D. E. Shaw & Co., Inc. Q1 2021 Filing
Filed May 17, 2021
Portfolio Value
$103.6T
Holdings
3,011
Report Date
Q1 2021
Filing Type
13F-HR
All Holdings (3,011 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 401 | MCHBHOMESTREET INC | 110,801 | $644.2M | 0.00% | |
| 402 | ALKALASKA AIR GROUP INC | 156,058 | $644.2M | 0.00% | Put |
| 403 | BRCBRADY CORP | 12,043 | $644.0M | 0.00% | |
| 404 | —MARQUEE RAINE ACQUISITION CO | 64,835 | $641.0M | 0.00% | |
| 405 | BERYEURBERRY GLOBAL GROUP INC | 10,407 | $639.0M | 0.00% | |
| 406 | PAASPAN AMERN SILVER CORP | 21,285 | $639.0M | 0.00% | |
| 407 | WPRTWESTPORT FUEL SYSTEMS INC | 88,595 | $638.0M | 0.00% | |
| 408 | HTLFEURHEARTLAND FINL USA INC | 88,930 | $636.8M | 0.00% | |
| 409 | CBTCABOT CORP | 12,109 | $635.0M | 0.00% | |
| 410 | AGCOAGCO CORP | 4,417 | $635.0M | 0.00% | |
| 411 | DDD3-D SYS CORP DEL | 3,127,678 | $634.3M | 0.00% | Put |
| 412 | AMKASSETMARK FINL HLDGS INC | 27,060 | $632.0M | 0.00% | |
| 413 | JBSSSANFILIPPO JOHN B & SON INC | 6,990 | $632.0M | 0.00% | |
| 414 | GAINGLADSTONE INVT CORP | 51,671 | $632.0M | 0.00% | |
| 415 | SA2DSANDRIDGE ENERGY INC | 161,437 | $631.0M | 0.00% | |
| 416 | NSANATIONAL STORAGE AFFILIATES | 49,217 | $629.3M | 0.00% | |
| 417 | BCEBCE INC | 13,926 | $629.0M | 0.00% | |
| 418 | VRTSVIRTUS INVT PARTNERS INC | 2,668 | $628.0M | 0.00% | |
| 419 | MAXNMAXEON SOLAR TECHNOLOGIES LT | 19,820 | $626.0M | 0.00% | |
| 420 | CHGGCHEGG INC | 230,976 | $625.2M | 0.00% | Put |
| 421 | HTDCORCEPT THERAPEUTICS INC | 285,117 | $625.2M | 0.00% | |
| 422 | NICNICOLET BANKSHARES INC | 7,493 | $625.0M | 0.00% | |
| 423 | KEYKEYCORP | 1,188,430 | $622.1M | 0.00% | Put |
| 424 | —COLICITY INC | 61,514 | $621.0M | 0.00% | |
| 425 | HSKAEURHESKA CORP | 3,681 | $620.0M | 0.00% | |
| 426 | —QAD INC | 9,297 | $619.0M | 0.00% | |
| 427 | —MTS SYS CORP | 10,612 | $618.0M | 0.00% | |
| 428 | BCRXBIOCRYST PHARMACEUTICALS INC | 60,803 | $618.0M | 0.00% | |
| 429 | PBRPETROLEO BRASILEIRO SA PETRO | 4,293,618 | $617.8M | 0.00% | Put |
| 430 | YALAYALLA GROUP LTD | 24,624 | $616.0M | 0.00% | |
| 431 | LPLALPL FINL HLDGS INC | 4,328 | $615.0M | 0.00% | |
| 432 | —ZYMEWORKS INC | 19,342 | $611.0M | 0.00% | |
| 433 | AOUTAMERICAN OUTDOOR BRANDS INC | 24,200 | $610.0M | 0.00% | |
| 434 | VCVISTEON CORP | 21,026 | $610.0M | 0.00% | |
| 435 | CDLXCARDLYTICS INC | 63,566 | $609.4M | 0.00% | Put |
| 436 | FMNBFARMERS NATIONAL BANC CORP | 36,464 | $609.0M | 0.00% | |
| 437 | NEUNEWMARKET CORP | 5,296 | $608.4M | 0.00% | Call |
| 438 | —TREPONT ACQUISITION CORP I | 62,001 | $608.0M | 0.00% | |
| 439 | FCNFTI CONSULTING INC | 197,471 | $607.1M | 0.00% | |
| 440 | INGNINOGEN INC | 11,559 | $607.0M | 0.00% | |
| 441 | —LYDALL INC DEL | 18,000 | $607.0M | 0.00% | Call |
| 442 | NTESNETEASE INC | 70,810 | $606.7M | 0.00% | Put |
| 443 | UI2KEMPER CORP | 41,369 | $606.7M | 0.00% | |
| 444 | —SPIRIT OF TEX BANCSHARES INC | 27,029 | $603.0M | 0.00% | |
| 445 | VPGVISHAY PRECISION GROUP INC | 84,333 | $603.0M | 0.00% | |
| 446 | HWMHOWMET AEROSPACE INC | 472,828 | $602.6M | 0.00% | |
| 447 | EXPEAGLE MATLS INC | 4,480 | $602.0M | 0.00% | |
| 448 | HZNPHORIZON THERAPEUTICS PUB L | 1,617,448 | $601.4M | 0.00% | |
| 449 | CZRCAESARS ENTERTAINMENT INC NE | 181,300 | $601.3M | 0.00% | Put |
