Caption Management, LLC Q3 2021 Filing
Filed November 12, 2021
Portfolio Value
$8.7B
Holdings
835
Report Date
Q3 2021
Filing Type
13F-HR
All Holdings (835 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 601 | —TCR2 THERAPEUTICS INC | 169,083 | $1.4B | 16.45% | Put |
| 602 | OI*O-I GLASS INC | 100,000 | $1.4B | 16.32% | |
| 603 | BOXBOX INC | 60,000 | $1.4B | 16.24% | |
| 604 | HCATHEALTH CATALYST INC | 28,000 | $1.4B | 16.01% | Put |
| 605 | —ENDO INTL PLC | 430,500 | $1.4B | 15.95% | Put |
| 606 | NEOVVOLTA INC | 160,275 | $1.4B | 15.85% | Put |
| 607 | LFSTLIFESTANCE HEALTH GROUP INC | 95,000 | $1.4B | 15.76% | Call |
| 608 | PVG1EURPRETIUM RES INC | 142,500 | $1.4B | 15.71% | Call |
| 609 | STZCONSTELLATION BRANDS INC | 6,500 | $1.4B | 15.65% | |
| 610 | KDPKEURIG DR PEPPER INC | 40,000 | $1.4B | 15.62% | |
| 611 | KSUEURKANSAS CITY SOUTHERN | 5,000 | $1.4B | 15.47% | Put |
| 612 | —METROMILE INC | 379,632 | $1.3B | 15.41% | Put |
| 613 | FBPFIRST BANCORP P R | 100,000 | $1.3B | 15.04% | Call |
| 614 | GBYSANGAMO THERAPEUTICS INC | 145,100 | $1.3B | 14.96% | Put |
| 615 | VRMUSDVROOM INC | 58,600 | $1.3B | 14.78% | Call |
| 616 | DMTKQDERMTECH INC | 40,000 | $1.3B | 14.68% | Call |
| 617 | PMTPENNYMAC MTG INVT TR | 65,000 | $1.3B | 14.64% | Put |
| 618 | ATAIATAI LIFE SCIENCES NV | 85,000 | $1.3B | 14.38% | Put |
| 619 | ACVAACV AUCTIONS INC | 70,000 | $1.3B | 14.32% | Call |
| 620 | RDNRADIAN GROUP INC | 55,000 | $1.3B | 14.29% | Call |
| 621 | CHEFCHEFS WHSE INC | 38,300 | $1.2B | 14.26% | Call |
| 622 | AAMIBRIGHTSPHERE INVT GROUP INC | 47,091 | $1.2B | 14.06% | |
| 623 | TXG10X GENOMICS INC | 8,400 | $1.2B | 13.98% | Call |
| 624 | INTCINTEL CORP | 22,500 | $1.2B | 13.71% | |
| 625 | WMBWILLIAMS COS INC | 46,000 | $1.2B | 13.64% | |
| 626 | SHAKSHAKE SHACK INC | 15,000 | $1.2B | 13.46% | Call |
| 627 | BBBLACKBERRY LTD | 120,876 | $1.2B | 13.45% | |
| 628 | BSXBOSTON SCIENTIFIC CORP | 27,000 | $1.2B | 13.40% | |
| 629 | GSATUSDGLOBALSTAR INC | 700,500 | $1.2B | 13.38% | Call |
| 630 | XPXP INC | 28,800 | $1.2B | 13.23% | |
| 631 | TEN1TENNECO INC | 80,500 | $1.1B | 13.14% | Call |
| 632 | ENOVCOLFAX CORP | 25,000 | $1.1B | 13.13% | Call |
| 633 | SPGSIMON PPTY GROUP INC NEW | 8,800 | $1.1B | 13.08% | |
| 634 | GRPNGROUPON INC | 50,000 | $1.1B | 13.03% | |
| 635 | GAPGAP INC | 50,000 | $1.1B | 12.98% | Call |
| 636 | IMGNEURIMMUNOGEN INC | 200,000 | $1.1B | 12.97% | Call |
| 637 | RAPTEURRAPT THERAPEUTICS INC | 36,500 | $1.1B | 12.95% | Call |
| 638 | KURAKURA ONCOLOGY INC | 60,000 | $1.1B | 12.85% | Put |
| 639 | MEOHMETHANEX CORP | 23,750 | $1.1B | 12.50% | |
| 640 | CARSCARS COM INC | 85,000 | $1.1B | 12.29% | Put |
| 641 | BMBLBUMBLE INC | 21,400 | $1.1B | 12.23% | Call |
| 642 | NCNO*NCINO INC | 15,033 | $1.1B | 12.21% | |
| 643 | VZIOEURVIZIO HLDG CORP | 50,000 | $1.1B | 12.14% | Call |
| 644 | —LORDSTOWN MOTORS CORP | 130,500 | $1.0B | 11.90% | Call |
| 645 | HUNHUNTSMAN CORP | 35,000 | $1.0B | 11.85% | |
| 646 | LENLENNAR CORP | 11,059 | $1.0B | 11.85% | |
| 647 | RDFNREDFIN CORP | 20,000 | $1.0B | 11.46% | Call |
| 648 | VRAYQVIEWRAY INC | 137,761 | $993.0M | 11.35% | |
| 649 | TASTUSDCARROLS RESTAURANT GROUP INC | 268,582 | $983.0M | 11.24% | Call |
| 650 | MITKMITEK SYS INC | 53,150 | $983.0M | 11.24% | Call |
