Caption Management, LLC Q2 2020 Filing

Filed August 14, 2020

Portfolio Value

$3.0T

Holdings

555

Report Date

Q2 2020

Filing Type

13F-HR

All Holdings (555 positions)

#StockSharesValue% PortfolioType
401
AKCEA THERAPEUTICS INC
69,000$948.0M0.03%Put
402
SOLENO THERAPEUTICS INC
423,000$939.0M0.03%Call
403
VSTVISTRA ENERGY CORP
50,000$931.0M0.03%Call
404
IPOAGBPVIRGIN GALACTIC HOLDINGS INC
57,000$931.0M0.03%Call
405
GILGILDAN ACTIVEWEAR INC
60,000$930.0M0.03%Call
406
TDTORONTO DOMINION BK ONT
20,406$910.0M0.03%
407
ADNTADIENT PLC
54,340$893.0M0.03%
408
K6BKBR INC
39,525$891.0M0.03%
409
EXASEXACT SCIENCES CORP
10,000$869.0M0.03%Call
410
WBAWALGREENS BOOTS ALLIANCE INC
20,000$847.0M0.03%Put
411
EQTEQT CORP
70,000$833.0M0.03%Call
412
ARCH1USDARCH RESOURCES INC
29,100$827.0M0.03%Put
413
AESAES CORP
56,500$818.0M0.03%Call
414
COWNEURCOWEN INC
50,000$810.0M0.03%Put
415
TREURTRILLIUM THERAPEUTICS INC
100,000$809.0M0.03%Call
416
ARCCARES CAPITAL CORP
55,000$795.0M0.03%Put
417
SMSISMITH MICRO SOFTWARE INC
177,000$789.0M0.03%Call
418
BYDBOYD GAMING CORP
37,500$781.0M0.03%Put
419
GOGOGOGO INC
246,800$780.0M0.03%Put
420
PLURALSIGHT INC
42,400$766.0M0.03%Call
421
FIXXEURHOMOLOGY MEDICINES INC
50,200$763.0M0.03%
422
DESPDESPEGAR COM CORP
105,000$753.0M0.03%Put
423
OREUROSISKO GOLD ROYALTIES LTD
75,000$750.0M0.02%Call
424
PBVPRESTIGE CONSMR HEALTHCARE I
20,000$750.0M0.02%Call
425
SFLSFL CORPORATION LTD
80,000$744.0M0.02%Call
426
BPOPPOPULAR INC
20,000$744.0M0.02%Put
427
HEXO CORP
1,000,000$738.0M0.02%Call
428
ADPTADAPTIVE BIOTECHNOLOGIES COR
15,000$726.0M0.02%Call
429
OSGAMBAC FINL GROUP INC
50,000$717.0M0.02%Call
430
GBYSANGAMO THERAPEUTICS INC
80,000$716.0M0.02%Put
431
FLRFLUOR CORP NEW
58,400$706.0M0.02%Put
432
CVECENOVUS ENERGY INC
150,000$700.0M0.02%Call
433
USFDUS FOODS HLDG CORP
35,035$693.0M0.02%Put
434
ON1OLD NATL BANCORP IND
50,000$689.0M0.02%Call
435
AKBAAKEBIA THERAPEUTICS INC
50,000$678.0M0.02%
436
BELLICUM PHARMACEUTICALS INC
90,000$669.0M0.02%Call
437
CBAYUSDCYMABAY THERAPEUTICS INC
179,900$629.0M0.02%Put
438
GU9GUESS INC
65,000$628.0M0.02%Put
439
SRNESORRENTO THERAPEUTICS INC
100,000$628.0M0.02%Call
440
PBF LOGISTICS LP
62,300$608.0M0.02%Call
441
UVVUNIVERSAL CORP VA
14,200$604.0M0.02%Put
442
VRSUSDVERSO CORP
49,500$592.0M0.02%Call
443
TBPHTHERAVANCE BIOPHARMA INC
27,417$576.0M0.02%Put
444
ZEN1EURZENDESK INC
6,500$576.0M0.02%Call
445
MYGNMYRIAD GENETICS INC
50,000$567.0M0.02%Call
446
HANHAWAIIAN HOLDINGS INC
40,000$562.0M0.02%Call
447
PBIPITNEY BOWES INC
212,500$552.0M0.02%Call
448
FATEFATE THERAPEUTICS INC
15,300$524.0M0.02%