| 450 | MODNEURMODEL N INC | 17,069 | $601.0M | 0.00% | |
| 451 | IGTINTERNATIONAL GAME TECHNOLOG | 37,408 | $600.0M | 0.00% | |
| 452 | FTNTFORTINET INC | 56,256 | $599.8M | 0.00% | Put |
| 453 | ITGRINTEGER HLDGS CORP | 6,501 | $599.0M | 0.00% | |
| 454 | ERIIENERGY RECOVERY INC | 32,592 | $598.0M | 0.00% | |
| 455 | TCPCBLACKROCK TCP CAPITAL CORP | 293,725 | $597.5M | 0.00% | |
| 456 | BKCCUSDBLACKROCK CAP INVT CORP | 478,514 | $597.0M | 0.00% | |
| 457 | GOODGLADSTONE COMMERCIAL CORP | 90,776 | $595.2M | 0.00% | |
| 458 | AWNADVANCE AUTO PARTS INC | 78,031 | $593.7M | 0.00% | Call |
| 459 | SNEXSTONEX GROUP INC | 9,063 | $593.0M | 0.00% | |
| 460 | RDNTRADNET INC | 27,257 | $593.0M | 0.00% | |
| 461 | HNGRUSDHANGER INC | 25,985 | $593.0M | 0.00% | |
| 462 | RCKYROCKY BRANDS INC | 10,937 | $591.0M | 0.00% | |
| 463 | PRPLPURPLE INNOVATION INC | 18,681 | $591.0M | 0.00% | |
| 464 | APLSAPELLIS PHARMACEUTICALS INC | 336,643 | $590.9M | 0.00% | |
| 465 | TAT&T INC | 19,423,258 | $587.9M | 0.00% | Put |
| 466 | —RODGERS SILICON VALLEY AQ CO | 145,901 | $587.0M | 0.00% | |
| 467 | COFCAPITAL ONE FINL CORP | 1,724,631 | $586.1M | 0.00% | Put |
| 468 | BNEDBARNES & NOBLE ED INC | 72,013 | $586.0M | 0.00% | |
| 469 | —HPX CORP | 59,572 | $585.0M | 0.00% | |
| 470 | FSC1EUROAKTREE SPECIALTY LENDING CO | 94,435 | $585.0M | 0.00% | |
| 471 | XPEVXPENG INC | 95,913 | $583.9M | 0.00% | Call |
| 472 | ITRNITURAN LOCATION AND CONTROL | 27,462 | $583.0M | 0.00% | |
| 473 | AAPLAPPLE INC | 15,992,261 | $581.0M | 0.00% | Put |
| 474 | MASS908 DEVICES INC | 11,971 | $581.0M | 0.00% | |
| 475 | INBKFIRST INTERNET BANCORP | 16,420 | $578.0M | 0.00% | |
| 476 | SPTSPROUT SOCIAL INC | 10,000 | $578.0M | 0.00% | Call |
| 477 | CRVLCORVEL CORP | 5,640 | $578.0M | 0.00% | |
| 478 | CHTRCHARTER COMMUNICATIONS INC N | 234,672 | $577.4M | 0.00% | Put |
| 479 | G3VGREEN PLAINS INC | 1,322,818 | $576.3M | 0.00% | Call |
| 480 | FLGTFULGENT GENETICS INC | 46,005 | $574.9M | 0.00% | Put |
| 481 | ORNORION GROUP HLDGS INC | 94,607 | $574.0M | 0.00% | |
| 482 | CRWDCROWDSTRIKE HLDGS INC | 3,142,958 | $573.6M | 0.00% | Put |
| 483 | PGPROCTER AND GAMBLE CO | 4,233,848 | $573.4M | 0.00% | Put |
| 484 | R6C2ROYAL DUTCH SHELL PLC | 1,485,862 | $573.2M | 0.00% | Call |
| 485 | SARSARATOGA INVT CORP | 22,638 | $573.0M | 0.00% | |
| 486 | NKTREURNEKTAR THERAPEUTICS | 414,911 | $572.7M | 0.00% | |
| 487 | LXFRLUXFER HOLDINGS PLC | 26,861 | $572.0M | 0.00% | |
| 488 | PACWUSDGREAT WESTN NATL BK PORTLAND | 278,707 | $571.1M | 0.00% | Call |
| 489 | —ASSERTIO HOLDINGS INC | 837,293 | $571.0M | 0.00% | |
| 490 | —FLEXION THERAPEUTICS INC | 63,641 | $570.0M | 0.00% | |
| 491 | KYMRKYMERA THERAPEUTICS INC | 14,645 | $569.0M | 0.00% | |
| 492 | LAKELAKELAND INDS INC | 20,400 | $568.0M | 0.00% | Call |
| 493 | AMSCAMERICAN SUPERCONDUCTOR CORP | 180,434 | $567.9M | 0.00% | |
| 494 | XOMEXXON MOBIL CORP | 10,114,725 | $564.7M | 0.00% | Put |
| 495 | SMGSCOTTS MIRACLE-GRO CO | 52,252 | $564.2M | 0.00% | Put |
| 496 | UTLUNITIL CORP | 12,334 | $564.0M | 0.00% | |
| 497 | ARNAEURARENA PHARMACEUTICALS INC | 8,091 | $561.0M | 0.00% | |
| 498 | PMTPENNYMAC MTG INVT TR | 28,652 | $561.0M | 0.00% | |
| 499 | —DUDDELL STREET ACQUISITN COR | 57,392 | $561.0M | 0.00% | |
| 500 | OCOWENS CORNING NEW | 117,457 | $558.3M | 0.00% |