D. E. Shaw & Co., Inc. Q3 2020 Filing

Filed November 16, 2020

Portfolio Value

$97.7M

Holdings

2,641

Report Date

Q3 2020

Filing Type

13F-HR

All Holdings (2,641 positions)

#	Stock	Shares	Value	% Portfolio	Type
901	NKTREURNEKTAR THERAPEUTICS	558,119	$299K	0.31%	Put
902	CSGSCSG SYS INTL INC	116,090	$298K	0.31%
903	G3VGREEN PLAINS INC	1,488,020	$297K	0.30%	Call
904	ROKROCKWELL AUTOMATION INC	1,343	$296K	0.30%
905	—NANTKWEST INC	42,661	$296K	0.30%
906	FCXFREEPORT-MCMORAN INC	521,500	$296K	0.30%	Put
907	BRCBRADY CORP	139,062	$295K	0.30%
908	BDNBRANDYWINE RLTY TR	28,450	$294K	0.30%
909	CMPRCIMPRESS PLC	216,302	$294K	0.30%	Put
910	—RADIUS HEALTH INC	176,720	$294K	0.30%
911	LULULULULEMON ATHLETICA INC	891,279	$294K	0.30%	Put
912	COR1EURCORESITE RLTY CORP	2,448	$291K	0.30%
913	BANCBANC OF CALIFORNIA INC	28,717	$291K	0.30%
914	BPYPNBROOKFIELD PPTY REIT INC	23,736	$291K	0.30%
915	SITCUSDSITE CTRS CORP	40,378	$291K	0.30%
916	MTGMGIC INVT CORP WIS	780,540	$291K	0.30%
917	MUMICRON TECHNOLOGY INC	6,162,840	$289K	0.30%	Put
918	BMABANCO MACRO SA	245,257	$289K	0.30%	Put
919	GMS1EURGMS INC	11,985	$289K	0.30%
920	CTBICOMMUNITY TR BANCORP INC	10,226	$289K	0.30%
921	ARCPEURVEREIT INC	44,400	$289K	0.30%
922	—GREENHILL & CO INC	221,694	$286K	0.29%
923	MPAAMOTORCAR PTS AMER INC	18,378	$286K	0.29%
924	DHRB & G FOODS INC NEW	109,562	$286K	0.29%	Put
925	35OBSCULPTOR CAP MGMT	24,249	$285K	0.29%
926	PSXPHILLIPS 66	854,719	$284K	0.29%	Put
927	REALTHE REALREAL INC	119,483	$283K	0.29%	Call
928	YUSDALLEGHANY CORP DEL	45,493	$283K	0.29%	Put
929	—SYNLOGIC INC	140,264	$283K	0.29%
930	CMCOCOLUMBUS MCKINNON CORP N Y	8,563	$283K	0.29%
931	NWSNEWS CORP NEW	20,156	$282K	0.29%
932	FCFFIRST COMWLTH FINL CORP PA	36,405	$282K	0.29%
933	—CHINA BIOLOGIC PRODS HLDGS I	37,107	$280K	0.29%
934	HTBKHERITAGE COMM CORP	252,427	$279K	0.29%
935	SPSCSPS COMMERCE INC	111,016	$279K	0.29%
936	—TWILIO INC	79,966,000	$278K	0.28%
937	CERNCHFCERNER CORP	20,925	$278K	0.28%
938	AMTAMERICAN TOWER CORP NEW	1,142,814	$276K	0.28%	Put
939	—USA TRUCK INC	29,088	$275K	0.28%
940	BTOB2GOLD CORP	42,300	$275K	0.28%
941	GDGENERAL DYNAMICS CORP	231,306	$275K	0.28%	Put
942	CN4CONNS INC	870,828	$274K	0.28%	Put
943	DALDELTA AIR LINES INC DEL	8,947,806	$274K	0.28%	Put
944	DELLDELL TECHNOLOGIES INC	691,185	$274K	0.28%	Put
945	REXREX AMERICAN RESOURCES CORP	4,166	$273K	0.28%
946	OCFCOCEANFIRST FINL CORP	19,976	$273K	0.28%
947	CUROEURCURO GROUP HOLDINGS CORP	38,752	$273K	0.28%
948	MRO*MARATHON OIL CORP	2,436,093	$272K	0.28%	Put
