Who Owns PGIM ROCK ETF TR (PBAU)?Hedge Fund & Institutional Holders
$29.98-0.03 (-0.09%)BATS
Institutional Holders
12
as of Q4 2025
Total Institutional Value
$6.000289223841001e+25T
% of Float Held
—
QoQ Change in Holders
+7 / -2
Price History
PBAU — Biggest New Institutional Buyers This Quarter
| Fund | Action | Shares Added | Value Added |
|---|---|---|---|
| JIM SAULNIER & ASSOCIATES, LLC | New Position | +97K | +$2.9M |
| Spire Wealth Management | New Position | +80K | +$2.4M |
| COMMONWEALTH EQUITY SERVICES, LLC | New Position | +51K | +$1.0M |
| AMERICAN ASSET MANAGEMENT INC. | New Position | +28K | +$850K |
| Blue Water Asset Management | New Position | +10K | +$314K |
| DHJJ Financial Advisors, Ltd. | New Position | +3K | +$97K |
| Sunrise Financial Services, LLC | New Position | +520 | +$15K |
| PNC FINANCIAL SERVICES GROUP, INC. | Increased | +26 | +$-30.6M |
| PRUDENTIAL FINANCIAL INC | Increased | +50K | +$-5.3B |
PBAU — Institutions Reducing or Closing Positions
| Fund | Action | Shares Sold | Value Sold |
|---|---|---|---|
| WOLVERINE TRADING, LLC | Closed Position | -9K | -$271.8M |
| ROYAL BANK OF CANADA | Closed Position | -5K | -$138.0M |
Top Institutional Holders(Q4 2025)
| # | Fund | Shares | Value | % of Portfolio | Type |
|---|---|---|---|---|---|
| 1 | PRUDENTIAL FINANCIAL INC | 231,973 | $6.0M | 0.01% | Share |
| 2 | JIM SAULNIER & ASSOCIATES, LLC | 96,541 | $2.9M | 1.50% | Share |
| 3 | Spire Wealth Management | 79,574 | $2.4M | 0.08% | Share |
| 4 | COMMONWEALTH EQUITY SERVICES, LLC | 51,068 | $1.0M | 0.00% | Share |
| 5 | Kestra Advisory Services, LLC | 35,009 | $1.0M | 0.00% | Share |
| 6 | AMERICAN ASSET MANAGEMENT INC. | 28,395 | $850K | 0.72% | Share |
| 7 | KESTRA PRIVATE WEALTH SERVICES, LLC | 14,020 | $420K | 0.01% | Share |
| 8 | Blue Water Asset Management | 10,483 | $314K | 0.11% | Share |
| 9 | DHJJ Financial Advisors, Ltd. | 3,238 | $97K | 0.03% | Share |
| 10 | Sunrise Financial Services, LLC | 520 | $15K | 0.01% | Share |
| 11 | PNC FINANCIAL SERVICES GROUP, INC. | 1,067 | $0 | 0.00% | Share |
| 12 | Steward Partners Investment Advisory, LLC | 8,053 | $0 | 0.00% | Share |
PBAU Institutional Ownership History
| Quarter | Holders | Total Value | Change |
|---|---|---|---|
| Q4 2025 | 12 | $15.0M | +5 |
| Q3 2025 | 7 | $7.5B | -2 |
| Q2 2025 | 9 | $6.2B | +4 |
| Q1 2025 | 5 | $4.8B | -1 |
| Q4 2024 | 6 | $3.6B | +3 |
| Q3 2024 | 3 | $1.8M | +0 |
| Q2 2024 | 3 | $1.3M | — |
As of Q4 2025, 12 institutional investors hold PBAU (PGIM ROCK ETF TR). The largest holder is PRUDENTIAL FINANCIAL INC with $6.0M in shares. This quarter, 7 institutions opened new positions and 2 closed their positions.
Frequently Asked Questions
How many hedge funds own PBAU?
As of Q4 2025, 12 institutional investors report holding PBAU (PGIM ROCK ETF TR) in their 13F filings.
Who is the largest institutional holder of PBAU?
The largest institutional holder of PBAU is PRUDENTIAL FINANCIAL INC with $6.0M in shares.
Is institutional ownership of PBAU increasing or decreasing?
This quarter, 7 institutions opened new positions in PBAU and 2 closed their positions.