449
GDOTGREEN DOT CORP
10,500$516.0M0.02%
450
SYU1SYNOVUS FINL CORP
25,000$514.0M0.02%Call
451
NWBINORTHWEST BANCSHARES INC MD
50,000$511.0M0.02%Call
452
DICERNA PHARMACEUTICALS INC
20,000$508.0M0.02%Put
453
EYENATIONAL VISION HLDGS INC
16,600$506.0M0.02%Put
454
TWOEURTWO HBRS INVT CORP
100,000$504.0M0.02%Call
455
DCHAMERICAN AXLE & MFG HLDGS IN
65,000$494.0M0.02%
456
IRDMIRIDIUM COMMUNICATIONS INC
18,750$476.0M0.02%
457
EPCEDGEWELL PERS CARE CO
15,100$470.0M0.02%
458
CALIFORNIA RES CORP
383,000$469.0M0.02%Put
459
SAVACASSAVA SCIENCES INC
152,202$469.0M0.02%Call
460
HRTXHERON THERAPEUTICS INC
29,600$435.0M0.01%Put
461
CNXCNX RESOURCES CORPORATION
50,000$432.0M0.01%Call
462
EBIXEUREBIX INC
18,973$424.0M0.01%
463
HN9HANESBRANDS INC
37,500$423.0M0.01%
464
LKQ1LKQ CORP
16,000$419.0M0.01%
465
DLTHDULUTH HLDGS INC
56,000$414.0M0.01%
466
CHNGUSDCHANGE HEALTHCARE INC
36,300$406.0M0.01%
467
AVDLAVADEL PHARMACEUTICALS PLC
50,000$405.0M0.01%Call
468
ATSG*AIR TRANSPORT SERVICES GRP I
17,900$399.0M0.01%Call
469
HAINHAIN CELESTIAL GROUP INC
12,500$394.0M0.01%
470
GEGGEO GROUP INC NEW
33,000$391.0M0.01%Put
471
HCCWARRIOR MET COAL INC
25,000$385.0M0.01%Call
472
LEAFLEAF GROUP LTD
105,200$385.0M0.01%Put
473
VALARIS PLC
585,900$384.0M0.01%Put
474
ETF MANAGERS TR
29,700$383.0M0.01%Call
475
GQ9SPDR GOLD TR
2,280$382.0M0.01%
476
KPTIEURKARYOPHARM THERAPEUTICS INC
19,984$379.0M0.01%
477
SCHLSCHOLASTIC CORP
12,056$361.0M0.01%
478
VKTXVIKING THERAPEUTICS INC
50,000$361.0M0.01%Call
479
EVHEVOLENT HEALTH INC
50,000$356.0M0.01%Call
480
SHWSHERWIN WILLIAMS CO
600$347.0M0.01%
481
CSTMCONSTELLIUM SE
45,000$346.0M0.01%Call
482
MARINUS PHARMACEUTICALS INC
134,500$341.0M0.01%Put
483
USACUSA COMPRESSION PARTNERS LP
31,102$338.0M0.01%
484
SIGSIGNET JEWELERS LIMITED
33,000$338.0M0.01%
485
GELGENESIS ENERGY L P
45,423$329.0M0.01%Call
486
INNSUMMIT HOTEL PPTYS INC
55,000$326.0M0.01%Call
487
ROSETTA STONE INC
19,000$321.0M0.01%
488
JKSJINKOSOLAR HLDG CO LTD
18,000$320.0M0.01%
489
RRCRANGE RES CORP
55,000$310.0M0.01%
490
XRAYDENTSPLY SIRONA INC
7,000$309.0M0.01%
491
LUVSOUTHWEST AIRLS CO
9,050$309.0M0.01%
492
EWAISHARES INC
16,000$307.0M0.01%Call
493
BTOB2GOLD CORP
50,000$285.0M0.01%Call
494
LUMBER LIQUIDATORS HLDGS INC
20,000$278.0M0.01%Call
495
PLANUSDANAPLAN INC
6,000$273.0M0.01%
496
SWN1EURSOUTHWESTERN ENERGY CO
106,100$271.0M0.01%
497
AXOVANT GENE THERAPIES
95,000$268.0M0.01%Put
498
NVTNVENT ELECTRIC PLC
14,300$267.0M0.01%Call
499
ICADUSDICAD INC
25,000$250.0M0.01%Call
500
AVYAUSDAVAYA HLDGS CORP
20,000$248.0M0.01%
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