949	CVLGCOVENANT LOGISTICS GROUP INC	143,200	$271K	0.28%
950	MDTMEDTRONIC PLC	2,608,235	$271K	0.28%	Put
951	CECELANESE CORP DEL	2,524	$271K	0.28%
952	KAIKADANT INC	2,474	$271K	0.28%
953	BMIBADGER METER INC	4,149	$271K	0.28%
954	COHREURCOHERENT INC	134,904	$270K	0.28%	Put
955	RYROYAL BK CDA	35,510	$269K	0.28%
956	BNRBURNING ROCK BIOTECH LTD	10,677	$268K	0.27%
957	BATRKUSDLIBERTY MEDIA CORP DEL	12,753	$268K	0.27%
958	CMCM1EURCHEETAH MOBILE INC	130,149	$268K	0.27%
959	TAKTAKEDA PHARMACEUTICAL CO LTD	15,000	$268K	0.27%	Call
960	XRAYDENTSPLY SIRONA INC	122,499	$267K	0.27%
961	REEVEREST RE GROUP LTD	51,995	$266K	0.27%	Put
962	ASPSALTISOURCE PORTFOLIO SOLNS S	21,033	$266K	0.27%
963	NWNNORTHWEST NAT HLDG CO	5,850	$266K	0.27%
964	8CWCROWN CASTLE INTL CORP NEW	1,597,505	$266K	0.27%	Put
965	DARDARLING INGREDIENTS INC	87,497	$266K	0.27%	Put
966	CHECHEMED CORP NEW	3,561	$265K	0.27%
967	BYNDBEYOND MEAT INC	1,597,647	$265K	0.27%	Put
968	JHGJANUS HENDERSON GROUP PLC	432,127	$265K	0.27%
969	JKHYHENRY JACK & ASSOC INC	15,780	$264K	0.27%
970	TWLOTWILIO INC	1,069,423	$264K	0.27%	Put
971	TCBKTRICO BANCSHARES	10,762	$264K	0.27%
972	AG8AGILENT TECHNOLOGIES INC	2,612,779	$264K	0.27%
973	—XPERI HOLDING CORP	294,558	$262K	0.27%	Put
974	ATENA10 NETWORKS INC	41,191	$262K	0.27%
975	FSPFRANKLIN STR PPTYS CORP	71,459	$262K	0.27%
976	WOOFOOT LOCKER INC	249,601	$262K	0.27%	Put
977	FEYECHFFIREEYE INC	1,176,571	$261K	0.27%	Put
978	CNACNA FINL CORP	8,706	$261K	0.27%
979	ZNTLZENTALIS PHARMACEUTICALS INC	7,993	$261K	0.27%
980	LGFEURLIONS GATE ENTMNT CORP	547,337	$261K	0.27%
981	VUZIVUZIX CORP	57,035	$260K	0.27%
982	PHKPIMCO HIGH INCOME FD	47,500	$260K	0.27%
983	NTRSNORTHERN TR CORP	3,322	$259K	0.27%
984	SATSECHOSTAR CORP	10,353	$258K	0.26%
985	PDFSPDF SOLUTIONS INC	13,757	$257K	0.26%
986	CITCINTAS CORP	773	$257K	0.26%
987	JYNTJOINT CORP	14,778	$257K	0.26%
988	IRINGERSOLL RAND INC	7,230	$257K	0.26%
989	VRAVERA BRADLEY INC	488,901	$257K	0.26%
990	ACHOWENS & MINOR INC NEW	893,306	$256K	0.26%
991	AWIARMSTRONG WORLD INDS INC	92,052	$256K	0.26%
992	RTXRAYTHEON TECHNOLOGIES CORP	4,449,140	$256K	0.26%	Put
993	IDXXIDEXX LABS INC	652	$256K	0.26%
994	ATDALLEGHENY TECHNOLOGIES INC	4,779,024	$255K	0.26%	Call
995	CALYCALLAWAY GOLF CO	13,341	$255K	0.26%
996	ADSKAUTODESK INC	1,103,802	$255K	0.26%	Put
997	DISHDISH NETWORK CORPORATION	433,627	$254K	0.26%
998	XEVVXEATON VANCE LTD DURATION INC	22,500	$254K	0.26%
999	UFPIUFP INDUSTRIES INC	4,496	$254K	0.26%
1000	XOMEXXON MOBIL CORP	7,395,144	$254K	0.26%	Put

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