Caption Management, LLC Q3 2018 Filing

Filed November 14, 2018

Portfolio Value

$1.8T

Holdings

343

Report Date

Q3 2018

Filing Type

13F-HR

All Holdings (343 positions)

#StockSharesValue% PortfolioType
101
UNMUNUM GROUP
126,618$4.9B0.27%Put
102
WYNEURWYNDHAM DESTINATIONS INC
110,800$4.8B0.26%Call
103
HORTONWORKS INC
210,366$4.8B0.26%
104
CARAEURCARA THERAPEUTICS INC
200,000$4.8B0.26%Call
105
DXCDXC TECHNOLOGY CO
51,000$4.8B0.26%Put
106
SMSM ENERGY CO
150,000$4.7B0.26%Put
107
WMTWALMART INC
50,000$4.7B0.26%Call
108
RUBIEURRUBICON PROJ INC
1,293,621$4.7B0.26%
109
SPGIS&P GLOBAL INC
23,600$4.6B0.25%Call
110
PEOEXELON CORP
104,370$4.6B0.25%Call
111
SHUTTERFLY INC
69,100$4.6B0.25%Call
112
7SUSUMMIT MATLS INC
245,700$4.5B0.25%Put
113
KTOSKRATOS DEFENSE & SEC SOLUTIO
300,000$4.4B0.24%Put
114
CARSCARS COM INC
160,000$4.4B0.24%Put
115
PLDPROLOGIS INC
65,000$4.4B0.24%Call
116
INTERSECT ENT INC
150,891$4.3B0.24%Put
117
BSXBOSTON SCIENTIFIC CORP
110,000$4.2B0.23%Put
118
PANDORA MEDIA INC
445,000$4.2B0.23%
119
ALNYALNYLAM PHARMACEUTICALS INC
47,500$4.2B0.23%Put
120
RHRH
31,500$4.1B0.23%Call
121
IM8NINSMED INC
202,600$4.1B0.23%Put
122
GONGERON CORP
2,317,300$4.1B0.22%Put
123
CTLEURCENTURYLINK INC
192,000$4.1B0.22%Put
124
CAKECHEESECAKE FACTORY INC
75,000$4.0B0.22%Put
125
KHCKRAFT HEINZ CO
72,600$4.0B0.22%Call
126
SKAASKECHERS U S A INC
139,000$3.9B0.21%Put
127
DWDMORGAN STANLEY
83,000$3.9B0.21%Put
128
THCTENET HEALTHCARE CORP
135,000$3.8B0.21%Call
129
KRNTKORNIT DIGITAL LTD
175,000$3.8B0.21%Put
130
WMBWILLIAMS COS INC DEL
140,000$3.8B0.21%Call
131
2362120DSINCLAIR BROADCAST GROUP INC
133,000$3.8B0.21%Call
132
PLATFORM SPECIALTY PRODS COR
300,000$3.7B0.21%Call
133
PFPTPROOFPOINT INC
35,000$3.7B0.21%Call
134
MLCOMELCO RESORT ENTERTAINMENT L
175,000$3.7B0.20%Put
135
AMJEURJPMORGAN CHASE & CO
130,000$3.6B0.20%Call
136
ALLTALLOT COMMUNICATIONS LTD
575,654$3.6B0.20%
137
AKORN INC
272,500$3.5B0.20%Put
138
CN4CONNS INC
100,000$3.5B0.19%Call
139
BBDBANCO BRADESCO S A
495,500$3.5B0.19%Put
140
AGIALAMOS GOLD INC NEW
750,000$3.5B0.19%Call
141
FEYECHFFIREEYE INC
200,000$3.4B0.19%
142
ENSCO PLC
400,000$3.4B0.19%Put
143
PZZAPAPA JOHNS INTL INC
65,000$3.3B0.18%Call
144
4I1PHILIP MORRIS INTL INC
40,800$3.3B0.18%
145
SUPERVALU INC
100,200$3.2B0.18%Call
146
AIMCUSDALTRA INDL MOTION CORP
77,000$3.2B0.18%Put
147
PBFPBF ENERGY INC
63,000$3.1B0.17%Call
148
DHID R HORTON INC
74,500$3.1B0.17%
149
SFIXSTITCH FIX INC
69,332$3.0B0.17%
