AMERIPRISE FINANCIAL INC Q1 2022 Filing

Filed May 16, 2022

Portfolio Value

$338.9M

Holdings

3,927

Report Date

Q1 2022

Filing Type

13F-HR

All Holdings (3,927 positions)

#	Stock	Shares	Value	% Portfolio
3901	—PROSPECT CAPITAL CORP	27,000	$27K	0.01%
3902	—CURIS INC	10,630	$25K	0.01%
3903	ORNORION GROUP HOLDINGS INC	10,100	$25K	0.01%
3904	WDC 1.5 02/01/24WESTERN DIGITAL CORPORATION	25,000	$24K	0.01%
3905	DMLDENISON MINES CORP	15,000	$24K	0.01%
3906	—DIGITAL ALLY INC	20,000	$22K	0.01%
3907	ASMBASSEMBLY BIOSCIENCES INC	10,145	$21K	0.01%
3908	—ONCOCYTE CORP	13,930	$21K	0.01%
3909	BRK-BBERKSHIRE HATHAWAY INC-CL A	39	$21K	0.01%
3910	ATOSEURATOSSA THERAPEUTICS INC	14,407	$18K	0.01%
3911	ARDXARDELYX INC	14,980	$17K	0.01%
3912	—ASPIRA WOMEN'S HEALTH INC	16,385	$17K	0.01%
3913	MEIPUSDMEI PHARMA INC	28,096	$17K	0.01%
3914	UAVSAGEAGLE AERIAL SYSTEMS INC	14,300	$17K	0.01%
3915	WFC 7.5 PERP LWFC 7 1/2 PERP	1,006	$16K	0.00%
3916	MNLOUSDVYNE THERAPEUTICS INC	21,313	$14K	0.00%
3917	—TREVENA INC	19,700	$11K	0.00%
3918	PSEC 6.375 03/01/25PROSPECT CAPITAL CORP	10,000	$11K	0.00%
3919	TPLTEXAS PACIFIC LAND CORP	882	$9K	0.00%
3920	AYX 1 08/01/26ALTERYX INC	10,000	$9K	0.00%
3921	—PROCAPS GROUP S A WTS	12,000	$9K	0.00%
3922	HHR1USDHEADHUNTER GROUP PLC-ADR	76,570	$9K	0.00%
3923	—CASI PHARMACEUTICALS INC	10,000	$8K	0.00%
3924	CRBPEURCORBUS PHARMACEUTICALS HOLDI	12,737	$7K	0.00%
3925	—REALNETWORKS INC	10,679	$6K	0.00%
3926	—DHR 4 3/4 04/15/22	2,853	$6K	0.00%
3927	BAC 7.25 PERP LBAC 7 1/4 PERP	1,166	$2K	0.00%

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