALOGY HLDGS CORP	2,568,470	$921.2M	0.83%	Call
181	BB4AXOS FINANCIAL INC	17,864	$921.0M	0.83%
182	—CF ACQUISITION CORP V	92,946	$920.0M	0.83%
183	FTITECHNIPFMC PLC	121,777	$917.0M	0.83%
184	SBG1SEACOAST BKG CORP FLA	27,099	$916.0M	0.83%
185	WRKUSDWESTROCK CO	178,164	$916.0M	0.83%
186	SPGSIMON PPTY GROUP INC NEW	434,100	$913.6M	0.82%	Put
187	JWNUSDNORDSTROM INC	186,373	$913.0M	0.82%	Put
188	CACCAMDEN NATL CORP	19,041	$912.0M	0.82%
189	PTCPTC INC	321,378	$911.6M	0.82%	Call
190	AALAMERICAN AIRLS GROUP INC	9,307,326	$910.3M	0.82%	Put
191	COLLCOLLEGIUM PHARMACEUTICAL INC	46,079	$910.0M	0.82%
192	—ECHO GLOBAL LOGISTICS INC	19,050	$909.0M	0.82%
193	CHEFCHEFS WHSE INC	630,735	$908.7M	0.82%	Call
194	CVACCUREVAC N V	46,613	$908.6M	0.82%	Put
195	DOXAMDOCS LTD	151,875	$908.6M	0.82%
196	SLABSILICON LABORATORIES INC	79,984	$908.3M	0.82%
197	DOCUSDPHYSICIANS RLTY TR	51,498	$908.0M	0.82%
198	EVHEVOLENT HEALTH INC	29,258	$907.0M	0.82%	Put
199	JTKWYJUST EAT TAKEAWAY COM N V	3,781,219	$906.1M	0.82%	Put
200	—TORTOISEECOFIN ACQUISITION C	742,500	$906.0M	0.82%

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