150
ANABANAPTYSBIO INC
30,000$3.0B0.17%Call
151
VSTVISTRA ENERGY CORP
120,000$3.0B0.16%
152
ZAYOEURZAYO GROUP HLDGS INC
85,000$3.0B0.16%
153
FCFRANKLIN COVEY CO
122,601$2.9B0.16%
154
UPBDRENT A CTR INC NEW
199,900$2.9B0.16%Call
155
OVEROVERSTOCK COM INC DEL
103,000$2.9B0.16%Call
156
BNEDBARNES & NOBLE INC
490,840$2.8B0.16%
157
SBUXSTARBUCKS CORP
50,000$2.8B0.16%Put
158
DBDEUTSCHE BANK AG
250,000$2.8B0.16%Call
159
PETQEURPETIQ INC
71,856$2.8B0.16%Put
160
ROKUROKU INC
38,500$2.8B0.16%
161
EDUCATION RLTY TR INC
62,300$2.8B0.15%Call
162
TXRHTEXAS ROADHOUSE INC
40,000$2.8B0.15%Call
163
SL2SLEEP NUMBER CORP
71,400$2.6B0.14%Put
164
YPFYPF SOCIEDAD ANONIMA
169,500$2.6B0.14%Put
165
GRPNCHFGROUPON INC
680,000$2.6B0.14%
166
WTWEURWEIGHT WATCHERS INTL INC NEW
35,000$2.5B0.14%Call
167
GLPIGAMING & LEISURE PPTYS INC
70,300$2.5B0.14%Call
168
TUR*ISHARES INC
102,100$2.4B0.13%Put
169
PORTOLA PHARMACEUTICALS INC
90,000$2.4B0.13%Put
170
BCBRUNSWICK CORP
35,700$2.4B0.13%Put
171
BNEDBARNES & NOBLE ED INC
415,000$2.4B0.13%
172
DELLDELL TECHNOLOGIES INC
24,452$2.4B0.13%Put
173
CVNACARVANA CO
40,000$2.4B0.13%Put
174
PTCTPTC THERAPEUTICS INC
50,000$2.3B0.13%Call
175
DALDELTA AIR LINES INC DEL
40,500$2.3B0.13%Call
176
DKDELEK US HLDGS INC NEW
55,000$2.3B0.13%Call
177
TG7TRIUMPH GROUP INC NEW
100,000$2.3B0.13%Call
178
FLRFLUOR CORP NEW
40,000$2.3B0.13%
179
FTNTFORTINET INC
25,000$2.3B0.13%Call
180
CTRACABOT OIL & GAS CORP
100,100$2.3B0.12%Call
181
TGTXTG THERAPEUTICS INC
389,100$2.2B0.12%Put
182
WHWYNDHAM HOTELS & RESORTS INC
39,200$2.2B0.12%Call
183
VCVISTEON CORP
23,400$2.2B0.12%Call
184
GTT COMMUNICATIONS INC
49,800$2.2B0.12%
185
EXPEEXPEDIA GROUP INC
16,500$2.2B0.12%Put
186
SIXEURSIX FLAGS ENTMT CORP NEW
30,000$2.1B0.12%Call
187
SNYSANOFI
46,100$2.1B0.11%Call
188
AABAUSDALTABA INC
30,000$2.0B0.11%Put
189
WOOFOOT LOCKER INC
40,000$2.0B0.11%Put
190
CLDRCLOUDERA INC
115,000$2.0B0.11%Put
191
ZNGAEURZYNGA INC
500,000$2.0B0.11%Call
192
NOG1EURNORTHERN OIL & GAS INC NEV
495,000$2.0B0.11%Put
193
EXASEXACT SCIENCES CORP
25,000$2.0B0.11%Call
194
KFYKORN FERRY INTL
40,000$2.0B0.11%Call
195
PIVOTAL SOFTWARE INC
100,000$2.0B0.11%Put
196
CWENCLEARWAY ENERGY INC
101,700$2.0B0.11%Call
197
SUSUNCOR ENERGY INC NEW
50,000$1.9B0.11%Call
198
GMEGAMESTOP CORP NEW
126,000$1.9B0.11%Call
199
CLVSEURCLOVIS ONCOLOGY INC
65,200$1.9B0.11%Call
200
8CWCROWN CASTLE INTL CORP NEW
17,000$1.9B0.10%Put
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