BANK OF AMERICA CORP /DE/ Q4 2019 Filing

Filed February 14, 2020

Portfolio Value

$697.7M

Holdings

6,385

Report Date

Q4 2019

Filing Type

13F-HR

All Holdings (6,385 positions)

#	Stock	Shares	Value	% Portfolio	Type
3801	CEVEATON VANCE CA MUNI INCOME T	85,699	$1.2M	0.17%
3802	KURAKURA ONCOLOGY INC	83,857	$1.2M	0.17%
3803	BZHBEAZER HOMES USA INC	81,449	$1.1M	0.16%
3804	RMREGIONAL MGMT CORP	38,254	$1.1M	0.16%
3805	RYTMRHYTHM PHARMACEUTICALS INC	50,060	$1.1M	0.16%
3806	IVZINVESCO EXCHANGE TRADED FD T	17,014	$1.1M	0.16%
3807	ADVMCHFADVERUM BIOTECHNOLOGIES INC	99,654	$1.1M	0.16%	Call
3808	GRXGABELLI HLTHCARE & WELLNESS	99,359	$1.1M	0.16%
3809	AVGO 8 09/30/22 ABROADCOM INC	5,771	$1.1M	0.16%
3810	TSTENARIS S A	50,419	$1.1M	0.16%
3811	XSMOINVESCO EXCHANGE TRADED FD T	28,899	$1.1M	0.16%
3812	FGMFIRST TR EXCH TRD ALPHA FD I	25,634	$1.1M	0.16%
3813	SDCCQSMILEDIRECTCLUB INC	130,213	$1.1M	0.16%	Call
3814	OMEROMEROS CORP	80,768	$1.1M	0.16%
3815	—FGL HLDGS	106,735	$1.1M	0.16%
3816	HPSHANCOCK JOHN PFD INCOME FD I	58,876	$1.1M	0.16%
3817	AYAEURSTARS GROUP INC	43,484	$1.1M	0.16%
3818	CATCCAMBRIDGE BANCORP	14,135	$1.1M	0.16%
3819	AMSWAUSDAMERICAN SOFTWARE INC	76,121	$1.1M	0.16%
3820	OPRTOPORTUN FINL CORP	47,550	$1.1M	0.16%
3821	DLAPQDELTA APPAREL INC	36,389	$1.1M	0.16%
3822	SOCLGLOBAL X FDS	32,630	$1.1M	0.16%
3823	CACCAMDEN NATL CORP	24,393	$1.1M	0.16%
3824	JHSCJOHN HANCOCK ETF TRUST	40,289	$1.1M	0.16%
3825	BSJQINVESCO EXCH TRD SLF IDX FD	42,819	$1.1M	0.16%
3826	—NUVEEN OHIO QLTY MUN INCOME	72,612	$1.1M	0.16%
3827	TNKTEEKAY TANKERS LTD	46,460	$1.1M	0.16%
3828	TRCTEJON RANCH CO	69,370	$1.1M	0.16%
3829	TXTERNIUM SA	50,357	$1.1M	0.16%
3830	SXISTANDEX INTL CORP	13,944	$1.1M	0.16%
3831	—PRINCIPIA BIOPHARMA INC	20,123	$1.1M	0.16%
3832	—RADIUS HEALTH INC	54,722	$1.1M	0.16%	Put
3833	LNWOSCIENTIFIC GAMES CORP	41,094	$1.1M	0.16%
3834	MUCBLACKROCK MUNIHLDNGS QLTY II	87,140	$1.1M	0.16%
3835	TWTRADEWEB MKTS INC	23,686	$1.1M	0.16%
3836	PEJINVESCO EXCHANGE TRADED FD T	24,323	$1.1M	0.16%
3837	NUEMNUSHARES ETF TR	40,114	$1.1M	0.16%
3838	WTWISDOMTREE INVTS INC	226,053	$1.1M	0.16%
3839	CLIXPROSHARES TR	22,312	$1.1M	0.16%
3840	PDEURPRECISION DRILLING CORP	781,775	$1.1M	0.16%
3841	TELLEURTELLURIAN INC NEW	150,450	$1.1M	0.16%
3842	EDOGALPS ETF TR	50,183	$1.1M	0.16%
3843	EUDGWISDOMTREE TR	39,036	$1.1M	0.16%
3844	BJRIBJS RESTAURANTS INC	28,614	$1.1M	0.16%
3845	ULHUNIVERSAL LOGISTICS HLDGS IN	57,324	$1.1M	0.16%
3846	—EXANTAS CAP CORP	91,834	$1.1M	0.16%
3847	—VOYA NAT RES EQUITY INCOME F	262,785	$1.1M	0.16%
