ZAZOVE ASSOCIATES LLC Q4 2023 Filing

Filed January 31, 2024

Portfolio Value

$804.0M

Holdings

138

Report Date

Q4 2023

Filing Type

13F-HR

All Holdings (138 positions)

#	Stock	Shares	Value	% Portfolio
1	VATE 7.5 08/01/26 *INNOVATE CORP	12,203,000	$6.0B	746.29%
2	CUTR 2.25 06/01/28CUTERA INC	7,140,000	$1.0B	124.38%
3	CUTR 4 06/01/29CUTERA INC	6,775,000	$1.0B	124.38%
4	—LANDSEA HOMES CORP	2,124,867	$760.0M	94.53%
5	AMPX/WSAMPRIUS TECHNOLOGIES INC	1,089,409	$436.0M	54.23%
6	—LANVIN GROUP HOLDINGS LIMITE	1,334,846	$199.0M	24.75%
7	—WHOLE EARTH BRANDS INC	2,056,536	$168.0M	20.90%
8	SSRMCN 2.5 04/01/39SSR MINING IN	74,855,000	$72.0M	8.96%
9	—FREYR BATTERY INC	346,411	$71.0M	8.83%
10	LINTA 3.75 02/15/30LIBERTY MEDIA CORP DEL	266,000	$68.0M	8.46%
11	LUV 1.25 05/01/25SOUTHWEST AIRLS CO	61,390,000	$62.0M	7.71%
12	JAZZ 2 06/15/26JAZZ INVESTMENTS I LTD	47,735,000	$48.0M	5.97%
13	MGPI 1.875 11/15/41MGP INGREDIENTS INC NEW	38,986,000	$45.0M	5.60%
14	F 0 03/15/26FORD MTR CO DEL	44,764,000	$44.0M	5.47%
15	ARCC 4.625 03/01/24ARES CAPITAL CORP	33,956,000	$35.0M	4.35%
16	NRG 2.75 06/01/48NRG ENERGY INC	27,550,000	$35.0M	4.35%
17	MIDD 1 09/01/25MIDDLEBY CORP	25,935,000	$31.0M	3.86%
18	—FINANCE OF AMERICA COMPAN	502,865	$30.0M	3.73%
19	PSN 0.25 08/15/25PARSONS CORP DEL	18,423,000	$26.0M	3.23%
20	JBTM 0.25 05/15/26JOHN BEAN TECHNOLOGIES CORP	28,236,000	$25.0M	3.11%
21	ALNY 1 09/15/27ALNYLAM PHARMACEUTICALS INC	22,980,000	$22.0M	2.74%
22	TYL 0.25 03/15/26TYLER TEX INDPT SCH DIST	22,204,000	$22.0M	2.74%
23	ASND 2.25 04/01/28ASCENDIS PHARMA A/S	18,255,000	$18.0M	2.24%
24	DXCM 0.25 11/15/25DEXCOM INC	17,922,000	$18.0M	2.24%
25	BHR 4.5 06/01/26BRAEMAR HOTELS & RESORTS INC	20,730,000	$17.0M	2.11%
26	PETQ 4 06/01/26PETIQ INC	16,885,000	$16.0M	1.99%
27	IMAX 0.5 04/01/26IMAX CORP	17,187,000	$15.0M	1.87%
28	AKAM 0.375 09/01/27AKAMAI TECHNOLOGIES INC	14,070,000	$15.0M	1.87%
29	VREX 4 06/01/25VAREX IMAGING CORP	12,585,000	$14.0M	1.74%
30	—KAMAN CORP	13,197,000	$13.0M	1.62%
31	CNMD 2.25 06/15/27CONMED CORP	12,900,000	$12.0M	1.49%
32	RDZNROADZEN INC	150,602	$11.0M	1.37%
33	PSFEPAYSAFE LIMITED	399,748	$11.0M	1.37%
34	AIIONWTN INC	64,571	$9.0M	1.12%
35	IDCC 3.5 06/01/27INTERDIGITAL INC	5,820,000	$8.0M	1.00%
36	UONEURBAN ONE INC	2,464,165	$8.0M	1.00%
37	NOG 3.625 04/15/29NORTHERN OIL & GAS INC	6,270,000	$7.0M	0.87%
38	CMLSCUMULUS MEDIA INC	1,458,428	$7.0M	0.87%
39	KYNKAYNE ANDERSON ENERGY INFRST	781,787	$6.0M	0.75%
40	PSNYPOLESTAR AUTOMOTIVE HLDG UK	24,495	$6.0M	0.75%
41	GRNTGRANITE RIDGE RESOURCES INC	1,044,274	$6.0M	0.75%
42	WESTWESTROCK COFFEE CO	3,058,729	$6.0M	0.75%
43	JSPRWJASPER THERAPEUTICS INC	65,456	$5.0M	0.62%
44	BHRBRAEMAR HOTELS & RESORTS INC	2,101,511	$5.0M	0.62%
45	UANCVR PARTNERS LP	76,700	$5.0M	0.62%
46	DDOG 0.125 06/15/25DATADOG INC	3,460,000	$4.0M	0.50%
47	CCOCLEAR CHANNEL OUTDOOR HLDGS	2,639,527	$4.0M	0.50%
48	CNX 2.25 05/01/26CNX RES CORP	2,500,000	$4.0M	0.50%
