D.A. DAVIDSON & CO. Q4 2018 Filing
Filed January 29, 2019
Portfolio Value
$5.1B
Holdings
1,090
Report Date
Q4 2018
Filing Type
13F-HR
All Holdings (1,090 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1001 | RITMNEW RESIDENTIAL INVT CORP | 12,950 | $184.0M | 3.59% | |
| 1002 | PDBCINVESCO ACTIVELY MANAGD ETF | 12,168 | $183.0M | 3.57% | |
| 1003 | —ENSCO PLC | 51,050 | $182.0M | 3.55% | |
| 1004 | PFNPIMCO INCOME STRATEGY FUND I | 19,134 | $182.0M | 3.55% | |
| 1005 | RYAMRAYONIER ADVANCED MATLS INC | 16,354 | $174.0M | 3.39% | |
| 1006 | RDHLGBPREDHILL BIOPHARMA LTD | 31,000 | $172.0M | 3.35% | |
| 1007 | KYNKAYNE ANDERSON MDSTM ENERGY | 17,302 | $167.0M | 3.26% | |
| 1008 | —GOLDCORP INC NEW | 16,950 | $166.0M | 3.24% | |
| 1009 | PDTHANCOCK JOHN PREMUIM DIV FD | 11,853 | $164.0M | 3.20% | |
| 1010 | NUVNUVEEN MUN VALUE FD INC | 16,915 | $157.0M | 3.06% | |
| 1011 | ADNTADIENT PLC | 10,306 | $155.0M | 3.02% | |
| 1012 | CNHICNH INDL N V | 16,863 | $155.0M | 3.02% | |
| 1013 | NAGECHROMADEX CORP | 45,000 | $154.0M | 3.00% | |
| 1014 | DINTDAVIS FUNDAMENTAL ETF TR | 10,000 | $151.0M | 2.94% | |
| 1015 | TEITEMPLETON EMERG MKTS INCOME | 15,559 | $150.0M | 2.92% | |
| 1016 | NADNUVEEN QUALITY MUNCP INCOME | 11,668 | $146.0M | 2.85% | |
| 1017 | CERSCERUS CORP | 28,882 | $146.0M | 2.85% | |
| 1018 | —PROSPECT CAPITAL CORPORATION | 147,000 | $145.0M | 2.83% | |
| 1019 | VTGNUSDVISTAGEN THERAPEUTICS INC | 94,000 | $141.0M | 2.75% | |
| 1020 | —CONDOR HOSPITALITY TR INC | 20,533 | $141.0M | 2.75% | |
| 1021 | —SELECT INCOME REIT | 18,095 | $133.0M | 2.59% | |
| 1022 | —FINISAR CORP | 140,000 | $133.0M | 2.59% | |
| 1023 | —BANK COMM HLDGS | 12,052 | $132.0M | 2.57% | |
| 1024 | CEF/USPROTT PHYSICAL GOLD & SILVE | 10,391 | $130.0M | 2.53% | |
| 1025 | ARCPEURVEREIT INC | 17,468 | $125.0M | 2.44% | |
| 1026 | —HCI GROUP INC | 120,000 | $121.0M | 2.36% | |
| 1027 | —PENNYMAC CORP | 120,000 | $119.0M | 2.32% | |
| 1028 | —II VI INC | 120,000 | $117.0M | 2.28% | |
| 1029 | RJAUSDSWEDISH EXPT CR CORP | 20,519 | $115.0M | 2.24% | |
| 1030 | —TUTOR PERINI CORP | 125,000 | $115.0M | 2.24% | |
| 1031 | —ATLAS AIR WORLDWIDE HLDGS IN | 100,000 | $114.0M | 2.22% | |
| 1032 | —BARCLAYS BK PLC | 110,000 | $113.0M | 2.20% | |
| 1033 | CSQCALAMOS STRATEGIC TOTL RETN | 10,690 | $113.0M | 2.20% | |
| 1034 | EXPIEXP WORLD HOLDINGS INC | 15,775 | $112.0M | 2.18% | |
| 1035 | —BARCLAYS BANK PLC | 110,000 | $112.0M | 2.18% | |
| 1036 | —APOLLO COML REAL EST FIN INC | 120,000 | $112.0M | 2.18% | |
| 1037 | —DYCOM INDS INC | 120,000 | $111.0M | 2.16% | |
| 1038 | —PORTFOLIO RECOVERY ASSOCS IN | 120,000 | $110.0M | 2.14% | |
| 1039 | ON 1 12/01/20ON SEMICONDUCTOR CORP | 100,000 | $110.0M | 2.14% | |
| 1040 | RWT 4.75 08/15/23REDWOOD TR INC | 120,000 | $110.0M | 2.14% | |
| 1041 | —HANNON ARMSTRONG SUST INFR C | 120,000 | $109.0M | 2.13% | |
| 1042 | —ACELRX PHARMACEUTICALS INC | 47,000 | $109.0M | 2.13% | |
| 1043 | —PDC ENERGY INC | 120,000 | $106.0M | 2.07% | |
| 1044 | NYCBEURNEW YORK CMNTY BANCORP INC | 11,303 | $106.0M | 2.07% | |
