AWM Investment Company, Inc. Q1 2019 Filing
Filed May 14, 2019
Portfolio Value
$508.1M
Holdings
85
Report Date
Q1 2019
Filing Type
13F-HR
All Holdings (85 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | LPSNUSDLivePerson, Inc. | 827,900 | $24.0M | 4.73% | |
| 2 | CEVACEVA, Inc. | 734,947 | $19.8M | 3.90% | |
| 3 | —OptimizeRx Corporation | 1,346,528 | $17.1M | 3.37% | |
| 4 | LOVELovesac Company, The | 609,600 | $17.0M | 3.34% | |
| 5 | —Adesto Technologies Corporatio | 2,778,968 | $16.8M | 3.31% | |
| 6 | KIDSOrthoPediatrics, Corp. | 373,041 | $16.5M | 3.25% | |
| 7 | OOMAOoma,Inc. | 1,230,006 | $16.3M | 3.21% | |
| 8 | —NeoPhotonics Corporation | 2,415,051 | $15.2M | 2.99% | |
| 9 | —LRAD Corporation (F4) | 4,950,706 | $14.1M | 2.78% | |
| 10 | AMSCAmerican Superconductor Corp | 1,077,268 | $13.9M | 2.73% | |
| 11 | MRAMEverspin Technology, Inc. | 1,582,742 | $12.1M | 2.39% | |
| 12 | ARGXargenx SE - ADR (Netherlands) | 95,000 | $11.9M | 2.33% | |
| 13 | —LiqTech International Inc. | 5,308,382 | $11.4M | 2.25% | |
| 14 | AQMSEURAqua Metals, Inc. | 3,602,486 | $11.1M | 2.18% | |
| 15 | CNTCentury Casinos, Inc. | 1,130,402 | $10.2M | 2.02% | |
| 16 | LMATLeMaitre Vascular Inc. | 330,000 | $10.2M | 2.01% | |
| 17 | SQNSSequans Communications - ADR | 9,214,784 | $10.1M | 1.99% | |
| 18 | PIImpinj, Inc. | 596,949 | $10.0M | 1.97% | |
| 19 | KOPNKopin Corporation | 7,282,997 | $9.8M | 1.92% | |
| 20 | CDNACareDx, Inc. | 286,002 | $9.0M | 1.77% | |
| 21 | INFUInfusystem Holdings, Inc. | 1,700,270 | $8.5M | 1.68% | |
| 22 | —Reed's, Inc. | 2,909,202 | $8.4M | 1.65% | |
| 23 | MVISMicrovision, Inc. | 8,116,909 | $7.9M | 1.55% | |
| 24 | —Zealand Pharma A/S (Denmark) | 410,185 | $7.3M | 1.44% | |
| 25 | MCFTMasterCraft Boat Holdings, Inc | 323,174 | $7.3M | 1.44% | |
| 26 | SPROSpero Therapeutics, Inc. | 562,296 | $7.2M | 1.42% | |
| 27 | RGENRepligen Corporation | 121,000 | $7.1M | 1.41% | |
| 28 | CTRNCiti Trends, Inc. | 355,808 | $6.9M | 1.35% | |
| 29 | TCMDTactile Systems Technology | 124,714 | $6.6M | 1.29% | |
| 30 | —SharpSpring, Inc. | 407,454 | $6.5M | 1.28% | |
| 31 | UCTTUltra Clean Holdings, Inc. | 630,000 | $6.5M | 1.28% | |
| 32 | INSEInspired Entertainment, Inc. | 973,543 | $6.5M | 1.28% | |
| 33 | RETAEURReata Pharmaceuticals, Inc. | 75,000 | $6.4M | 1.26% | |
| 34 | —DSP Group, Inc. | 452,460 | $6.4M | 1.25% | |
| 35 | —voxeljet AG, ADR (Germany) | 2,785,927 | $6.3M | 1.24% | |
| 36 | KRNTKornit Digital, Ltd. (Israel) | 263,796 | $6.3M | 1.24% | |
| 37 | —Turtle Beach Corp. @0 pre-fund | 550,000 | $6.2M | 1.23% | |
| 38 | TBCHTurtle Beach Corporation | 520,543 | $5.9M | 1.16% | |
| 39 | PFSWUSDPfsweb, Inc. | 1,113,003 | $5.8M | 1.14% | |
| 40 | —Trevena, Inc. | 3,600,000 | $5.6M | 1.11% | |
| 41 | —Biofrontera AG (Germany) | 800,000 | $5.0M | 0.99% | |
| 42 | —Boingo Wireless, Inc. | 211,246 | $4.9M | 0.97% | |
| 43 | —BioTelemetry, Inc. | 65,000 | $4.1M | 0.80% | |
| 44 | ATOMAtomera Incorporated | 1,459,450 | $4.0M | 0.78% | |
| 45 | —Zafgen, Inc. | 1,402,297 | $3.8M | 0.76% | |