49	VUSBVANGUARD BD INDEX FDS	100,000	$4.0M	0.50%
50	PODD 0.375 09/01/26INSULET CORP	3,500,000	$4.0M	0.50%
51	SOYSUNOPTA INC	594,034	$3.0M	0.37%
52	GH 0 11/15/27GUARDANT HEALTH INC	4,890,000	$3.0M	0.37%
53	PEB 1.75 12/15/26PEBBLEBROOK HOTEL TR	3,460,000	$3.0M	0.37%
54	CURICURIOSITYSTREAM INC	6,310	$3.0M	0.37%
55	INN 1.5 02/15/26SUMMIT HOTEL PPTYS	3,656,000	$3.0M	0.37%
56	GDLGDL FD	378,222	$3.0M	0.37%
57	Z 1.375 09/01/26ZILLOW GROUP INC	2,500,000	$3.0M	0.37%
58	—MIRION TECHNOLOGIES INC	1,889,669	$3.0M	0.37%
59	—CONMED CORP	2,500,000	$3.0M	0.37%
60	NPWR/WSNET POWER INC	1,261,983	$2.0M	0.25%
61	LNTH 2.625 12/15/27LANTHEUS HLDGS INC	2,500,000	$2.0M	0.25%
62	THCHTH INTERNATIONAL LIMITED	1,376,465	$2.0M	0.25%
63	—HELIX ENERGY SOLUTIONS GRP I	1,500,000	$2.0M	0.25%
64	POST 2.5 08/15/27POST HLDGS INC	2,000,000	$2.0M	0.25%
65	AAL 6.5 07/01/25AMERICAN AIRLINES GROUP INC	2,000,000	$2.0M	0.25%
66	DJTWWDIGITAL WORLD ACQUISITION CO	376,776	$2.0M	0.25%
67	SEDG 0 09/15/25SOLAREDGE TECHNOLOGIES INC	2,500,000	$2.0M	0.25%
68	ETSY 0.125 10/01/26ETSY INC	2,500,000	$2.0M	0.25%
69	BTU 3.25 03/01/28PEABODY ENGR CORP	2,000,000	$2.0M	0.25%
70	HTZWWHERTZ GLOBAL HLDGS INC	487,439	$2.0M	0.25%
71	UONEEURURBAN ONE INC	585,978	$2.0M	0.25%
72	PD 1.25 07/01/25PAGERDUTY INC	2,500,000	$2.0M	0.25%
73	ATSG 1.125 10/15/24AIR TRANS SVCS GROUP INC	2,000,000	$1.0M	0.12%
74	SPWRWCOMPLETE SOLARIA INC	25,171	$1.0M	0.12%
75	ALTR 1.75 06/15/27ALTAIR ENGR INC	1,250,000	$1.0M	0.12%
76	PENG 2.25 02/15/26SMART GLOBAL HLDGS INC	1,000,000	$1.0M	0.12%
77	CHEF 1.875 12/01/24CHEFS WHSE INC	1,313,000	$1.0M	0.12%
78	RUMBWRUMBLE INC	1,065,815	$1.0M	0.12%
79	SEALTD 2.375 12/01/25SEA LTD	1,700,000	$1.0M	0.12%
80	XJQCXNUVEEN CR STRATEGIES INCOME	269,862	$1.0M	0.12%
81	ODVOSISKO DEVELOPMENT CORP	625,200	$1.0M	0.12%
82	XYZ 0.125 03/01/25BLOCK INC	2,000,000	$1.0M	0.12%
83	SPLK 1.125 06/15/27SPLUNK INC	2,000,000	$1.0M	0.12%
84	FWONK 2.25 08/15/27LIBERTY MEDIA CORP DEL	1,520,000	$1.0M	0.12%
85	SKINTHE BEAUTY HEALTH COMPANY	342,404	$1.0M	0.12%
86	BKD 2 10/15/26BROOKDALE SR LIVING INC	1,000,000	$917K	0.11%
87	WFC 7.5 PERP LWELLS FARGO CO NEW	687	$822K	0.10%
88	ETSY 0.25 06/15/28ETSY INC	1,000,000	$802K	0.10%
89	FLG 6 11/01/51NEW YORK CMNTY CAP TR V	19,388	$790K	0.10%
90	PFIXSIMPLIFY EXCHANGE TRADED FUN	17,250	$690K	0.09%
91	BFLYBUTTERFLY NETWORK INC	580,449	$627K	0.08%
92	TCSUSDCONTAINER STORE GROUP INC	272,579	$621K	0.08%
93	NCMINATIONAL CINEMEDIA INC	130,126	$539K	0.07%
94	ARKOARKO CORP	465,889	$529K	0.07%
95	BRCCBRC INC	137,123	$498K	0.06%
96	WDC 1.5 02/01/24WESTERN DIGITAL CORP.	500,000	$498K	0.06%
97	XFRAXBLACKROCK FLOATING RATE INCO	38,276	$485K	0.06%
98	RNG 0 03/15/26RINGCENTRAL INC	489,000	$425K	0.05%
99	EPDENTERPRISE PRODS PARTNERS L	14,710	$388K	0.05%
100	PCTTWPURECYCLE TECHNOLOGIES INC	333,822	$356K	0.04%

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