Caption Management, LLC Q2 2020 Filing

Filed August 14, 2020

Portfolio Value

$3.0T

Holdings

555

Report Date

Q2 2020

Filing Type

13F-HR

All Holdings (555 positions)

#StockSharesValue% PortfolioType
501
BLDPBALLARD PWR SYS INC NEW
16,000$247.0M0.01%
502
PIIMPINJ INC
9,000$246.0M0.01%
503
MXIMMAXIM INTEGRATED PRODS INC
4,000$242.0M0.01%
504
CONTANGO OIL & GAS CO
100,000$229.0M0.01%Call
505
DACDANAOS CORPORATION
60,000$224.0M0.01%Call
506
BCLIEURBRAINSTORM CELL THERAPEUTICS
18,000$202.0M0.01%Put
507
ETENERGY TRANSFER LP
26,900$192.0M0.01%Call
508
AAOIAPPLIED OPTOELECTRONICS INC
17,500$191.0M0.01%
509
MCRB1EURSERES THERAPEUTICS INC
40,000$191.0M0.01%
510
TEN1TENNECO INC
25,000$189.0M0.01%Call
511
LTHM1EURLIVENT CORP
30,000$185.0M0.01%Call
512
HBBHAMILTON BEACH BRANDS HLDG C
14,700$175.0M0.01%
513
CXCEMEX SAB DE CV
60,000$173.0M0.01%
514
ADURO BIOTECH INC
75,000$173.0M0.01%Call
515
TGTXTG THERAPEUTICS INC
8,800$172.0M0.01%
516
SNASNAP ON INC
1,200$166.0M0.01%
517
CSANCOSAN LTD
11,000$166.0M0.01%
518
EXTREXTREME NETWORKS INC
36,352$158.0M0.01%
519
WOWWIDEOPENWEST INC
30,000$158.0M0.01%Call
520
TXM1TRAVELZOO
27,000$154.0M0.01%Put
521
JYNTJOINT CORP
10,000$153.0M0.01%Call
522
AGIALAMOS GOLD INC NEW
13,400$126.0M0.00%Call
523
MOBILEIRON INC
24,000$118.0M0.00%Call
524
MLKNMILLER HERMAN INC
4,500$106.0M0.00%
525
SANBANCO SANTANDER S.A.
44,000$106.0M0.00%Put
526
WASHINGTON PRIME GROUP NEW
124,200$104.0M0.00%Call
527
NRPNATURAL RESOURCE PARTNERS L
8,200$100.0M0.00%
528
MILLENDO THERAPEUTICS INC
47,345$83.0M0.00%
529
NATNORDIC AMERICAN TANKERS LIMI
19,900$80.0M0.00%Put
530
SENS1GBPSENSEONICS HLDGS INC
191,000$75.0M0.00%Call
531
AMZNAMAZON COM INC
25$69.0M0.00%
532
OASEUROASIS PETROLEUM INC
89,200$68.0M0.00%
533
SIL1EURSILVERCREST METALS INC
7,451$68.0M0.00%
534
EFRENERGY FUELS INC
45,000$67.0M0.00%
535
MRO*MARATHON OIL CORP
10,900$66.0M0.00%
536
AAPLAPPLE INC
170$62.0M0.00%
537
MSFTMICROSOFT CORP
300$61.0M0.00%
538
METAFACEBOOK INC
270$61.0M0.00%
539
GOOGLALPHABET INC
40$57.0M0.00%
540
CRMSALESFORCE COM INC
300$56.0M0.00%
541
HLHECLA MNG CO
16,900$55.0M0.00%
542
INTELSAT S A
100,532$54.0M0.00%Call
543
BBSIBARRETT BUSINESS SVCS INC
1,000$53.0M0.00%
544
VOLT INFORMATION SCIENCES IN
35,000$46.0M0.00%
545
GENIUS BRANDS INTL INC
17,400$39.0M0.00%
546
P5YBRF SA
9,200$36.0M0.00%
547
EAGLE BULK SHIPPING INC
16,200$35.0M0.00%
548
SUPERIOR ENERGY SVCS INC
30,000$34.0M0.00%Put
549
PGENPRECIGEN INC
6,500$31.0M0.00%
550
BWBABCOCK & WILCOX ENTERPRISES
8,800$20.0M0.00%
551
FDXFEDEX CORP
82$11.0M0.00%
552
SDCCQSMILEDIRECTCLUB INC
64$1.0M0.00%
553
SAILEURSAILPOINT TECHNLGIES HLDGS I
26$1.0M0.00%
554
RRRRED ROCK RESORTS INC
28$00.00%
555
HCSGHEALTHCARE SVCS GROUP INC
9$00.00%
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