| 46 | WCPCPI Aerostructures, Inc. | 578,438 | $3.8M | 0.74% | |
| 47 | —eMagin Corporation | 4,492,624 | $3.7M | 0.74% | |
| 48 | RDCMRADCOM, Ltd. | 499,298 | $3.7M | 0.73% | |
| 49 | —Nuvectra Corporation | 319,089 | $3.5M | 0.69% | |
| 50 | —Vivint Solar, Inc. | 705,354 | $3.5M | 0.69% | |
| 51 | ETONEton Pharmaceuticals, Inc. | 425,000 | $3.4M | 0.67% | |
| 52 | —Tuesday Morning Corporation | 1,501,989 | $3.2M | 0.63% | |
| 53 | GAIAGaia, Inc. | 322,974 | $3.0M | 0.58% | |
| 54 | —Yatra Online, Inc. (India) | 600,000 | $2.9M | 0.58% | |
| 55 | GHMGraham Corp. | 149,146 | $2.9M | 0.58% | |
| 56 | STIMNeuronetics, Inc. | 177,487 | $2.7M | 0.53% | |
| 57 | AEHRAehr Test Systems | 1,898,524 | $2.6M | 0.52% | |
| 58 | —Manitex International, Inc. | 340,634 | $2.6M | 0.51% | |
| 59 | TGLSTecnoglass, Inc. (Colombia) | 335,171 | $2.4M | 0.48% | |
| 60 | —Enservco Corporation | 4,169,250 | $2.2M | 0.43% | |
| 61 | —Magal Security System, Ltd | 395,656 | $2.1M | 0.40% | |
| 62 | BWENBroadwind Energy, Inc. | 1,171,834 | $2.0M | 0.39% | |
| 63 | —Maxwell Technologies, Inc. | 380,878 | $1.7M | 0.34% | |
| 64 | MXLMaxLinear, Inc. | 65,764 | $1.7M | 0.33% | |
| 65 | OPKOPKO Health, Inc. | 600,000 | $1.6M | 0.31% | |
| 66 | ITIEURIteris, Inc. | 373,859 | $1.6M | 0.31% | |
| 67 | —QuickLogic Corp. | 2,419,435 | $1.5M | 0.29% | |
| 68 | VERUEURVeru,Inc. | 1,000,000 | $1.5M | 0.29% | |
| 69 | —I.D. Systems Inc. | 200,000 | $1.2M | 0.23% | |
| 70 | —Neonode (Pre-fund $1) @.10 no | 360,000 | $1.1M | 0.22% | |
| 71 | —Del Frisco's Restaurant Group | 161,718 | $1.0M | 0.20% | |
| 72 | CVVCVD Equipment Corporation | 259,414 | $1.0M | 0.20% | |
| 73 | —Neonode, Inc. | 320,279 | $1.0M | 0.20% | |
| 74 | —PC-Tel, Inc. | 190,987 | $957K | 0.19% | |
| 75 | —Nano Dimension Ltd. ADR(Israel | 1,333,000 | $946K | 0.19% | |
| 76 | —Primo Water Corp. | 60,000 | $928K | 0.18% | |
| 77 | NVEEUSDNV5 Global, Inc. | 15,000 | $890K | 0.18% | |
| 78 | SCPHscPharmaceuticals, Inc. | 246,057 | $738K | 0.15% | |
| 79 | —Myomo, Inc. | 600,200 | $720K | 0.14% | |
| 80 | DXLGDestination XL Group, Inc. | 285,176 | $699K | 0.14% | |
| 81 | —Anchiano Therapeutics, Ltd. | 100,000 | $679K | 0.13% | |
| 82 | —Ideal Power, Inc. | 1,431,829 | $501K | 0.10% | |
| 83 | —TravelCenters of America LLC | 94,672 | $389K | 0.08% | |
| 84 | —Zealand Pharma A/S ADR (Denmar | 19,981 | $340K | 0.07% | |
| 85 | —Millendo Therapeutics, Inc. | 20,000 | $300K | 0.06% | |
| 86 | —Ideal Power, Inc. Series A PS | 810,000 | $283K | 0.06% | |
| 87 | IMMRImmersion Corporation | 21,309 | $180K | 0.04% | |
| 88 | —eMagin Corporation @1.55 1/29/ | 890,000 | $133K | 0.03% | |
| 89 | —eMagin Corporation @2.45 5/24/ | 1,625,000 | $130K | 0.03% | |
| 90 | —Neonode Inc @11.20 2/17/17-2/1 | 200,000 | $124K | 0.02% | |
| 91 | —Sensus Healthcare, Inc @6.75 6 | 130,261 | $65K | 0.01% | |
| 92 | —Ideal Power @2.41 9/4/17-3/3/2 | 1,183,430 | $12K | 0.00% | |
| 93 | —Cellectar Biosciences @4.68 8/ | 106,600 | $11K | 0.00% | |
| 94 | —EyeGate Pharmaceuticals @10.62 | 137,092 | $3K | 0.00% |