D. E. Shaw & Co., Inc. Q3 2016 Filing
Filed November 14, 2016
Portfolio Value
$56.7T
Holdings
2,548
Report Date
Q3 2016
Filing Type
13F-HR
All Holdings (2,548 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 201 | KTOSKRATOS DEFENSE & SEC SOLUTIO | 417,301 | $888.0M | 0.00% | |
| 202 | NLSUSDNAUTILUS INC | 38,983 | $886.0M | 0.00% | |
| 203 | —MEAD JOHNSON NUTRITION CO | 1,217,814 | $885.4M | 0.00% | Put |
| 204 | CPKCHESAPEAKE UTILS CORP | 14,502 | $885.0M | 0.00% | |
| 205 | —XO GROUP INC | 508,251 | $883.0M | 0.00% | |
| 206 | CIGICOLLIERS INTL GROUP INC | 21,000 | $882.0M | 0.00% | |
| 207 | MGMISTRAS GROUP INC | 358,108 | $881.5M | 0.00% | |
| 208 | TNAVEURTELENAV INC | 153,069 | $877.0M | 0.00% | |
| 209 | —KRATON CORPORATION | 24,999 | $876.0M | 0.00% | |
| 210 | NVROEURNEVRO CORP | 8,392 | $876.0M | 0.00% | |
| 211 | PRLBPROTO LABS INC | 14,600 | $875.0M | 0.00% | Call |
| 212 | —CLIFFS NAT RES INC | 4,755,563 | $875.0M | 0.00% | Put |
| 213 | MDTMEDTRONIC PLC | 425,833 | $874.0M | 0.00% | Put |
| 214 | —NIMBLE STORAGE INC | 1,234,425 | $873.0M | 0.00% | |
| 215 | —VIVUS INC | 764,524 | $872.0M | 0.00% | |
| 216 | —BANCORPSOUTH INC | 297,754 | $871.0M | 0.00% | |
| 217 | APHAMPHENOL CORP NEW | 13,410 | $871.0M | 0.00% | |
| 218 | —SCANA CORP NEW | 12,029 | $871.0M | 0.00% | |
| 219 | NSZNETSCOUT SYS INC | 29,713 | $869.0M | 0.00% | |
| 220 | —ALTISOURCE RESIDENTIAL CORP | 79,686 | $869.0M | 0.00% | |
| 221 | SAICSCIENCE APPLICATNS INTL CP N | 12,466 | $865.0M | 0.00% | |
| 222 | LN5LANNET INC | 32,500 | $864.0M | 0.00% | Put |
| 223 | PAHCPHIBRO ANIMAL HEALTH CORP | 31,736 | $863.0M | 0.00% | |
| 224 | —SILVER BAY RLTY TR CORP | 49,053 | $860.0M | 0.00% | |
| 225 | SESPECTRA ENERGY CORP | 135,231 | $859.9M | 0.00% | Put |
| 226 | FFICFLUSHING FINL CORP | 36,217 | $859.0M | 0.00% | |
| 227 | OCFCOCEANFIRST FINL CORP | 44,499 | $857.0M | 0.00% | |
| 228 | ALBALBEMARLE CORP | 30,000 | $856.7M | 0.00% | Put |
| 229 | FLT1EURFLEETCOR TECHNOLOGIES INC | 25,765 | $855.6M | 0.00% | |
| 230 | —LANDAUER INC | 19,221 | $855.0M | 0.00% | |
| 231 | —ALLIED WRLD ASSUR COM HLDG A | 1,209,672 | $854.1M | 0.00% | |
| 232 | WBKWESTPAC BKG CORP | 37,517 | $853.0M | 0.00% | |
| 233 | —BATS GLOBAL MKTS INC | 28,525 | $853.0M | 0.00% | |
| 234 | MSCIMSCI INC | 172,824 | $852.7M | 0.00% | Call |
| 235 | —AMBER RD INC | 88,220 | $851.0M | 0.00% | |
| 236 | —QLT INC | 417,235 | $851.0M | 0.00% | |
| 237 | —MEDICINES CO | 204,762 | $850.9M | 0.00% | Call |
| 238 | BBTBERKSHIRE HILLS BANCORP INC | 203,320 | $850.8M | 0.00% | |
| 239 | RUTHUSDRUTHS HOSPITALITY GROUP INC | 365,966 | $850.3M | 0.00% | |
| 240 | CTRNCITI TRENDS INC | 207,789 | $850.3M | 0.00% | |
| 241 | —STERIS PLC | 163,125 | $850.1M | 0.00% | |
| 242 | HALOHALOZYME THERAPEUTICS INC | 70,391 | $850.0M | 0.00% | |
| 243 | —OPHTHOTECH CORP | 18,364 | $847.0M | 0.00% | |
| 244 | DBDEUTSCHE BANK AG | 496,541 | $846.7M | 0.00% | Put |
| 245 | EDGGOLD FIELDS LTD NEW | 174,128 | $844.0M | 0.00% | |
| 246 | BKUBANKUNITED INC | 27,931 | $844.0M | 0.00% | |
| 247 | MFAUSDMFA FINL INC | 112,740 | $843.0M | 0.00% | |
| 248 | —GRIDSUM HLDG INC | 50,000 | $843.0M | 0.00% | |
| 249 | —FLY LEASING LTD | 476,378 | $842.7M | 0.00% | |