3848	FBZ*FIRST TR EXCH TRD ALPHA FD I	62,706	$1.1M	0.16%
3849	OPTNOPTINOSE INC	117,274	$1.1M	0.15%
3850	ARTYISHARES TR	40,099	$1.1M	0.15%
3851	OIS 1.5 02/15/23OIL STS INTL INC	1,200,000	$1.1M	0.15%
3852	—EIDOS THERAPEUTICS INC	18,665	$1.1M	0.15%	Put
3853	MMIMARCUS & MILLICHAP INC	28,737	$1.1M	0.15%
3854	SILGLOBAL X FDS	32,252	$1.1M	0.15%
3855	BKEBUCKLE INC	39,516	$1.1M	0.15%
3856	—GOLAR LNG PARTNERS LP	120,295	$1.1M	0.15%
3857	—BONANZA CREEK ENERGY INC	45,522	$1.1M	0.15%
3858	—CVR PARTNERS LP	341,970	$1.1M	0.15%
3859	KREFKKR REAL ESTATE FIN TR INC	51,854	$1.1M	0.15%
3860	CARSCARS COM INC	86,569	$1.1M	0.15%
3861	NMRNOMURA HLDGS INC	204,823	$1.1M	0.15%
3862	UVEUNIVERSAL INS HLDGS INC	37,725	$1.1M	0.15%
3863	IRTINDEPENDENCE RLTY TR INC	74,961	$1.1M	0.15%
3864	ANGOANGIODYNAMICS INC	65,781	$1.1M	0.15%
3865	POWRISHARES INC	55,586	$1.1M	0.15%
3866	TGHTEXTAINER GROUP HOLDINGS LTD	98,129	$1.1M	0.15%
3867	VOCVOC ENERGY TR	226,957	$1.1M	0.15%
3868	HEWGUSDISHARES TR	36,197	$1.1M	0.15%
3869	—DIREXION SHS ETF TR	26,563	$1.0M	0.15%
3870	USDUWISDOMTREE TR	39,274	$1.0M	0.15%
3871	RFICOHEN & STEERS TOTAL RETURN	72,229	$1.0M	0.15%
3872	XTNSPDR SERIES TRUST	16,253	$1.0M	0.15%
3873	—STAMPS COM INC	12,490	$1.0M	0.15%
3874	CALMCAL MAINE FOODS INC	24,369	$1.0M	0.15%
3875	CO2ACATO CORP NEW	59,791	$1.0M	0.15%
3876	PGNYPROGYNY INC	37,890	$1.0M	0.15%
3877	—BANK SOUTH CAROLINA CORP	55,151	$1.0M	0.15%
3878	QCRHQCR HOLDINGS INC	23,553	$1.0M	0.15%
3879	IHGINTERCONTINENTAL HOTELS GROU	15,049	$1.0M	0.15%
3880	—GASLOG LTD	105,522	$1.0M	0.15%
3881	SPBOSPDR SERIES TRUST	30,511	$1.0M	0.15%
3882	DEEFDBX ETF TR	35,818	$1.0M	0.15%
3883	—HABIT RESTAURANTS INC	98,676	$1.0M	0.15%
3884	KIOKKR INCOME OPPORTUNITIES FD	64,933	$1.0M	0.15%
3885	ULVMVICTORY PORTFOLIOS II	18,986	$1.0M	0.15%
3886	JPMBJP MORGAN EXCHANGE TRADED FD	19,924	$1.0M	0.15%
3887	LMATLEMAITRE VASCULAR INC	28,391	$1.0M	0.15%
3888	BIGGQBIG LOTS INC	35,562	$1.0M	0.15%	Call
3889	AVDAMERICAN VANGUARD CORP	52,265	$1.0M	0.15%
3890	QQLVINVESCO EXCH TRD SLF IDX FD	38,155	$1.0M	0.15%
3891	DBAINVESCO DB G10 CURRENCY HRVS	41,772	$1.0M	0.15%
3892	—FIRST TR BICK INDEX FD	34,657	$1.0M	0.15%
3893	HTBKHERITAGE COMMERCE CORP	78,941	$1.0M	0.15%
3894	UITBVICTORY PORTFOLIOS II	19,485	$1.0M	0.15%
3895	JXIISHARES TR	17,233	$1.0M	0.15%
3896	FRBAFIRST BANK WILLIAMSTOWN NJ	91,406	$1.0M	0.14%
3897	NGNOVAGOLD RES INC	112,702	$1.0M	0.14%
3898	—BROOKFIELD GLOBL LISTED INFR	72,269	$1.0M	0.14%
3899	AMKASSETMARK FINL HLDGS INC	34,722	$1.0M	0.14%
3900	LDELANDEC CORP	88,935	$1.0M	0.14%

PreviousPage 39 of 64Next