D. E. Shaw & Co., Inc. Q3 2021 Filing

Filed November 15, 2021

Portfolio Value

$110.8M

Holdings

3,699

Report Date

Q3 2021

Filing Type

13F-HR

All Holdings (3,699 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	GRPNGROUPON INC	558,820	$2.0M	1.83%	Put
2	HASHASBRO INC	21,394	$1.9M	1.72%	Put
3	HTEURHERSHA HOSPITALITY TR	340,505	$1.9M	1.70%	Call
4	SPBSPECTRUM BRANDS HLDGS INC NE	19,653	$1.9M	1.70%	Call
5	QNSTQUINSTREET INC	103,902	$1.8M	1.65%
6	HCIHCI GROUP INC	16,051	$1.8M	1.60%
7	LOGILOGITECH INTL S A	50,403	$1.7M	1.56%	Put
8	BKEBUCKLE INC	73,378	$1.7M	1.56%	Call
9	GLT1EURGLATFELTER CORPORATION	118,158	$1.7M	1.50%
10	INFYINFOSYS LTD	148,608	$1.6M	1.44%	Put
11	SOYSUNOPTA INC	174,623	$1.6M	1.41%
12	POSHEURPOSHMARK INC	214,845	$1.5M	1.39%	Put
13	MAXNMAXEON SOLAR TECHNOLOGIES LT	156,133	$1.5M	1.37%	Put
14	NWPXNORTHWEST PIPE CO	63,610	$1.5M	1.36%
15	GOOSCANADA GOOSE HLDGS INC	130,814	$1.5M	1.36%	Put
16	MLB1MERCADOLIBRE INC	699,214	$1.5M	1.36%	Put
17	ALLKGUSDALLAKOS INC	14,087	$1.5M	1.35%	Call
18	ATVIEURACTIVISION BLIZZARD INC	10,807,835	$1.5M	1.34%	Put
19	SOSOUTHERN CO	65,456	$1.5M	1.33%	Call
20	TSLATESLA INC	3,228,750	$1.5M	1.33%	Put
21	EGHT8X8 INC NEW	62,504	$1.5M	1.32%	Put
22	YETIYETI HLDGS INC	109,164	$1.5M	1.31%	Put
23	AXSMAXSOME THERAPEUTICS INC	43,939	$1.4M	1.31%	Call
24	SSYSSTRATASYS LTD	1,054,539	$1.4M	1.30%	Put
25	—ONECONNECT FINL TECHNOLOGY C	897,945	$1.4M	1.28%	Put
26	CLCOLGATE PALMOLIVE CO	3,093,822	$1.4M	1.27%	Put
27	BG3BIG 5 SPORTING GOODS CORP	172,087	$1.4M	1.26%	Put
28	NMRKNEWMARK GROUP INC	96,476	$1.4M	1.25%
29	TTITETRA TECHNOLOGIES INC DEL	441,715	$1.4M	1.24%
30	D0ADADA NEXUS LTD	67,617	$1.4M	1.22%	Put
31	SU6SURMODICS INC	24,062	$1.3M	1.21%
32	BKNGBOOKING HOLDINGS INC	558,140	$1.3M	1.20%	Put
33	AMRALPHA METALLURGICAL RESOUR I	26,400	$1.3M	1.19%	Put
34	—HEMISPHERE MEDIA GROUP INC	105,758	$1.3M	1.16%
35	FOURSHIFT4 PMTS INC	49,407	$1.3M	1.16%	Put
36	CBAYUSDCYMABAY THERAPEUTICS INC	348,698	$1.3M	1.15%
37	MSGSMADISON SQUARE GRDN SPRT COR	67,758	$1.3M	1.14%	Put
38	LM05LIBERTY MEDIA CORP DEL	26,911	$1.3M	1.14%
39	CMGCHIPOTLE MEXICAN GRILL INC	465,696	$1.3M	1.14%	Put
40	BLMNBLOOMIN BRANDS INC	403,241	$1.3M	1.14%	Put
41	REALTHE REALREAL INC	422,477	$1.2M	1.12%	Put
42	SXCSUNCOKE ENERGY INC	196,757	$1.2M	1.11%
43	BCOBRINKS CO	60,060	$1.2M	1.11%	Put
44	PACWUSDPACWEST BANCORP DEL	54,942	$1.2M	1.10%	Put
45	AKXANSYS INC	3,562	$1.2M	1.09%
46	FEYECHFFIREEYE INC	1,816,571	$1.2M	1.09%	Put
47	SCHWSCHWAB CHARLES CORP	446,001	$1.2M	1.09%	Put
48	FQIDIGITAL RLTY TR INC	102,807	$1.2M	1.08%	Put
