Advisors Asset Management, Inc. Q1 2016 Filing
Filed May 16, 2016
Portfolio Value
$6.0B
Holdings
1,797
Report Date
Q1 2016
Filing Type
13F-HR
All Holdings (1,797 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 201 | MAAMID-AMER APT CMNTYS INC | 85,343 | $8.7B | 145.13% | |
| 202 | GSKGLAXOSMITHKLINE PLC | 214,787 | $8.7B | 144.91% | |
| 203 | RITMNEW RESIDENTIAL INVT CORP | 747,869 | $8.7B | 144.71% | |
| 204 | NUSNU SKIN ENTERPRISES INC | 226,394 | $8.7B | 144.08% | |
| 205 | HRZNHORIZON TECHNOLOGY FIN CORP | 740,975 | $8.6B | 143.13% | |
| 206 | AVPUSDAVON PRODS INC | 1,779,155 | $8.6B | 142.38% | |
| 207 | XRNPXCOHEN & STEERS REIT & PFD IN | 452,045 | $8.6B | 142.30% | |
| 208 | RTN1USDRAYTHEON CO | 69,641 | $8.5B | 142.08% | |
| 209 | UPSUNITED PARCEL SERVICE INC | 80,820 | $8.5B | 141.82% | |
| 210 | NXDTNEXPOINT CR STRATEGIES FD | 471,526 | $8.5B | 141.60% | |
| 211 | —CAPITALA FIN CORP | 703,294 | $8.4B | 140.42% | |
| 212 | WMTWAL-MART STORES INC | 123,055 | $8.4B | 140.22% | |
| 213 | JRSNUVEEN REAL ESTATE INCOME FD | 774,605 | $8.4B | 139.70% | |
| 214 | ETWEATON VANCE TXMGD GL BUYWR O | 796,324 | $8.4B | 139.64% | |
| 215 | GEGGEO GROUP INC NEW | 241,367 | $8.4B | 139.22% | |
| 216 | —COHEN & STEERS MLP INC & ENR | 1,037,938 | $8.4B | 139.19% | |
| 217 | GEF/BGREIF INC | 177,515 | $8.3B | 138.22% | |
| 218 | —DELAWARE ENHANCED GBL DIV & | 906,525 | $8.3B | 138.01% | |
| 219 | GPCGENUINE PARTS CO | 83,411 | $8.3B | 137.89% | |
| 220 | DIAXNUVEEN DOW 30 DYN OVERWRITE | 587,205 | $8.3B | 137.84% | |
| 221 | WYNNWYNN RESORTS LTD | 88,535 | $8.3B | 137.62% | |
| 222 | NWBINORTHWEST BANCSHARES INC MD | 606,704 | $8.2B | 136.37% | |
| 223 | 7HPHP INC | 659,543 | $8.1B | 135.19% | |
| 224 | —HATTERAS FINL CORP | 559,882 | $8.0B | 133.20% | |
| 225 | BUIBLACKROCK UTIL & INFRASTRCTU | 432,220 | $8.0B | 133.18% | |
| 226 | —CLEARBRIDGE ENERGY MLP OPP F | 707,689 | $8.0B | 132.70% | |
| 227 | —TORTOISE MLP FD INC | 487,958 | $8.0B | 132.65% | |
| 228 | GDLGDL FUND | 797,736 | $8.0B | 132.58% | |
| 229 | IAEVOYA ASIA PAC DIVID EQUITY I | 857,799 | $7.9B | 131.87% | |
| 230 | PDLIEURPDL BIOPHARMA INC | 2,362,054 | $7.9B | 130.87% | |
| 231 | TMOTHERMO FISHER SCIENTIFIC INC | 55,488 | $7.9B | 130.72% | |
| 232 | KRKROGER CO | 203,338 | $7.8B | 129.40% | |
| 233 | EOGEOG RES INC | 107,143 | $7.8B | 129.37% | |
| 234 | LBEURL BRANDS INC | 88,155 | $7.7B | 128.79% | |
| 235 | —ALCENTRA CAP CORP | 661,104 | $7.7B | 127.92% | |
| 236 | —BROOKFIELD TOTAL RETURN FD I | 316,899 | $7.7B | 127.74% | |
| 237 | GDGENERAL DYNAMICS CORP | 58,096 | $7.6B | 126.97% | |
| 238 | TFXTELEFLEX INC | 48,133 | $7.6B | 125.73% | |
| 239 | GLVCLOUGH GLOBAL ALLOCATION FD | 641,483 | $7.4B | 123.80% | |
| 240 | PFLTPENNANTPARK FLOATING RATE CA | 635,307 | $7.4B | 123.66% | |
| 241 | JWNUSDNORDSTROM INC | 127,690 | $7.3B | 121.53% | |
| 242 | —AMERICAN CAP LTD | 475,529 | $7.2B | 120.57% | |
| 243 | —TCP CAP CORP | 479,934 | $7.2B | 119.06% | |
| 244 | TRGPTARGA RES CORP | 237,869 | $7.1B | 118.17% | |
| 245 | DUKDUKE ENERGY CORP NEW | 87,923 | $7.1B | 118.02% | |
| 246 | —NORTHSTAR RLTY FIN CORP | 539,983 | $7.1B | 117.87% | |
| 247 | —CM FIN INC | 843,248 | $7.1B | 117.84% | |
| 248 | CR1USDCRANE CO | 131,444 | $7.1B | 117.79% | |
| 249 | RDS/AROYAL DUTCH SHELL PLC | 145,958 | $7.1B | 117.66% | |
