Caption Management, LLC Q3 2023 Filing
Filed November 14, 2023
Portfolio Value
$6.5B
Holdings
704
Report Date
Q3 2023
Filing Type
13F-HR
All Holdings (704 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 601 | SIBNSI-BONE INC | 20,000 | $424.0M | 6.53% | Call |
| 602 | W3UWESTERN UN CO | 30,000 | $395.0M | 6.08% | |
| 603 | SLGCUSDSOMALOGIC INC | 164,810 | $393.0M | 6.05% | Put |
| 604 | BIGGQBIG LOTS INC | 75,000 | $383.0M | 5.90% | Put |
| 605 | EYPTEYEPOINT PHARMACEUTICALS INC | 47,600 | $380.0M | 5.85% | Put |
| 606 | HANHAWAIIAN HOLDINGS INC | 60,000 | $379.0M | 5.84% | Put |
| 607 | FWONALIBERTY MEDIA CORP DEL | 11,900 | $379.0M | 5.84% | Put |
| 608 | U6ZURANIUM ENERGY CORP | 72,000 | $370.0M | 5.70% | Call |
| 609 | ESPRESPERION THERAPEUTICS INC NE | 373,800 | $366.0M | 5.64% | Call |
| 610 | VVVVALVOLINE INC | 11,300 | $364.0M | 5.61% | |
| 611 | SPBSPECTRUM BRANDS HLDGS INC NE | 4,600 | $360.0M | 5.54% | |
| 612 | OPTUALTICE USA INC | 110,000 | $359.0M | 5.53% | |
| 613 | PERIPERION NETWORK LTD | 11,082 | $339.0M | 5.22% | |
| 614 | —BLUEBIRD BIO INC | 110,000 | $334.0M | 5.14% | Put |
| 615 | DCGODOCGO INC | 62,500 | $333.0M | 5.13% | Put |
| 616 | CEGCONSTELLATION ENERGY CORP | 3,000 | $327.0M | 5.04% | |
| 617 | CVXCHEVRON CORP NEW | 1,900 | $320.0M | 4.93% | |
| 618 | CALYTOPGOLF CALLAWAY BRANDS CORP | 23,000 | $318.0M | 4.90% | Call |
| 619 | CRNTCERAGON NETWORKS LTD | 145,572 | $298.0M | 4.59% | Put |
| 620 | PVHPVH CORPORATION | 3,900 | $298.0M | 4.59% | |
| 621 | CTLPCANTALOUPE INC | 46,800 | $292.0M | 4.50% | Call |
| 622 | DOCSDOXIMITY INC | 13,700 | $290.0M | 4.47% | Put |
| 623 | HRZNHORIZON TECHNOLOGY FIN CORP | 23,903 | $283.0M | 4.36% | Put |
| 624 | BBBLACKBERRY LTD | 60,000 | $282.0M | 4.34% | Call |
| 625 | BANDBANDWIDTH INC | 25,000 | $281.0M | 4.33% | Call |
| 626 | EVHEVOLENT HEALTH INC | 10,000 | $272.0M | 4.19% | Put |
| 627 | VCELVERICEL CORP | 8,000 | $268.0M | 4.13% | |
| 628 | ATEXANTERIX INC | 8,200 | $257.0M | 3.96% | |
| 629 | MCRB1EURSERES THERAPEUTICS INC | 107,612 | $256.0M | 3.94% | Put |
| 630 | ACHRARCHER AVIATION INC | 50,000 | $253.0M | 3.90% | Call |
| 631 | CNXCNX RES CORP | 11,000 | $248.0M | 3.82% | Put |
| 632 | OGM1COGENT COMMUNICATIONS HLDGS | 4,000 | $247.0M | 3.80% | |
| 633 | SMRNUSCALE PWR CORP | 49,600 | $243.0M | 3.74% | Call |
| 634 | SKINTHE BEAUTY HEALTH COMPANY | 40,000 | $240.0M | 3.70% | Call |
| 635 | UNITUNITI GROUP INC | 50,000 | $236.0M | 3.63% | Put |
| 636 | GTXGARRETT MOTION INC | 30,000 | $236.0M | 3.63% | Put |
| 637 | CIOCITY OFFICE REIT INC | 53,693 | $227.0M | 3.50% | Put |
| 638 | KK0NEXTNAV INC | 44,207 | $227.0M | 3.50% | |
| 639 | MGNIMAGNITE INC | 30,000 | $226.0M | 3.48% | Call |
| 640 | MITKMITEK SYS INC | 20,000 | $214.0M | 3.30% | Call |
| 641 | DTDYNATRACE INC | 4,600 | $214.0M | 3.30% | |
| 642 | DC8ADURECT CORP | 81,100 | $201.0M | 3.10% | Put |
| 643 | VMEO*VIMEO INC | 55,000 | $194.0M | 2.99% | Call |
| 644 | KOPNKOPIN CORP | 159,748 | $194.0M | 2.99% | Call |
| 645 | CCOCLEAR CHANNEL OUTDOOR HLDGS | 120,000 | $189.0M | 2.91% | |
| 646 | GSKGSK PLC | 5,000 | $181.0M | 2.79% | Call |
| 647 | CTSHCOGNIZANT TECHNOLOGY SOLUTIO | 2,600 | $176.0M | 2.71% | |
| 648 | DHRB & G FOODS INC NEW | 17,100 | $169.0M | 2.60% | Put |
