CITY OF LONDON INVESTMENT MANAGEMENT CO LTD Q3 2019 Filing

Filed November 8, 2019

Portfolio Value

$1.4B

Holdings

147

Report Date

Q3 2019

Filing Type

13F-HR

All Holdings (147 positions)

#	Stock	Shares	Value	% Portfolio
1	TDFTEMPLETON DRAGON FUND	10,120,947	$181.4M	13.44%
2	AEFABERDEEN EMERGING MARKETS EQUI	12,760,454	$88.5M	6.55%
3	MCHIISHARES MSCI CHINA ETF	1,324,381	$74.2M	5.50%
4	EWZISHARES MSCI BRAZIL- US	1,759,158	$74.1M	5.49%
5	IIFMS INDIA INVESTMENT	3,431,851	$65.1M	4.82%
6	TWNTAIWAN FUND	3,221,435	$59.4M	4.40%
7	XXCHNXXCHINA FUND INC.	3,061,861	$59.3M	4.40%
8	MXFMEXICO FUND	4,425,116	$57.8M	4.28%
9	XCAFXMS CHINA A SHARE	2,766,621	$56.6M	4.19%
10	KFKOREA FUND	1,904,684	$52.2M	3.87%
11	CEECENTRAL AND EASTERN EUROPE FUND	1,570,168	$40.8M	3.02%
12	EWYISHARES MSCI KOREA	695,491	$39.2M	2.90%
13	ILFISHARES S&P LATIN AMERICA	1,187,100	$37.5M	2.78%
14	EMFTEMPLETON EMERGING MARKETS FD	1,706,506	$25.0M	1.85%
15	NMLNEUBERGER BERMAN MLP AND ENERGY INCOME	3,382,924	$24.3M	1.80%
16	IFNINDIA FUND INC	1,081,177	$22.2M	1.64%
17	JOFJAPAN SMALLER CAPITALIZATION FUND, INC	2,180,796	$19.1M	1.42%
18	GXCSPDR S&P CHINA ETF	206,800	$18.7M	1.38%
19	NXDTNEXPOINT STRATEGIC OPPORTUNITI	982,959	$17.6M	1.30%
20	NADNUVEEN QUALITY MUNICIPAL INCOME	1,192,183	$17.1M	1.27%
21	MXEMEXICO EQUITY & INCOME FUND INC	1,624,519	$17.1M	1.27%
22	IAEVOYA ASIA PACIFIC HIGH DIV FUND	1,599,312	$13.5M	1.00%
23	XNEAXNUVEEN AMT-FREE MUNICIPAL INCOME FUND	923,616	$13.2M	0.98%
24	GFNEW GERMANY	898,950	$12.5M	0.92%
25	XBGYXBLACKROCK INTERNATIONAL GROWTH	1,974,473	$10.7M	0.79%
26	HFROHIGHLAND FLOATING RATE OPP	792,941	$10.6M	0.78%
27	FMUSDISHARES MSCI FRONTIER 100 ETF	375,000	$10.5M	0.78%
28	NRKNUVEEN NEW YORK AMT FREE QUALI	627,543	$8.4M	0.62%
29	PAMPAMPA ENERGIA SA-SPON ADR	478,379	$8.3M	0.62%
30	XAODXABERDEEN TOTAL DYNAMIC DIVIDEND	982,688	$8.2M	0.61%
31	VWOVANGUARD EMERGING MARKETS ETF	191,426	$7.7M	0.57%
32	CD8CRESUD ADR	1,299,000	$7.7M	0.57%
33	—CLEARBRIDGE ENERGY MIDSTREAM OPPORTUNITY	875,705	$7.6M	0.56%
34	IRSUSDIRSA INVERSIONES Y REPRESENTAC ADR	1,426,266	$7.5M	0.56%
35	EWWISHARES MSCI MEXICO	167,309	$7.1M	0.53%
36	VEUVANGUARD FTSE ALL WORLD EX-US	142,000	$7.1M	0.52%
37	EWTISHARES MSCI TAIWAN	178,244	$6.5M	0.48%
38	ASHRXTRACKERS HARVEST CSI 300 CHINA A SHARES	227,900	$6.2M	0.46%
39	XJQCXNUVEEN CREDIT STRATEGIES INCOME FUND	816,780	$6.1M	0.45%
40	XFDEXFIRST TRUST DYNAMIC EUROPEAN EQUITY INC	444,394	$6.0M	0.45%
41	—TORTOISE MIDSTREAM ENERGY FUND INC	416,525	$5.1M	0.38%
42	—NUVEEN INTERMEDIATE DURATION MUNICIPAL T	327,253	$4.5M	0.33%
43	XJEQXABERDEEN JAPAN EQUITY FUND INC	611,297	$4.5M	0.33%
44	FXIISHARES FTSE/XINHUA CHINA 25 INDEX FUND	109,800	$4.4M	0.32%
45	FUNDSPROTT FOCUS TRUST	610,145	$4.1M	0.30%
46	HQHTEKLA HEALTHCARE INVESTORS	211,086	$3.9M	0.29%
47	—INVESCO VAN KAMPEN DYNAMIC CREDIT OPP	349,305	$3.8M	0.28%
48	—BLACKROCK MUNIYIELD CALIFORNIA QUALITY F	255,175	$3.7M	0.27%
49	VVRINVESCO SENIOR INCOME TRUST	865,214	$3.6M	0.27%
50	PEOADAMS NATURAL RESOURCES FUND I	227,594	$3.6M	0.27%
