Caption Management, LLC Q2 2021 Filing

Filed August 16, 2021

Portfolio Value

$7.7B

Holdings

759

Report Date

Q2 2021

Filing Type

13F-HR

All Holdings (759 positions)

#StockSharesValue% PortfolioType
701
TEN1TENNECO INC
20,000$387.0M5.05%
702
SHIFT TECHNOLOGIES INC
45,000$386.0M5.04%Call
703
CMCCOMMERCIAL METALS CO
12,000$369.0M4.82%Call
704
BGCPEURBGC PARTNERS INC
65,000$369.0M4.82%
705
CASPER SLEEP INC
43,800$362.0M4.73%
706
QTM1EURQUANTUM CORP
49,914$344.0M4.49%
707
SNDXSYNDAX PHARMACEUTICALS INC
19,629$337.0M4.40%
708
MGNIMAGNITE INC
9,800$331.0M4.32%Call
709
CLPTCLEARPOINT NEURO INC
17,229$329.0M4.29%
710
SENS1GBPSENSEONICS HLDGS INC
83,600$322.0M4.20%
711
BRSPBRIGHTSPIRE CAPITAL INC
34,094$320.0M4.18%
712
CUECUE BIOPHARMA INC
27,200$316.0M4.12%
713
KOSKOSMOS ENERGY LTD
86,250$299.0M3.90%Put
714
GLPIGAMING & LEISURE PPTYS INC
6,400$295.0M3.85%
715
ANGI1EURANGI INC
21,000$283.0M3.69%Call
716
SOSSOS LIMITED
85,000$281.0M3.67%
717
MUFGMITSUBISHI UFJ FINL GROUP IN
51,700$280.0M3.65%
718
UFSDOMTAR CORP
5,100$279.0M3.64%
719
ACBAURORA CANNABIS INC
30,000$272.0M3.55%Call
720
KTKT CORP
18,000$251.0M3.28%
721
LXRXLEXICON PHARMACEUTICALS INC
54,333$250.0M3.26%
722
SFMSPROUTS FMRS MKT INC
10,008$249.0M3.25%
723
SOHUSOHU COM LTD
12,700$236.0M3.08%
724
SUPPORT COM INC
57,900$223.0M2.91%
725
CXWCORECIVIC INC
20,800$217.0M2.83%Call
726
HYMCUSDHYCROFT MINING HOLDING CORP
70,000$214.0M2.79%
727
LBTYBLIBERTY GLOBAL PLC
7,700$209.0M2.73%
728
OLLIOLLIES BARGAIN OUTLET HLDGS
2,400$201.0M2.62%
729
XERIS PHARMACEUTICALS INC
47,600$194.0M2.53%Put
730
STNGSCORPIO TANKERS INC
8,750$193.0M2.52%
731
STRONGBRIDGE BIOPHARMA PLC
60,700$180.0M2.35%
732
FLEXFLEX LTD
10,000$179.0M2.34%
733
SHIFTPIXY INC
73,900$175.0M2.28%Call
734
FVICHFFORTUNA SILVER MINES INC
29,700$165.0M2.15%Call
735
CFGCITIZENS FINL GROUP INC
3,500$160.0M2.09%
736
URAGLOBAL X FDS
7,600$160.0M2.09%
737
MITKMITEK SYS INC
8,000$155.0M2.02%
738
RDIREADING INTL INC
21,600$151.0M1.97%Call
739
DMTKQDERMTECH INC
3,537$148.0M1.93%
740
CPSCOOPER STD HLDGS INC
5,000$146.0M1.91%Put
741
ETRNUSDEQUITRANS MIDSTREAM CORP
15,466$132.0M1.72%Put
742
DKDELEK US HLDGS INC NEW
6,000$130.0M1.70%Call
743
BZUNBAOZUN INC
3,500$125.0M1.63%
744
ARRIVAL GROUP
8,000$125.0M1.63%
745
PSFEPAYSAFE LIMITED
9,900$119.0M1.55%Call
746
FEYECHFFIREEYE INC
5,548$111.0M1.45%
747
LSAKNET 1 UEPS TECHNOLOGIES INC
22,500$105.0M1.37%Put
748
AMANTERO MIDSTREAM CORP
10,000$104.0M1.36%Call
749
TRXCEURASENSUS SURGICAL INC
30,000$94.0M1.23%
750
AVNSAVANOS MED INC
2,451$89.0M1.16%
751
SIL1EURSILVERCREST METALS INC
10,000$88.0M1.15%
752
AUDACY INC
19,967$86.0M1.12%
753
PGENPRECIGEN INC
11,882$77.0M1.01%
754
WFGWEST FRASER TIMBER CO LTD
973$70.0M0.91%
755
AMPIO PHARMACEUTICALS INC
32,300$55.0M0.72%
756
0E41ENLINK MIDSTREAM LLC
6,800$44.0M0.57%Call
757
SIENUSDSIENTRA INC
3,700$30.0M0.39%
758
GLNGGOLAR LNG LTD
2,000$27.0M0.35%Call
759
VALVALARIS LIMITED
6,760$19.0M0.25%
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