| 250 | —JUNO THERAPEUTICS INC | 28,045 | $842.0M | 0.00% | |
| 251 | SILCSILICOM LTD | 20,311 | $841.0M | 0.00% | |
| 252 | —EL PASO ELEC CO | 175,834 | $839.4M | 0.00% | |
| 253 | ACHOWENS & MINOR INC NEW | 65,115 | $838.4M | 0.00% | |
| 254 | LITELUMENTUM HLDGS INC | 68,478 | $837.0M | 0.00% | Call |
| 255 | —NEWSTAR FINANCIAL INC | 86,249 | $837.0M | 0.00% | |
| 256 | —TESARO INC | 57,866 | $837.0M | 0.00% | Put |
| 257 | SMGSCOTTS MIRACLE GRO CO | 39,718 | $835.5M | 0.00% | Call |
| 258 | HCAHCA HOLDINGS INC | 1,057,803 | $835.2M | 0.00% | Put |
| 259 | WSMWILLIAMS SONOMA INC | 68,263 | $833.7M | 0.00% | Put |
| 260 | BKEBUCKLE INC | 34,646 | $833.0M | 0.00% | Put |
| 261 | NGSNATURAL GAS SERVICES GROUP | 33,858 | $833.0M | 0.00% | |
| 262 | GNTXGENTEX CORP | 47,428 | $833.0M | 0.00% | |
| 263 | —ACHILLION PHARMACEUTICALS IN | 102,751 | $832.0M | 0.00% | |
| 264 | —BIGLARI HLDGS INC | 12,313 | $831.5M | 0.00% | |
| 265 | AIRAAR CORP | 26,407 | $827.0M | 0.00% | |
| 266 | —SOLARCITY CORP | 42,224 | $826.0M | 0.00% | Put |
| 267 | FFBCFIRST FINL BANCORP OH | 37,733 | $825.0M | 0.00% | |
| 268 | DHXDHI GROUP INC | 715,677 | $823.8M | 0.00% | |
| 269 | VSECVSE CORP | 24,152 | $821.0M | 0.00% | |
| 270 | —ENDURANCE INTL GROUP HLDGS I | 436,489 | $820.0M | 0.00% | |
| 271 | AZTABROOKS AUTOMATION INC | 60,271 | $820.0M | 0.00% | |
| 272 | SAMBOSTON BEER INC | 76,693 | $818.1M | 0.00% | Put |
| 273 | DYDYCOM INDS INC | 10,000 | $818.0M | 0.00% | Call |
| 274 | —PANDORA MEDIA INC | 1,022,703 | $817.9M | 0.00% | Call |
| 275 | JBTJOHN BEAN TECHNOLOGIES CORP | 11,578 | $817.0M | 0.00% | |
| 276 | PRUPRUDENTIAL FINL INC | 10,000 | $817.0M | 0.00% | Put |
| 277 | AAVEURADVANTAGE OIL & GAS LTD | 116,517 | $817.0M | 0.00% | |
| 278 | SPPIUSDSPECTRUM PHARMACEUTICALS INC | 2,019,370 | $815.6M | 0.00% | |
| 279 | —TRIPLE-S MGMT CORP | 315,009 | $814.1M | 0.00% | |
| 280 | —MOBILEIRON INC | 295,711 | $813.0M | 0.00% | |
| 281 | ARDXARDELYX INC | 62,663 | $811.0M | 0.00% | |
| 282 | NWBINORTHWEST BANCSHARES INC MD | 51,485 | $809.0M | 0.00% | |
| 283 | PFLTPENNANTPARK FLOATING RATE CA | 61,056 | $808.0M | 0.00% | |
| 284 | URIUNITED RENTALS INC | 292,276 | $807.2M | 0.00% | Put |
| 285 | —ARATANA THERAPEUTICS INC | 274,982 | $804.8M | 0.00% | |
| 286 | —FRONTIER COMMUNICATIONS CORP | 2,150,867 | $803.2M | 0.00% | |
| 287 | GRA1EURGRACE W R & CO DEL NEW | 890,248 | $803.0M | 0.00% | Call |
| 288 | SRISTONERIDGE INC | 43,614 | $802.0M | 0.00% | |
| 289 | LSCCLATTICE SEMICONDUCTOR CORP | 123,356 | $801.0M | 0.00% | |
| 290 | —TANGOE INC | 97,015 | $800.0M | 0.00% | |
| 291 | —BITAUTO HLDGS LTD | 109,943 | $797.4M | 0.00% | Put |
| 292 | TBHCKIRKLANDS INC | 65,455 | $797.0M | 0.00% | |
| 293 | —INFOBLOX INC | 185,062 | $795.1M | 0.00% | Call |
| 294 | NBL2EURNOBLE ENERGY INC | 1,454,456 | $794.2M | 0.00% | Put |
| 295 | —UNITED FINL BANCORP INC NEW | 57,232 | $792.0M | 0.00% | |
| 296 | PEGPUBLIC SVC ENTERPRISE GROUP | 174,507 | $790.5M | 0.00% | |
| 297 | —NEENAH PAPER INC | 10,000 | $790.0M | 0.00% | Call |
| 298 | —HAWAIIAN TELCOM HOLDCO INC | 35,287 | $790.0M | 0.00% | |
| 299 | —EMPRESA NACIONAL DE ELCTRCID | 243,392 | $789.0M | 0.00% | |
| 300 | GEOSGEOSPACE TECHNOLOGIES CORP | 40,507 | $789.0M | 0.00% |