Chicago Partners Investment Group LLC Q2 2021 Filing

Filed August 2, 2021

Portfolio Value

$1.3B

Holdings

533

Report Date

Q2 2021

Filing Type

13F-HR

All Holdings (533 positions)

#	Stock	Shares	Value	% Portfolio	Type
501	ASMLASML HOLDING N V	269	$203K	0.02%
502	LWLAMB WESTON HLDGS INC	2,668	$203K	0.02%
503	MGMMGM RESORTS INTERNATIONAL	5,156	$202K	0.02%
504	—INNOVATOR ETFS TR	7,041	$201K	0.01%
505	GISGENERAL MLS INC	3,392	$201K	0.01%
506	CNXCNX RES CORP	15,651	$198K	0.01%
507	XRSFXRIVERNORTH SPECIALTY FIN COR	10,277	$198K	0.01%
508	—AMPIO PHARMACEUTICALS INC	128,619	$177K	0.01%
509	IMGNEURIMMUNOGEN INC	30,937	$172K	0.01%
510	BNEDBARNES & NOBLE ED INC	18,707	$161K	0.01%
511	LUMNLUMEN TECHNOLOGIES INC	12,391	$160K	0.01%
512	BFLYBUTTERFLY NETWORK INC	13,993	$154K	0.01%
513	TVTXTRAVERE THERAPEUTICS INC	11,248	$152K	0.01%
514	FFORD MTR CO DEL	10,264	$144K	0.01%
515	—U S SILICA HLDGS INC	12,490	$129K	0.01%
516	—NUVEEN DIVERSIFIED DIVID & I	11,542	$121K	0.01%
517	—MONROE CAP CORP	10,690	$116K	0.01%
518	ADVMCHFADVERUM BIOTECHNOLOGIES INC	46,151	$112K	0.01%
519	NLYEURANNALY CAPITAL MANAGEMENT IN	12,547	$106K	0.01%
520	XHITXINVESCO HIG INCM 2023 TARG T	10,290	$101K	0.01%
521	NCZVIRTUS ALLIANZGI CONVERTIBLE	16,553	$99K	0.01%
522	XFLTXAI OCTAGON FLOATING RATE &	10,533	$92K	0.01%
523	SLDBSOLID BIOSCIENCES INC	25,168	$70K	0.01%
524	GONGERON CORP	51,451	$66K	0.00%
525	KALAKALA PHARMACEUTICALS INC	18,140	$65K	0.00%
526	NOKNOKIA CORP	10,087	$59K	0.00%
527	VRNAVERONA PHARMA PLC	10,006	$58K	0.00%
528	ORTXUSDORCHARD THERAPEUTICS PLC	17,678	$52K	0.00%
529	ISREURISORAY INC	34,500	$24K	0.00%
530	—KELSO TECHNOLOGIES INC	31,000	$20K	0.00%
531	ARDXARDELYX INC	10,783	$16K	0.00%
532	—SURGALIGN HOLDINGS INC	10,600	$12K	0.00%
533	—SOARING EAGLE ACQUISITION CO	10,000	$1K	0.00%	Call

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