AWM Investment Company, Inc. Q4 2023 Filing
Filed February 14, 2024
Portfolio Value
$760.2M
Holdings
110
Report Date
Q4 2023
Filing Type
13F-HR
All Holdings (110 positions)
| Stock | Value |
|---|---|
ASPSAltisource Portfolio Solutions | $998 |
—ElectroCore Inc. @4.35 2/1/24- | $983 |
—LiqTech International, Inc. | $850 |
SLNOSoleno Therapeutics, Inc. | $805 |
REAXThe Real Brokerage, Inc.(Canad | $800 |
JOBGee Group, Inc. | $799 |
CLNNEURClene Inc. | $798 |
NVLSEURAlpine Immune Sciences, Inc. | $762 |
—Mama's Creations, Inc. | $758 |
—Shapeways Holdings, Inc. | $698 |
AQMSEURAqua Metals, Inc. | $684 |
BITFBitfarms, Ltd. (Canada) (U.S. | $561 |
—Clene Inc @1.50 6/16/30 (60day | $550 |
MOBMobilicom Limited (Australia) | $536 |
XTNTXtant Medical Holdings, Inc. | $529 |
—Markforged Holding Corp. | $493 |
SPROSpero Therapeutics, Inc. | $490 |
CLNEClean Energy Fuels Corp. | $386 |
LVLULulu's Fashion Lounge Holdings | $372 |
—Clene Inc. @1.10 6/16/26 (60da | $300 |
—NeuroOne Medical @1.75 1/14/26 | $180 |
MOBBWMobilicom Ltd. @5.00 8/31/27 A | $133 |
—Forza X1,Inc. | $129 |
—Ideal Power @8.90 8/5/25 9.99 | $46 |
—OncoCyte Corp @1.53 4/19/27 4. | $37 |
BEEMBeam Global | $0 |
MRAMEverspin Technology, Inc. | $0 |
NUVBNuvation Bio, Inc. | $0 |
AEHRAehr Test Systems | $0 |
QSequans Communications S.A. AD | $0 |
OPRXOptimizeRx Corporation | $0 |
ECORElectroCore, Inc. | $0 |
INFUInfusystem Holdings, Inc. | $0 |
BLZEBackblaze, Inc. | $0 |
—Turtle Beach Corp. @0 pre-fund | $0 |
PPHMEURAvid Bioservices, Inc. | $0 |
ARGXargenx SE - ADR (Netherlands) | $0 |
VMDViemed Healthcare, Inc.(Canada | $0 |
SCTLSocietal CDMO, Inc. | $0 |
—Fathom Holdings, Inc. | $0 |
—Gambling.com Group Ltd. | $0 |
PGNYProgyny, Inc. | $0 |
GENKGen Restaurant Group, Inc. | $0 |
VEEETwin Vee PowerCats Co. | $0 |
GNSSGenasys, Inc. | $0 |
VITLVital Farms, Inc. | $0 |
DXLGDestination XL Group, Inc. | $0 |
UCTTUltra Clean Holdings, Inc. | $0 |
MOVEMovano, Inc. | $0 |
UTIUniversal Technical Institute | $0 |
—EMCORE Corp. pre-funded @.0000 | $0 |
UGROurban-gro, Inc. | $0 |
—Synchronoss Technologies, Inc. | $0 |
KIDSOrthoPediatrics Corporation | $0 |
TALKTalkspace, Inc. | $0 |
RGENRepligen Corporation | $0 |
IMVTImmunovant, Inc. | $0 |
NMTCNeuroOne Medical Technologies | $0 |
RDCMRADCOM, Ltd. (Israel) | $0 |
AVNWAviat Networks, Inc. | $0 |
RCATRed Cat Holdings, Inc. | $0 |
CTRNCiti Trends, Inc. | $0 |
—Ideal Power @2.32 11/13/24 9.9 | $0 |
—OncoCyte Corporation | $0 |
CNTCentury Casinos, Inc. | $0 |
OFIXOrthofix Medical, Inc. | $0 |
ARBEArbe Robotics, Ltd.(Israel) | $0 |
LTRXLantronix, Inc. | $0 |
BKSYBlackSky Technology, Inc. | $0 |
QUIKQuickLogic Corporation | $0 |
—Tela Bio, Inc. | $0 |
PFIEEURProfire Energy, Inc. | $0 |
OPKOPKO Health, Inc. | $0 |
AMSCAmerican Superconductor Corpor | $0 |
—NeoGames S.A. (Luxembourg) | $0 |
LMATLeMaitre Vascular, Inc. | $0 |
QIPTQuipt Home Medical Corp. | $0 |
SERASera Prognostics, Inc. | $0 |
EMKREUREMCORE Corporation | $0 |
—Ideal Power, Inc. | $0 |
TEADOutbrain, Inc. | $0 |
AIOTPowerFleet, Inc. | $0 |
RKLBRocket Lab USA, Inc. | $0 |
DHXDHI Group, Inc. | $0 |
OOMAOoma, Inc. | $0 |
JPXAerovironment, Inc. | $0 |
VERUEURVeru, Inc. | $0 |
—ElectroCore, Inc. Pre-funded @ | $0 |
NGSNatural Gas Services Group,Inc | $0 |
LASRnLight, Inc. | $0 |
VICRVicor Corporation | $0 |
—Kopin Corporation pre-funded @ | $0 |
—Lilium N.V. (Germany) | $0 |
GAIAGaia, Inc. | $0 |
ASPNAspen Aerogels, Inc. | $0 |
WPRTWestport Fuel Systems, Inc. | $0 |
MASS908 Devices, Inc. | $0 |
LPSNUSDLivePerson, Inc. | $0 |
SRTABlade Air Mobility, Inc. | $0 |
—voxeljet AG, ADR (Germany) | $0 |
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