| 250 | PXGBXPRAXAIR INC | 61,711 | $7.1B | 117.51% | |
| 251 | ECLECOLAB INC | 63,271 | $7.1B | 117.39% | |
| 252 | KROKRONOS WORLDWIDE INC | 1,232,424 | $7.0B | 117.28% | |
| 253 | IPHSEURINNOPHOS HOLDINGS INC | 227,814 | $7.0B | 117.16% | |
| 254 | —TAL INTL GROUP INC | 455,262 | $7.0B | 116.94% | |
| 255 | —WILLIAMS PARTNERS L P NEW | 341,625 | $7.0B | 116.23% | |
| 256 | BPBP PLC | 230,368 | $7.0B | 115.68% | |
| 257 | —PRUDENTIAL GLB SHT DUR HG YL | 464,523 | $6.9B | 115.00% | |
| 258 | —ALPINE GLOBAL PREMIER PPTYS | 1,233,501 | $6.9B | 114.71% | |
| 259 | MMM3M CO | 40,568 | $6.8B | 112.47% | |
| 260 | MRSHMARSH & MCLENNAN COS INC | 110,961 | $6.7B | 112.22% | |
| 261 | HPHELMERICH & PAYNE INC | 113,735 | $6.7B | 111.12% | |
| 262 | EMOCLEARBRIDGE ENERGY MLP FD IN | 491,515 | $6.7B | 110.97% | |
| 263 | FSICUSDFS INVT CORP | 727,281 | $6.7B | 110.95% | |
| 264 | —TESORO CORP | 77,105 | $6.6B | 110.34% | |
| 265 | OFSOFS CAP CORP | 511,515 | $6.6B | 110.20% | |
| 266 | TTENTOTAL S A | 145,167 | $6.6B | 109.69% | |
| 267 | GAINGLADSTONE INVT CORP | 936,612 | $6.6B | 109.39% | |
| 268 | XRAYDENTSPLY SIRONA INC | 104,980 | $6.5B | 107.64% | |
| 269 | GILDGILEAD SCIENCES INC | 70,412 | $6.5B | 107.61% | |
| 270 | BDJBLACKROCK ENHANCED EQT DIV T | 855,119 | $6.4B | 107.28% | |
| 271 | EPREPR PPTYS | 96,742 | $6.4B | 107.23% | |
| 272 | HASHASBRO INC | 80,044 | $6.4B | 106.68% | |
| 273 | BIIBBIOGEN INC | 24,619 | $6.4B | 106.63% | |
| 274 | CHWCALAMOS GBL DYN INCOME FUND | 911,235 | $6.4B | 106.58% | |
| 275 | GOOGALPHABET INC | 8,592 | $6.4B | 106.49% | |
| 276 | TXNTEXAS INSTRS INC | 111,351 | $6.4B | 106.38% | |
| 277 | —LMP CORPORATE LN FD INC | 647,279 | $6.3B | 105.10% | |
| 278 | —NUVEEN CA DIV ADV MUNI FD 3 | 418,228 | $6.3B | 104.86% | |
| 279 | —WESTERN ASSET EMRG MKT INCM | 613,420 | $6.3B | 104.71% | |
| 280 | XFRAXBLACKROCK FLOAT RATE OME STR | 480,672 | $6.3B | 104.51% | |
| 281 | ETGEATON VANCE TX ADV GLBL DIV | 430,245 | $6.2B | 103.43% | |
| 282 | XNCMXNUVEEN CAL AMT-FREE MUN INC | 387,722 | $6.2B | 103.33% | |
| 283 | QUADQUAD / GRAPHICS INC | 476,386 | $6.2B | 102.55% | |
| 284 | VCVINVESCO CALIF VALUE MUN INC | 439,494 | $6.1B | 101.34% | |
| 285 | —ALLIANCE CALIF MUN INCOME FD | 409,410 | $6.1B | 101.02% | |
| 286 | XSSPXNUVEEN S&P 500 DYN OVERWRITE | 449,199 | $6.0B | 99.54% | |
| 287 | XPHDXPIONEER FLOATING RATE TR | 533,566 | $6.0B | 99.34% | |
| 288 | BHKBLACKROCK CORE BD TR | 443,758 | $5.9B | 98.86% | |
| 289 | XEVMXEATON VANCE CALIF MUN BD FD | 472,192 | $5.9B | 98.82% | |
| 290 | BLWBLACKROCK LTD DURATION INC T | 399,377 | $5.9B | 98.21% | |
| 291 | —NATUS MEDICAL INC DEL | 153,465 | $5.9B | 98.13% | |
| 292 | OMCOMNICOM GROUP INC | 70,860 | $5.9B | 98.13% | |
| 293 | BKFIDREYFUS MUN BD INFRSTRCTR FD | 446,352 | $5.9B | 97.79% | |
| 294 | IQIINVESCO QUALITY MUNI INC TRS | 443,382 | $5.9B | 97.59% | |
| 295 | DHRDANAHER CORP DEL | 61,678 | $5.9B | 97.34% | |
| 296 | —FIFTH STR SR FLOATNG RATE CO | 737,358 | $5.8B | 97.28% | |
| 297 | UGIUGI CORP NEW | 145,122 | $5.8B | 97.28% | |
| 298 | WEPMAGELLAN MIDSTREAM PRTNRS LP | 84,846 | $5.8B | 97.11% | |
| 299 | KYNKAYNE ANDERSON MDSTM ENERGY | 551,463 | $5.8B | 97.06% | |
| 300 | —SALIENT MIDSTREAM & MLP FD | 728,903 | $5.8B | 97.01% |