| 1045 | —SYNAPTICS INC | 120,000 | $105.0M | 2.05% | |
| 1046 | CWBCCOMMUNITY WEST BANCSHARES | 10,477 | $105.0M | 2.05% | |
| 1047 | —CALAMP CORP | 110,000 | $105.0M | 2.05% | |
| 1048 | VKTXVIKING THERAPEUTICS INC | 13,655 | $104.0M | 2.03% | |
| 1049 | NEANUVEEN FLTNG RTE INCM OPP FD | 11,300 | $102.0M | 1.99% | |
| 1050 | LITE 0.25 03/15/24LUMENTUM HLDGS INC | 100,000 | $100.0M | 1.95% | |
| 1051 | —GRANITE PT MTG TR INC | 100,000 | $98.0M | 1.91% | |
| 1052 | —PROSPECT CAPITAL CORPORATION | 97,000 | $97.0M | 1.89% | |
| 1053 | —BLACKSTONE MTG TR INC | 100,000 | $97.0M | 1.89% | |
| 1054 | ATSG 1.125 10/15/24AIR TRANSPORT SERVICES GRP I | 100,000 | $95.0M | 1.85% | |
| 1055 | —HERCULES CAPITAL INC | 100,000 | $95.0M | 1.85% | |
| 1056 | SWN1EURSOUTHWESTERN ENERGY CO | 27,691 | $94.0M | 1.83% | |
| 1057 | —WESTERN ASSET MTG CAP CORP | 100,000 | $92.0M | 1.79% | |
| 1058 | NVAXNOVAVAX INC | 49,150 | $90.0M | 1.75% | |
| 1059 | NMLNEUBERGER BERMAN MLP INCOME | 13,200 | $88.0M | 1.72% | |
| 1060 | LXRXLEXICON PHARMACEUTICALS INC | 13,080 | $87.0M | 1.70% | |
| 1061 | FRBKQREPUBLIC FIRST BANCORP INC | 14,486 | $86.0M | 1.68% | |
| 1062 | CZREURCAESARS ENTMT CORP | 12,150 | $82.0M | 1.60% | |
| 1063 | SNAPSNAP INC | 13,970 | $77.0M | 1.50% | |
| 1064 | YTRAYATRA ONLINE INC | 18,650 | $75.0M | 1.46% | |
| 1065 | XAODXABERDEEN TOTAL DYNAMIC DIVD | 10,000 | $72.0M | 1.40% | |
| 1066 | —FORTERRA INC | 19,000 | $71.0M | 1.38% | |
| 1067 | GRPNCHFGROUPON INC | 21,931 | $70.0M | 1.36% | |
| 1068 | —ABERDEEN ASIA PACIFIC INCOM | 17,583 | $68.0M | 1.33% | |
| 1069 | CHWCALAMOS GBL DYN INCOME FUND | 10,012 | $66.0M | 1.29% | |
| 1070 | IGRCBRE CLARION GLOBAL REAL EST | 10,550 | $65.0M | 1.27% | |
| 1071 | ADAPYADAPTIMMUNE THERAPEUTICS PLC | 11,199 | $64.0M | 1.25% | |
| 1072 | —DUFF & PHELPS SLT ENGY AND M | 16,000 | $63.0M | 1.23% | |
| 1073 | AEGAEGON N V | 12,206 | $57.0M | 1.11% | |
| 1074 | —GENIUS BRANDS INTL INC | 26,398 | $57.0M | 1.11% | |
| 1075 | NBRNABORS INDUSTRIES LTD | 25,119 | $50.0M | 0.97% | |
| 1076 | —ASHFORD HOSPITALITY TR INC | 12,500 | $50.0M | 0.97% | |
| 1077 | —GREENBRIER COS INC | 50,000 | $49.0M | 0.96% | |
| 1078 | GWRE 1.25 03/15/25GUIDEWIRE SOFTWARE INC | 50,000 | $48.0M | 0.94% | |
| 1079 | YRIYAMANA GOLD INC | 19,518 | $46.0M | 0.90% | |
| 1080 | SM 1.5 07/01/21SM ENERGY CO | 50,000 | $46.0M | 0.90% | |
| 1081 | —ONCOSEC MED INC | 57,500 | $37.0M | 0.72% | |
| 1082 | DNREURDENBURY RES INC | 20,000 | $34.0M | 0.66% | |
| 1083 | —LIMELIGHT NETWORKS INC | 14,189 | $33.0M | 0.64% | |
| 1084 | —PROSPECT CAPITAL CORPORATION | 30,000 | $29.0M | 0.57% | |
| 1085 | —ACTINIUM PHARMACEUTICALS INC | 73,000 | $28.0M | 0.55% | |
| 1086 | —ARES CAP CORP | 25,000 | $25.0M | 0.49% | |
| 1087 | —AETHLON MED INC | 10,587 | $18.0M | 0.35% | |
| 1088 | —SPIRIT RLTY CAP INC NEW | 15,000 | $15.0M | 0.29% | |
| 1089 | —FANG HLDGS LTD | 10,137 | $14.0M | 0.27% | |
| 1090 | —ADVAXIS INC | 14,000 | $3.0M | 0.06% |
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