D. E. Shaw & Co., Inc. Q3 2018 Filing

Filed November 14, 2018

Portfolio Value

$83.2M

Holdings

2,623

Report Date

Q3 2018

Filing Type

13F-HR

All Holdings (2,623 positions)

#	Stock	Shares	Value	% Portfolio	Type
1001	—NEW HOME CO INC	34,460	$278K	0.33%
1002	PQ3PROVIDENT FINL SVCS INC	11,316	$278K	0.33%
1003	ICEINTERCONTINENTAL EXCHANGE IN	3,709,857	$278K	0.33%	Call
1004	DYHTARGET CORP	3,141,299	$277K	0.33%	Put
1005	TXRHTEXAS ROADHOUSE INC	3,997	$277K	0.33%
1006	WMTWALMART INC	2,946,545	$277K	0.33%	Put
1007	AANUSDAARONS INC	395,721	$276K	0.33%
1008	OSG1EUROVERSEAS SHIPHOLDING GROUP I	465,370	$276K	0.33%
1009	—EASTERLY ACQUISITION CORP	250,000	$275K	0.33%
1010	ITUBITAU UNIBANCO HLDG SA	25,000	$275K	0.33%	Call
1011	VIAVVIAVI SOLUTIONS INC	791,664	$275K	0.33%
1012	TECHBIO TECHNE CORP	15,518	$274K	0.33%
1013	COSTCOSTCO WHSL CORP NEW	1,162,864	$273K	0.33%	Put
1014	WWAYFAIR INC	1,842,584	$272K	0.33%	Put
1015	—ASHFORD HOSPITALITY TR INC	42,619	$272K	0.33%
1016	LILALIBERTY LATIN AMERICA LTD	13,000	$271K	0.33%	Call
1017	TPHTRI POINTE GROUP INC	21,757	$270K	0.32%
1018	—ASCENA RETAIL GROUP INC	58,855	$269K	0.32%
1019	TGNATEGNA INC	22,512	$269K	0.32%
1020	MFAUSDMFA FINL INC	507,285	$268K	0.32%
1021	SRPTSAREPTA THERAPEUTICS INC	260,131	$268K	0.32%	Put
1022	ATRIUSDATRION CORP	385	$267K	0.32%
1023	WFRDWEATHERFORD INTL PLC	1,496,409	$266K	0.32%	Put
1024	CLSEURCELESTICA INC	631,502	$266K	0.32%
1025	—SOUTHERN NATL BANCORP OF VA	16,380	$265K	0.32%
1026	HOPEHOPE BANCORP INC	261,021	$265K	0.32%
1027	—AVID TECHNOLOGY INC	44,558	$264K	0.32%
1028	—PHH CORP	1,012,254	$263K	0.32%
1029	PAYCPAYCOM SOFTWARE INC	88,756	$263K	0.32%	Put
1030	BLDTOPBUILD CORP	4,615	$262K	0.31%
1031	EVTCEVERTEC INC	102,951	$261K	0.31%
1032	BDXBECTON DICKINSON & CO	1,000	$261K	0.31%
1033	—CYPRESS SEMICONDUCTOR CORP	94,476	$260K	0.31%
1034	SCHWSCHWAB CHARLES CORP NEW	5,300	$260K	0.31%	Call
1035	—DIME CMNTY BANCSHARES	14,574	$260K	0.31%
1036	—ALDER BIOPHARMACEUTICALS INC	15,603	$260K	0.31%
1037	TCMDTACTILE SYS TECHNOLOGY INC	52,458	$259K	0.31%	Put
1038	NEWREURNEW RELIC INC	352,932	$259K	0.31%	Put
1039	—GLOBAL BRASS & COPPR HLDGS I	105,943	$259K	0.31%
1040	ALKALASKA AIR GROUP INC	428,136	$258K	0.31%	Put
1041	HTLDHEARTLAND EXPRESS INC	13,059	$258K	0.31%
1042	OLNOLIN CORP	1,640,377	$258K	0.31%	Put
1043	—OMNOVA SOLUTIONS INC	281,398	$258K	0.31%
1044	WTHWORTHINGTON INDS INC	5,923	$257K	0.31%
1045	CLDRCLOUDERA INC	14,555	$257K	0.31%
1046	ABBVABBVIE INC	2,717,112	$257K	0.31%	Put
1047	—CREE INC	176,971	$256K	0.31%	Put
1048	IOVAIOVANCE BIOTHERAPEUTICS INC	22,754	$256K	0.31%
