Who Owns Guggenheim Active Allocation Fund (GUG)?Hedge Fund & Institutional Holders

$15.16-0.10 (-0.65%)TechnologyNYSE

Institutional Holders

50

as of Q4 2025

Total Institutional Value

$1.400000013e+192T

% of Float Held

—

QoQ Change in Holders

+11 / -5

Price History

$13.98$14.62$15.27$15.91$16.55Oct 24Jun 25Mar 26

GUG — Biggest New Institutional Buyers This Quarter

FundActionShares AddedValue Added
BANK OF AMERICA CORP /DE/Increased+207K+$13.0B
CORRADO ADVISORS, LLCNew Position+180K+$2.8B
Focus Partners WealthNew Position+143K+$2.0B
OPPENHEIMER & CO INCNew Position+71K+$1.1B
Golden State Equity PartnersNew Position+48K+$731.0M
J.W. COLE ADVISORS, INC.New Position+39K+$333.0M
1607 Capital Partners, LLCNew Position+13K+$193.0M
High Net Worth Advisory Group LLCNew Position+12K+$189.0M
SouthState Bank CorpNew Position+8K+$129.0M
Steward Partners Investment Advisory, LLCIncreased+16K+$113.4M
Invesco Ltd.Increased+4K+$45.1M
Geneos Wealth Management Inc.New Position+3K+$45.0M
UBS Group AGIncreased+607+$3.3M
Closed-End Fund Advisors, Inc.New Position+110K+$1.7M
Concurrent Investment Advisors, LLCNew Position+36K+$559K

GUG — Institutions Reducing or Closing Positions

FundActionShares SoldValue Sold
Kovitz Investment Group Partners, LLCClosed Position-160K-$2.5B
Advisors Asset Management, Inc.Decreased-59K-$2.0B
RAYMOND JAMES FINANCIAL INCDecreased-28K-$1.6B
ROYAL BANK OF CANADADecreased-47K-$1.3B
OSAIC HOLDINGS, INC.Decreased-5K-$793.1M
STIFEL FINANCIAL CORPDecreased-1K-$771.8M
LPL Financial LLCDecreased-567-$423.2M
Kingsview Wealth Management, LLCDecreased-3K-$270.3M
Creative PlanningClosed Position-14K-$216.8M
Walleye Capital LLCClosed Position-11K-$179.4M
Laird Norton Wetherby Wealth Management, LLCClosed Position-11K-$175.2M
JPMORGAN CHASE & CODecreased-2K-$33.0M
MGB Wealth Management, LLCDecreased-2K-$32.1M
NewEdge Advisors, LLCClosed Position-150-$2.3M
WEDBUSH SECURITIES INCDecreased-3K-$212K

Top Institutional Holders(Q4 2025)

#FundSharesValue% of PortfolioType
1GUGGENHEIM CAPITAL LLC950,000$14.0B100.25%Share
2BANK OF AMERICA CORP /DE/885,035$13.0B0.95%Share
3Advisors Asset Management, Inc.835,944$12.0B201.48%Share
4Baird Financial Group, Inc.708,042$10.0B15.59%Share
5ROYAL BANK OF CANADA484,360$7.0B1.14%Share
6RAYMOND JAMES FINANCIAL INC431,929$6.0B1.87%Share
7WELLS FARGO & COMPANY/MN256,933$3.0B0.55%Share
8RAYMOND JAMES FINANCIAL INC196,383$3.0B0.93%Share
9CORRADO ADVISORS, LLC180,342$2.8B1.39%Share
10Focus Partners Wealth142,693$2.0B2.28%Share
11Steward Partners Investment Advisory, LLC137,379$2.0B10.97%Share
12Invesco Ltd.78,358$1.2B0.18%Share
13OPPENHEIMER & CO INC71,031$1.1B15.45%Share
14Golden State Equity Partners47,694$731.0M0.12%Share
15J.W. COLE ADVISORS, INC.39,015$333.0M0.01%Share
16UBS Group AG19,175$293.0M0.05%Share
17MGB Wealth Management, LLC14,146$216.0M0.06%Share
181607 Capital Partners, LLC12,600$193.0M0.01%Share
19High Net Worth Advisory Group LLC12,373$189.0M0.04%Share
20SouthState Bank Corp8,425$129.0M0.01%Share
21Geneos Wealth Management Inc.3,000$45.0M0.00%Share
22MORGAN STANLEY2,773,048$42.0M0.00%Share
23Pathstone Holdings, LLC970,914$14.0M0.05%Share
24COHEN & STEERS, INC.748,149$11.5M0.02%Share
25Closed-End Fund Advisors, Inc.110,396$1.7M1.00%Share
26Kestra Advisory Services, LLC104,026$1.0M0.00%Share
27Concurrent Investment Advisors, LLC36,477$559K0.01%Share
28Aviance Capital Partners, LLC31,620$484K0.06%Share
29World Investment Advisors30,967$474K0.01%Share
30DAVENPORT & Co LLC24,363$373K0.00%Share
31U.S. Capital Wealth Advisors, LLC11,802$180K0.00%Share
32Noble Wealth Management PBC2,700$42K0.02%Share
33TSFG, LLC1,734$27K0.00%Share
34HARBOUR INVESTMENTS, INC.1,500$22K0.00%Share
35BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC500$7K0.00%Share
36Cambridge Investment Research Advisors, Inc.15,027$00.00%Share
37ROYAL BANK OF CANADA358$00.00%Share
38Larson Financial Group LLC3,000$00.00%Share
39ENVESTNET ASSET MANAGEMENT INC31,484$00.00%Share
40LPL Financial LLC26,563$00.00%Share
41COMMONWEALTH EQUITY SERVICES, LLC15,133$00.00%Share
42Pathstone Holdings, LLC5,013$00.00%Share
43JOURNEY STRATEGIC WEALTH LLC27,939$00.00%Share
44Marex Group plc27,847$00.00%Share
45Rockefeller Capital Management L.P.30,004$00.00%Share
46JANE STREET GROUP, LLC3,652$00.00%Share
47JANE STREET GROUP, LLC16,228$00.00%Share
48RAYMOND JAMES FINANCIAL INC19,820$00.00%Share
49Kingsview Wealth Management, LLC14,830$00.00%Share
50Cetera Investment Advisers27,333$00.00%Share

GUG Institutional Ownership History

QuarterHoldersTotal ValueChange
Q4 202553$79.3B+17
Q3 202536$73.6B-7
Q2 202543$65.5B-9
Q1 202552$119.4B-3
Q4 202455$1.2T+15
Q3 202440$2.1T-2
Q2 202442$3.7T+5
Q1 202437$3.6T—

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As of Q4 2025, 50 institutional investors hold GUG (Guggenheim Active Allocation Fund). The largest holder is GUGGENHEIM CAPITAL LLC with $14.0B in shares. This quarter, 11 institutions opened new positions and 5 closed their positions.

Frequently Asked Questions

How many hedge funds own GUG?

As of Q4 2025, 50 institutional investors report holding GUG (Guggenheim Active Allocation Fund) in their 13F filings.

Who is the largest institutional holder of GUG?

The largest institutional holder of GUG is GUGGENHEIM CAPITAL LLC with $14.0B in shares.

Is institutional ownership of GUG increasing or decreasing?

This quarter, 11 institutions opened new positions in GUG and 5 closed their positions.