| 649 | GNWGENWORTH FINL INC | 28,351 | $165.0M | 2.54% | Call |
| 650 | TSATTELESAT CORP | 10,000 | $143.0M | 2.20% | Call |
| 651 | RCUSARCUS BIOSCIENCES INC | 8,000 | $143.0M | 2.20% | |
| 652 | FLUXFLUX PWR HLDGS INC | 40,000 | $137.0M | 2.11% | Call |
| 653 | SHAKSHAKE SHACK INC | 2,318 | $134.0M | 2.06% | |
| 654 | AUANGLOGOLD ASHANTI PLC | 8,400 | $132.0M | 2.03% | |
| 655 | MRNS*MARINUS PHARMACEUTICALS INC | 16,200 | $130.0M | 2.00% | |
| 656 | RENTRENT THE RUNWAY INC | 183,000 | $123.0M | 1.89% | Call |
| 657 | NNDMNANO DIMENSION LTD | 45,000 | $122.0M | 1.88% | Call |
| 658 | WOOFOOT LOCKER INC | 7,000 | $121.0M | 1.86% | |
| 659 | APYXAPYX MEDICAL CORPORATION | 37,856 | $120.0M | 1.85% | Call |
| 660 | RADEURRITE AID CORP | 250,000 | $112.0M | 1.72% | Put |
| 661 | FGENEURFIBROGEN INC | 126,200 | $108.0M | 1.66% | |
| 662 | ICLNISHARES TR | 7,412 | $108.0M | 1.66% | |
| 663 | ELDELDORADO GOLD CORP NEW | 12,000 | $106.0M | 1.63% | |
| 664 | NTGRNETGEAR INC | 7,700 | $96.0M | 1.48% | |
| 665 | OSGAMBAC FINL GROUP INC | 7,900 | $95.0M | 1.46% | |
| 666 | PACWUSDPACWEST BANCORP DEL | 11,760 | $93.0M | 1.43% | |
| 667 | —TERRAN ORBITAL CORPORATION | 110,900 | $91.0M | 1.40% | Call |
| 668 | —POINT BIOPHARMA GLOBAL INC | 12,800 | $85.0M | 1.31% | Call |
| 669 | XERSXERIS BIOPHARMA HOLDINGS INC | 44,400 | $82.0M | 1.26% | Call |
| 670 | HIMXHIMAX TECHNOLOGIES INC | 14,122 | $82.0M | 1.26% | |
| 671 | MPTMEDICAL PPTYS TRUST INC | 15,000 | $81.0M | 1.25% | |
| 672 | VISTVISTA ENERGY S.A.B. DE C.V. | 2,603 | $79.0M | 1.22% | |
| 673 | REKRREKOR SYSTEMS INC | 26,380 | $74.0M | 1.14% | |
| 674 | BEEMBEAM GLOBAL | 10,000 | $73.0M | 1.12% | Call |
| 675 | GNSSGENASYS INC | 36,227 | $72.0M | 1.11% | |
| 676 | VISNCOMMSCOPE HLDG CO INC | 20,000 | $67.0M | 1.03% | |
| 677 | CLVTCLARIVATE PLC | 9,700 | $65.0M | 1.00% | |
| 678 | CUECUE BIOPHARMA INC | 24,700 | $56.0M | 0.86% | Call |
| 679 | ATOSEURATOSSA THERAPEUTICS INC | 75,000 | $55.0M | 0.85% | Call |
| 680 | TDAYGANNETT CO INC | 20,000 | $49.0M | 0.75% | |
| 681 | URBNURBAN OUTFITTERS INC | 1,400 | $45.0M | 0.69% | |
| 682 | AKTSQAKOUSTIS TECHNOLOGIES INC | 59,987 | $45.0M | 0.69% | |
| 683 | WENWENDYS CO | 2,201 | $44.0M | 0.68% | |
| 684 | —DESKTOP METAL INC | 30,000 | $43.0M | 0.66% | Put |
| 685 | NBISYANDEX N V | 1,888 | $35.0M | 0.54% | |
| 686 | AEVAAEVA TECHNOLOGIES INC | 45,000 | $34.0M | 0.52% | |
| 687 | KLXEKLX ENERGY SERVICS HOLDNGS I | 2,750 | $32.0M | 0.49% | |
| 688 | SENS1GBPSENSEONICS HLDGS INC | 51,100 | $30.0M | 0.46% | |
| 689 | GDEVGDEV INC | 170,635 | $26.0M | 0.40% | |
| 690 | SOYSUNOPTA INC | 8,000 | $26.0M | 0.40% | |
| 691 | —PROCAPS GROUP SA | 242,319 | $25.0M | 0.38% | |
| 692 | YEXTYEXT INC | 4,000 | $25.0M | 0.38% | |
| 693 | DHCDIVERSIFIED HEALTHCARE TR | 11,600 | $22.0M | 0.34% | Call |
| 694 | GEGGEO GROUP INC NEW | 1,556 | $12.0M | 0.18% | |
| 695 | MBIMBIA INC | 800 | $5.0M | 0.08% | Call |
| 696 | MCOMWMICROMOBILITY.COM INC | 250,000 | $5.0M | 0.08% | |
| 697 | —ADTHEORENT HOLDING COMPANY | 133,416 | $4.0M | 0.06% | |
| 698 | BURUWNUBURU INC | 197,049 | $4.0M | 0.06% | |
| 699 | OPENOPENDOOR TECHNOLOGIES INC | 1,400 | $2.0M | 0.03% | Put |
| 700 | LOCLWLOCAL BOUNTI CORP | 62,144 | $1.0M | 0.02% |