1049	BG3BIG 5 SPORTING GOODS CORP	50,176	$256K	0.31%
1050	—PYXUS INTL INC	11,118	$256K	0.31%
1051	WHGWESTWOOD HLDGS GROUP INC	4,950	$256K	0.31%
1052	CWKCUSHMAN WAKEFIELD PLC	15,068	$256K	0.31%
1053	RBBNRIBBON COMMUNICATIONS INC	895,679	$256K	0.31%
1054	AERAERCAP HOLDINGS NV	216,773	$254K	0.31%	Call
1055	2JEFOCUS FINL PARTNERS INC	5,352	$254K	0.31%
1056	IMAIMAX CORP	229,794	$254K	0.30%
1057	SAICSCIENCE APPLICATNS INTL CP N	3,145	$253K	0.30%
1058	ALTREURALTAIR ENGR INC	232,466	$253K	0.30%
1059	GILDGILEAD SCIENCES INC	3,271,060	$253K	0.30%	Put
1060	—FOUNDATION BLDG MATLS INC	20,198	$252K	0.30%
1061	PRLBPROTO LABS INC	56,100	$252K	0.30%	Put
1062	BIIBBIOGEN INC	712,531	$252K	0.30%	Put
1063	—TRONC INC	15,358	$251K	0.30%
1064	BKRBAKER HUGHES A GE CO	418,108	$251K	0.30%	Call
1065	CCLCARNIVAL CORP	433,762	$250K	0.30%
1066	—GENMARK DIAGNOSTICS INC	343,019	$250K	0.30%
1067	PKPARK HOTELS RESORTS INC	7,624	$250K	0.30%
1068	SLDBSOLID BIOSCIENCES INC	34,537	$249K	0.30%
1069	CASYCASEYS GEN STORES INC	30,800	$249K	0.30%	Put
1070	XYLXYLEM INC	3,100	$248K	0.30%
1071	VRTXVERTEX PHARMACEUTICALS INC	1,285,356	$248K	0.30%	Call
1072	EQIXEQUINIX INC	20,474	$248K	0.30%	Put
1073	GDSGDS HLDGS LTD	37,802	$247K	0.30%	Call
1074	—RITE AID CORP	192,817	$247K	0.30%	Put
1075	RBCRBC BEARINGS INC	1,643	$247K	0.30%
1076	BABOEING CO	663,543	$247K	0.30%	Put
1077	AUPHAURINIA PHARMACEUTICALS INC	263,871	$247K	0.30%
1078	SNASNAP ON INC	40,582	$246K	0.30%	Put
1079	DALDELTA AIR LINES INC DEL	754,300	$245K	0.29%	Put
1080	CRSPCRISPR THERAPEUTICS AG	5,535	$245K	0.29%
1081	USPHU S PHYSICAL THERAPY INC	2,065	$245K	0.29%
1082	IVZINVESCO LTD	383,094	$245K	0.29%	Put
1083	EWEDWARDS LIFESCIENCES CORP	158,277	$244K	0.29%
1084	MTDMETTLER TOLEDO INTERNATIONAL	400	$244K	0.29%
1085	—CANTEL MEDICAL CORP	52,984	$244K	0.29%	Call
1086	NCNACCO INDS INC	7,431	$243K	0.29%
1087	CTBICOMMUNITY TR BANCORP INC	5,216	$242K	0.29%
1088	BACVERIZON COMMUNICATIONS INC	4,521,814	$241K	0.29%	Put
1089	FNHCUSDFEDNAT HLDG CO	9,459	$241K	0.29%
1090	MATVSCHWEITZER-MAUDUIT INTL INC	6,296	$241K	0.29%
1091	PGPROCTER AND GAMBLE CO	2,891,483	$241K	0.29%	Put
1092	DHRDANAHER CORP DEL	2,213,901	$241K	0.29%
1093	XOMEXXON MOBIL CORP	2,828,238	$240K	0.29%	Put
1094	SCHLSCHOLASTIC CORP	30,430	$240K	0.29%
1095	YORWYORK WTR CO	7,899	$240K	0.29%
1096	—CONATUS PHARMACEUTICALS INC	41,337	$240K	0.29%
1097	COPCONOCOPHILLIPS	3,092,676	$239K	0.29%	Put
1098	CDNACAREDX INC	295,452	$239K	0.29%	Call
1099	—INTREXON CORP	251,905	$238K	0.29%
1100	FNVFRANCO NEVADA CORP	117,046	$238K	0.29%	Put

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