Who Owns First Trust Active Factor Small Cap ETF (AFSM)?Hedge Fund & Institutional Holders

$32.20-0.26 (-0.81%)Financial ServicesNYSE_ARCA

Institutional Holders

31

as of Q4 2025

Total Institutional Value

$3.0000002000000137e+111T

% of Float Held

QoQ Change in Holders

+12 / -6

Price History

$24.81$27.42$30.03$32.64$35.25Sep 24Jun 25Mar 26

AFSM — Biggest New Institutional Buyers This Quarter

FundActionShares AddedValue Added
JPMORGAN CHASE & COIncreased+76K+$2.0B
Ethos Financial Group, LLCNew Position+41K+$1.4B
Beacon Financial Advisory LLCNew Position+12K+$386.0M
WORLD EQUITY GROUP, INC.New Position+10K+$333.0M
FSB PREMIER WEALTH MANAGEMENT, INC.New Position+9K+$307.0M
James J. Burns & Company, LLCNew Position+526K+$17.3M
CWM, LLCNew Position+336K+$11.1M
IFG Advisory, LLCIncreased+731+$6.5M
TRUIST FINANCIAL CORPNew Position+185K+$6.1M
ENVESTNET ASSET MANAGEMENT INCNew Position+190K+$6.0M
MGO ONE SEVEN LLCNew Position+71K+$2.3M
Crusonia Wealth Advisors LLCNew Position+19K+$618K
KESTRA PRIVATE WEALTH SERVICES, LLCIncreased+4+$2K
WEDBUSH SECURITIES INCNew Position+7K+$0
SUSQUEHANNA INTERNATIONAL GROUP, LLPNew Position+17K+$0

AFSM — Institutions Reducing or Closing Positions

FundActionShares SoldValue Sold
CITADEL ADVISORS LLCClosed Position-43K-$1.4B
Prospera Financial Services IncClosed Position-17K-$546.8M
Moors & Cabot, Inc.Decreased-2K-$508.2M
GOLDMAN SACHS GROUP INCClosed Position-6K-$200.4M
Tower Research Capital LLC (TRC)Closed Position-4K-$125.0M
SMITH, MOORE & CO.Decreased-625-$19.0M
Founders Financial Alliance, LLCClosed Position-250-$8.2M
UBS Group AGClosed Position-154-$5.0M
Federation des caisses Desjardins du QuebecDecreased-50K-$2.2M
Kestra Advisory Services, LLCDecreased-1K-$919K
CREATIVE FINANCIAL DESIGNS INC /ADVDecreased-90-$57K
NATIONAL BANK OF CANADA /FI/Decreased-36-$39K

Top Institutional Holders(Q4 2025)

#FundSharesValue% of PortfolioType
1JPMORGAN CHASE & CO106,115$3.0B0.00%Share
2IFG Advisory, LLC61,679$2.0B0.09%Share
3Ethos Financial Group, LLC41,131$1.4B0.10%Share
4OSAIC HOLDINGS, INC.54,662$1.0B0.00%Share
5Snowden Capital Advisors LLC39,237$1.0B0.03%Share
6CREATIVE FINANCIAL DESIGNS INC /ADV16,911$556.0M0.04%Share
7Beacon Financial Advisory LLC11,745$386.0M0.09%Share
8WORLD EQUITY GROUP, INC.10,134$333.0M0.09%Share
9FSB PREMIER WEALTH MANAGEMENT, INC.9,366$307.0M0.10%Share
10SMITH, MOORE & CO.8,792$289.0M0.02%Share
11Farther Finance Advisors, LLC2,000$65.0M0.00%Share
12James J. Burns & Company, LLC525,829$17.3M2.39%Share
13CWM, LLC336,481$11.1M0.03%Share
14TRUIST FINANCIAL CORP185,167$6.1M0.01%Share
15ENVESTNET ASSET MANAGEMENT INC189,677$6.0M0.00%Share
16LPL Financial LLC118,063$3.0M0.00%Share
17MGO ONE SEVEN LLC70,566$2.3M0.05%Share
18Federation des caisses Desjardins du Quebec77,213$2.0M0.01%Share
19Cetera Investment Advisers88,041$2.0M0.00%Share
20Crusonia Wealth Advisors LLC18,799$618K0.14%Share
21KESTRA PRIVATE WEALTH SERVICES, LLC9,140$300K0.00%Share
22HARBOUR INVESTMENTS, INC.1,215$39K0.00%Share
23NATIONAL BANK OF CANADA /FI/1,170$00.00%Share
24Arkadios Wealth Advisors5,864$00.00%Share
25Arkadios Wealth Advisors408$00.00%Share
26SUSQUEHANNA INTERNATIONAL GROUP, LLP17,033$00.00%Share
27Kestra Advisory Services, LLC26,863$00.00%Share
28MORGAN STANLEY1$00.00%Share
29Moors & Cabot, Inc.13,668$00.00%Share
30WEDBUSH SECURITIES INC7,000$00.00%Share
31OSAIC HOLDINGS, INC.271$00.00%Share

AFSM Institutional Ownership History

QuarterHoldersTotal ValueChange
Q4 202529$10.3B+7
Q3 202522$14.4B-2
Q2 202524$28.0B+3
Q1 202521$26.4B+3
Q4 202418$14.2B+8
Q3 202410$570.8B+1
Q2 20249$1.1T+4
Q1 20245$683.1M

Similar Stocks by Institutional Ownership

As of Q4 2025, 31 institutional investors hold AFSM (First Trust Active Factor Small Cap ETF). The largest holder is JPMORGAN CHASE & CO with $3.0B in shares. This quarter, 12 institutions opened new positions and 6 closed their positions.

Frequently Asked Questions

How many hedge funds own AFSM?

As of Q4 2025, 31 institutional investors report holding AFSM (First Trust Active Factor Small Cap ETF) in their 13F filings.

Who is the largest institutional holder of AFSM?

The largest institutional holder of AFSM is JPMORGAN CHASE & CO with $3.0B in shares.

Is institutional ownership of AFSM increasing or decreasing?

This quarter, 12 institutions opened new positions in AFSM and 6 closed their positions.