49	RADEURRITE AID CORP	173,946	$1.2M	1.08%	Put
50	BABOEING CO	2,376,754	$1.2M	1.08%	Put
51	SEISOLARIS OILFIELD INFRASTRUCT	141,608	$1.2M	1.07%
52	BIGGQBIG LOTS INC	27,083	$1.2M	1.06%	Put
53	KALUKAISER ALUMINUM CORP	21,702	$1.2M	1.05%	Put
54	—1LIFE HEALTHCARE INC	163,302	$1.2M	1.04%	Put
55	ICPTUSDINTERCEPT PHARMACEUTICALS IN	152,651	$1.2M	1.04%	Put
56	AMZNAMAZON COM INC	658,613	$1.2M	1.04%	Put
57	AG8AGILENT TECHNOLOGIES INC	1,603,328	$1.1M	1.04%	Call
58	ZNGAEURZYNGA INC	342,520	$1.1M	1.04%	Put
59	WW6WW INTL INC	62,877	$1.1M	1.04%	Put
60	JKSJINKOSOLAR HLDG CO LTD	94,229	$1.1M	1.03%	Put
61	VTYVERINT SYS INC	25,416	$1.1M	1.03%
62	LEVILEVI STRAUSS & CO NEW	46,316	$1.1M	1.02%	Call
63	ROOTGBPROOT INC	215,187	$1.1M	1.02%	Put
64	CCXIEURCHEMOCENTRYX INC	65,826	$1.1M	1.02%	Put
65	TIGRUP FINTECH HLDG LTD	1,083,698	$1.1M	1.00%	Put
66	ISRGINTUITIVE SURGICAL INC	219,367	$1.1M	0.99%	Put
67	WNCWABASH NATL CORP	72,235	$1.1M	0.99%
68	RFREGIONS FINANCIAL CORP NEW	51,030	$1.1M	0.98%
69	APTVAPTIV PLC	7,226	$1.1M	0.97%
70	A3IAMERISAFE INC	19,132	$1.1M	0.97%
71	SAFTSAFETY INS GROUP INC	13,526	$1.1M	0.97%
72	FNVFRANCO NEV CORP	159,789	$1.1M	0.97%	Put
73	NFLXNETFLIX INC	1,739,025	$1.1M	0.96%	Put
74	BAPCREDICORP LTD	22,545	$1.1M	0.96%	Put
75	COHRII-VI INC	174,707	$1.1M	0.96%	Put
76	—BHP GROUP PLC	2,271,074	$1.1M	0.95%
77	—GP STRATEGIES CORP	50,863	$1.1M	0.95%
78	NBTBNBT BANCORP INC	29,110	$1.1M	0.95%
79	SNAPSNAP INC	14,203,108	$1.0M	0.95%	Put
80	UVSPUNIVEST FINANCIAL CORPORATIO	38,178	$1.0M	0.94%
81	CSANCOSAN S A	62,319	$1.0M	0.94%
82	—EXTERRAN CORP	234,747	$1.0M	0.94%
83	—GREENLANE HLDGS INC	439,442	$1.0M	0.94%
84	TELLEURTELLURIAN INC NEW	265,756	$1.0M	0.94%
85	NSCNORFOLK SOUTHN CORP	223,053	$1.0M	0.93%	Put
86	UNHUNITEDHEALTH GROUP INC	128,036	$1.0M	0.93%	Put
87	—DIGITALBRIDGE GROUP INC	1,836,826	$1.0M	0.92%	Call
88	LSCCLATTICE SEMICONDUCTOR CORP	15,757	$1.0M	0.92%
89	GLPGGALAPAGOS NV	156,001	$1.0M	0.92%	Put
90	GOTUGAOTU TECHEDU INC	985,556	$1.0M	0.92%	Put
91	NBRNABORS INDUSTRIES LTD	10,524	$1.0M	0.92%	Call
92	CRVLCORVEL CORP	5,459	$1.0M	0.92%
93	NVDANVIDIA CORPORATION	4,891,854	$1.0M	0.91%	Put
94	LLYLILLY ELI & CO	368,275	$1.0M	0.91%	Put
95	HUYAHUYA INC	120,000	$1.0M	0.90%	Put
96	PS1COMPUTER PROGRAMS & SYS INC	28,212	$1.0M	0.90%
97	JANXJANUX THERAPEUTICS INC	46,156	$998K	0.90%
98	OIIOCEANEERING INTL INC	458,358	$997K	0.90%
99	AWNADVANCE AUTO PARTS INC	74,361	$997K	0.90%	Call
100	GSATUSDGLOBALSTAR INC	594,973	$994K	0.90%

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