51	ADXADAMS DIVERSIFIED EQUITY FUND	219,760	$3.5M	0.26%
52	HGLBHIGHLAND GLOBAL ALLOCATION FUND	311,539	$3.2M	0.24%
53	EDDMORGAN STANLEY EMERGING MARKETS DOMESTIC	475,572	$3.1M	0.23%
54	HERZHERZFELD CARIBBEAN BASIN FUND	464,028	$2.9M	0.22%
55	MYIBLACKROCK MUNIYIELD QUALITY FUND III	192,442	$2.6M	0.19%
56	—VANECK VECTORS EGYPT INDEX ETF	80,000	$2.5M	0.18%
57	—GLOBAL X NIGERIA INDEX ETF	176,209	$2.3M	0.17%
58	XPMAXPIONEER MUNICIPAL HIGH INCOME ADVANTAGE	207,166	$2.3M	0.17%
59	NVGNUVEEN ENHANCED AMT FREE MUNICPAL CREDIT	130,017	$2.2M	0.16%
60	BTTBLACKROCK MUNICIPAL TARGET TERM TRUST	87,435	$2.1M	0.15%
61	XBFZXBLACKROCK CALIFORNIA MUNICIPAL	146,865	$2.0M	0.15%
62	BYMBLACKROCK MUNICIPAL INCOME QUA	137,983	$2.0M	0.14%
63	IDEVOYA INFRASTRUCTURE INDUSTRIALS AND MAT	168,301	$1.9M	0.14%
64	MHIPIONEER MUNICIPAL HIGH INCOME	153,252	$1.9M	0.14%
65	AFBALLIANCEBERNSTEIN NATIONAL MUNI	126,049	$1.7M	0.13%
66	VGMINVESCO TRUST FOR INVESTMENT G	130,280	$1.7M	0.12%
67	NZFNUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND	101,362	$1.6M	0.12%
68	NACNUVEEN CALIFORNIA QUALITY MUNI	105,585	$1.6M	0.12%
69	KYNKAYNE ANDERSON MLP INVESTMENT COMPANY	109,413	$1.6M	0.12%
70	XFEBFIRST TRUST MLP AND ENERGY INC	133,745	$1.5M	0.11%
71	—BLACKROCK MUNIYIELD CALIFORNIA FUND	94,679	$1.4M	0.10%
72	—BLACKROCK MUNIHOLDINGS INVESTMENT QUALIT	100,511	$1.4M	0.10%
73	RVTROYCE VALUE TRUST	95,335	$1.3M	0.10%
74	XMUIXBLACKROCK MUNI INTERMEDIATE DURATION FUN	91,727	$1.3M	0.10%
75	VKIINVESCO ADVANTAGE MUNICIPAL INCOME	113,005	$1.3M	0.09%
76	VCVINVESCO CALIFORNIA VALUE MUNICIPAL INCOM	96,447	$1.2M	0.09%
77	—FIRST TRUST/ABERDEEN EM OPPORTUNITY FUND	89,146	$1.2M	0.09%
78	XNCMXNUVEEN CALIFORNIA AMT FREE QUA	77,890	$1.2M	0.09%
79	IQIINVESCO QUALITY MUNICIPAL INCOME TRUST	90,048	$1.2M	0.09%
80	NQPNUVEEN PENNSYLVANIA QUALITY MUNI	81,625	$1.1M	0.08%
81	PMOPUTNAM MUNICIPAL OPPORTUNITIES TRUST	86,295	$1.1M	0.08%
82	ETGEATON VANCE TAX-ADVANTAGED GLOBAL DIVIDE	68,320	$1.1M	0.08%
83	BFKBLACKROCK MUNICIPAL INCOME TRUST	79,192	$1.1M	0.08%
84	RSX1USDVANECK VECTORS RUSSIA ETF	48,700	$1.1M	0.08%
85	IHDVOYA EMERGING MARKETS HIGH INC	153,079	$1.1M	0.08%
86	—ALLIANZGI NFJ DIVIDEND INTEREST	86,925	$1.1M	0.08%
87	XGDVXGABELLI DIV & INCOME TRUST	44,427	$956K	0.07%
88	HYIWESTERN ASSET HIGH YIELD DEFINED OPPORTU	61,026	$928K	0.07%
89	KWEBKRANESHARES CSI CHINA INTERNET	21,440	$886K	0.07%
90	EEATHE EUROPEAN EQUITY FUND INC	98,200	$878K	0.07%
91	DMBDREYFUS MUNICIPAL BOND INFRASTRUCTURE FU	57,298	$817K	0.06%
92	BTOJOHN HANCOCK FINANCIAL OPPORTUNITIES FUN	25,136	$808K	0.06%
93	—BROOKFIELD GLOBAL LISTED INFRASTRUCTURE	58,259	$797K	0.06%
94	—PIMCO DYNAMIC CREDIT INCOME	32,399	$794K	0.06%
95	DSMDREYFUS STRATEGIC MUNI BO	92,101	$778K	0.06%
96	LEODREYFUS STRATEGIC MUNICIPALS INC	90,669	$778K	0.06%
97	BKNBLACKROCK INVESTMENT QUALITY MUNICIPAL T	49,651	$775K	0.06%
98	DTFDTF TAX FREE INCOME INC	53,501	$771K	0.06%
99	—NUVEEN MD QUAL INC FD	57,148	$762K	0.06%
100	PMMPUTNAM MANAGED MUNICIPAL INCOME TRUST	97,606	$761K	0.06%

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