| 651 | CRSCARPENTER TECHNOLOGY CORP | 30,000 | $982.0M | 11.23% | Call |
| 652 | RIGLUSDRIGEL PHARMACEUTICALS INC | 270,000 | $980.0M | 11.21% | Put |
| 653 | CLBTCELLEBRITE DI LTD | 105,000 | $972.0M | 11.11% | Call |
| 654 | GU9GUESS INC | 45,800 | $962.0M | 11.00% | Call |
| 655 | —MOMENTIVE GLOBAL INC | 49,000 | $960.0M | 10.98% | Call |
| 656 | PRNPROFOUND MED CORP | 64,610 | $946.0M | 10.82% | Put |
| 657 | MISTMILESTONE PHARMACEUTICALS IN | 165,000 | $942.0M | 10.77% | Call |
| 658 | RMBS*RAMBUS INC DEL | 42,000 | $932.0M | 10.66% | Call |
| 659 | KNKNOWLES CORP | 48,400 | $908.0M | 10.38% | Put |
| 660 | —GREEN PLAINS PARTNERS LP | 68,380 | $905.0M | 10.35% | Put |
| 661 | CMTLCOMTECH TELECOMMUNICATIONS C | 34,547 | $885.0M | 10.12% | |
| 662 | KNSAKINIKSA PHARMACEUTICALS LTD | 77,500 | $883.0M | 10.10% | Put |
| 663 | DSKEUSDDASEKE INC | 94,400 | $869.0M | 9.94% | Call |
| 664 | WPCWP CAREY INC | 11,700 | $855.0M | 9.78% | |
| 665 | NRPNATURAL RESOURCE PARTNERS L | 36,000 | $852.0M | 9.74% | Call |
| 666 | MAXREURMAXAR TECHNOLOGIES INC | 30,000 | $850.0M | 9.72% | |
| 667 | RUBYUSDRUBIUS THERAPEUTICS INC | 47,000 | $840.0M | 9.60% | Call |
| 668 | CMRXEURCHIMERIX INC | 135,494 | $839.0M | 9.59% | Put |
| 669 | FEYECHFFIREEYE INC | 46,800 | $833.0M | 9.52% | Call |
| 670 | HEPUSDHOLLY ENERGY PARTNERS L P | 44,500 | $816.0M | 9.33% | Call |
| 671 | OFGOFG BANCORP | 32,300 | $815.0M | 9.32% | Put |
| 672 | RVMDREVOLUTION MEDICINES INC | 29,200 | $803.0M | 9.18% | Call |
| 673 | CLOVCLOVER HEALTH INVESTMENTS CO | 108,000 | $798.0M | 9.12% | Call |
| 674 | PRSUVIAD CORP | 17,500 | $795.0M | 9.09% | |
| 675 | LPLLG DISPLAY CO LTD | 100,000 | $795.0M | 9.09% | Call |
| 676 | FIXXEURHOMOLOGY MEDICINES INC | 100,100 | $788.0M | 9.01% | Call |
| 677 | UNGUSDUNITED STS NAT GAS FD LP | 39,000 | $786.0M | 8.99% | Call |
| 678 | —1847 GOEDEKER INC | 249,900 | $785.0M | 8.98% | Call |
| 679 | CLVSEURCLOVIS ONCOLOGY INC | 175,000 | $780.0M | 8.92% | Call |
| 680 | SMSISMITH MICRO SOFTWARE INC | 158,800 | $769.0M | 8.79% | Call |
| 681 | ONTFON24 INC | 37,500 | $748.0M | 8.55% | Call |
| 682 | CDECOEUR MNG INC | 120,200 | $742.0M | 8.48% | |
| 683 | NOVAQSUNNOVA ENERGY INTL INC. | 22,100 | $728.0M | 8.32% | Put |
| 684 | —LIMELIGHT NETWORKS INC | 304,100 | $724.0M | 8.28% | Call |
| 685 | CDKCDK GLOBAL INC | 17,000 | $723.0M | 8.27% | |
| 686 | SVMSILVERCORP METALS INC | 190,000 | $723.0M | 8.27% | Put |
| 687 | JDJD.COM INC | 10,000 | $722.0M | 8.26% | |
| 688 | HYREQHYRECAR INC | 84,526 | $719.0M | 8.22% | Call |
| 689 | IRWDIRONWOOD PHARMACEUTICALS INC | 55,000 | $718.0M | 8.21% | Put |
| 690 | CITUSDCIT GROUP INC | 13,650 | $709.0M | 8.11% | |
| 691 | TMETENCENT MUSIC ENTMT GROUP | 95,900 | $695.0M | 7.95% | Put |
| 692 | BARKTHE ORIGINAL BARK COMPANY | 100,000 | $686.0M | 7.84% | Call |
| 693 | TLVGRUPO TELEVISA S A B | 61,600 | $676.0M | 7.73% | Call |
| 694 | VSCOVICTORIAS SECRET AND CO | 12,119 | $670.0M | 7.66% | |
| 695 | MPTMEDICAL PPTYS TRUST INC | 33,065 | $664.0M | 7.59% | |
| 696 | —AMERICAN NATIONAL GROUP INC | 3,500 | $662.0M | 7.57% | |
| 697 | ABMDEURABIOMED INC | 2,000 | $651.0M | 7.44% | |
| 698 | AMTXAEMETIS INC | 35,000 | $640.0M | 7.32% | |
| 699 | SMFGSUMITOMO MITSUI FINL GROUP I | 90,000 | $631.0M | 7.21% | Put |
| 700 | SENS1GBPSENSEONICS HLDGS INC | 185,400 | $628.0M | 7.18% | Call |