ZAZOVE ASSOCIATES LLC Q4 2020 Filing

Filed February 10, 2021

Portfolio Value

$814.7M

Holdings

113

Report Date

Q4 2020

Filing Type

13F-HR

All Holdings (113 positions)

#	Stock	Shares	Value	% Portfolio
1	LUV 1.25 05/01/25SOUTHWEST AIRLINES	51,580,000	$75.4M	9.25%
2	—KAMAN CORPORATION	64,128,000	$74.2M	9.10%
3	LMCA 1.375 10/15/23LIBERTY MEDIA	49,683,000	$62.8M	7.71%
4	AKAM 0.375 09/01/27AKAMAI TECH	41,910,000	$46.8M	5.75%
5	—INTERDIGITAL, INC	37,756,000	$39.7M	4.87%
6	PANW 0.75 07/01/23PALO ALTO NETWORKS	24,870,000	$35.2M	4.32%
7	—ON SEMICONDUCTOR CORP	16,677,000	$28.2M	3.47%
8	ATSG 1.125 10/15/24AIR TRANSPORT SERVICES GROUP	23,021,000	$27.1M	3.33%
9	AKAM 0.125 05/01/25AKAMAI TECH	21,030,000	$26.1M	3.20%
10	ILMN 0 08/15/23ILLUMINA INC	21,178,000	$23.8M	2.92%
11	PEB 1.75 12/15/26PEBBLEBROOK HOTEL TRUST	22,300,000	$23.8M	2.92%
12	KBR 2.5 11/01/23KBR	15,090,000	$20.7M	2.53%
13	PDD 0 12/01/25PINDUODUO	16,690,000	$20.6M	2.53%
14	—CONMED CORP	13,564,000	$19.0M	2.33%
15	AYX 1 08/01/26ALTERYX	16,485,000	$17.4M	2.14%
16	—HOPE BANCORP	17,990,000	$16.8M	2.06%
17	—FLEXION THERAPEUTICS	18,443,000	$16.5M	2.02%
18	—HELIX ENERGY SOLUTIONS GROUP	14,104,000	$14.8M	1.82%
19	NHI 3.25 04/01/21NATIONAL HEALTH INVESTORS, INC	8,110,000	$8.7M	1.07%
20	CMLSCUMULUS MEDIA INC	971,088	$8.4M	1.04%
21	—ATLANTICUS HOLDINGS	7,593,000	$8.2M	1.00%
22	—PRETIUM RESOURCES	7,297,000	$7.8M	0.96%
23	PSEC 6.375 03/01/25PROSPECT CAPITAL CORPORATION	7,231,000	$7.5M	0.92%
24	AAWW 1.875 06/01/24ATLAS AIR WORLDWIDE HOLDINGS, INC	6,513,000	$7.5M	0.92%
25	—CSG SYSTEMS INTERNATIONAL, INC	6,367,000	$6.8M	0.83%
26	—BOOKING HOLDINGS	5,735,000	$6.7M	0.82%
27	CYBR 0 11/15/24CYBERARK SOFTWARE	5,020,000	$6.1M	0.75%
28	—GREENBRIER COMPANIES	5,855,000	$6.0M	0.73%
29	—WORKDAY, INC	3,309,000	$5.5M	0.68%
30	—BLUEKNIGHT ENERGY PARTNERS	2,629,666	$5.2M	0.64%
31	BHR 5.5 PERP bBRAEMAR HOTELS & RESORTS	321,898	$5.2M	0.64%
32	INSM 1.75 01/15/25INSMED	4,377,000	$5.0M	0.61%
33	NSIT 0.75 02/15/25INSIGHT ENTERPRISES	3,720,000	$4.7M	0.58%
34	TK 5 01/15/23TEEKAY	5,221,000	$4.7M	0.58%
35	—HOSTESS BRANDS	2,928,208	$4.6M	0.57%
36	LITE 0.5 12/15/26LUMENTUM HOLDINGS	3,500,000	$4.3M	0.53%
37	—BAOZUN	4,300,000	$4.2M	0.52%
38	—FIRST MAJESTIC SILVER	2,730,000	$4.1M	0.50%
39	CCOCLEAR CHANNEL HOLDINGS, INC	2,386,572	$3.9M	0.48%
40	—THERAVANCE BIOPHARMA	3,773,000	$3.6M	0.44%
41	—ISTAR INC	3,000,000	$3.5M	0.43%
42	EOSEWEOS ENERGY ENTERPRISES	419,380	$3.5M	0.43%
43	—FORTIVE	3,345,000	$3.4M	0.42%
44	OXY/WSOCCIDENTAL PETROLEUM	500,000	$3.4M	0.42%
45	MLAB 1.375 08/15/25MESA LABORATORIES	2,835,000	$3.4M	0.42%
46	NRG 2.75 06/01/48NRG ENERGY, INC	2,860,000	$3.3M	0.40%
47	—SILICON LABORATORIES	2,160,000	$3.0M	0.37%
48	EEFT 0.75 03/15/49EURONET WORLDWIDE INC	2,630,000	$3.0M	0.36%
49	XEVVXEATON VANCE LIMITED DURATION INCOME FUND	217,221	$2.7M	0.33%
50	KYNKAYNE ANDERSON MLP INVESTMENT COMPANY	433,088	$2.5M	0.31%
51	NVRO 2.75 04/01/25NEVRO CORP	1,320,000	$2.4M	0.30%
52	CURICURIOSITYSTREAM	917,372	$2.4M	0.30%
53	DXCM 0.75 12/01/23DEXCOM	1,000,000	$2.3M	0.28%
54	—US ECOLOGY	325,473	$2.2M	0.28%
55	—INVITATION HOMES	1,560,000	$2.1M	0.26%
56	SHOPCN 0.125 11/01/25SHOPIFY	1,780,000	$2.1M	0.26%
57	—SURO CAPITAL CORP	1,487,000	$2.1M	0.26%
58	USACUSA COMPRESSION PARTNERS	151,715	$2.1M	0.25%
59	UONEURBAN ONE	1,697,414	$2.0M	0.24%
60	—COWEN INC	1,250,000	$1.9M	0.24%
61	—COLONY CAPITAL	1,853,000	$1.8M	0.23%
62	XJQCXNUVEEN CREDIT STRATEGIES INCOME FUND	291,105	$1.8M	0.23%
63	GDLGDL FUND	203,318	$1.8M	0.22%
64	AMANTERO MIDSTREAM	225,000	$1.7M	0.21%
65	JAZZ 1.5 08/15/24JAZZ INVESTMENTS I	1,570,000	$1.7M	0.21%
66	—JOYY INC	1,660,000	$1.7M	0.21%
67	PSTG 0.125 04/15/23PURE STORAGE INC	1,500,000	$1.7M	0.20%
68	—HARMONIC INC	1,500,000	$1.6M	0.20%
69	BMRN 0.599 08/01/24BIOMARIN PHARMACEUTICAL INC	1,500,000	$1.6M	0.20%
70	FLG 6 11/01/51NEW YORK COMMUNITY BANCORP TRUST	34,230	$1.6M	0.19%
71	EXAS 0.375 03/01/28EXACT SCIENCES	1,000,000	$1.3M	0.16%
72	—ILLUMINA INC.	832,000	$1.2M	0.15%
73	CUROEURCURO GROUP	84,537	$1.2M	0.15%
74	KYNKAYNE ANDERSON MIDSTREAM/ENERGY FUND	207,169	$1.2M	0.15%
75	—READY CAPITAL	46,500	$1.1M	0.14%
76	OMER 5.25 02/15/26OMEROS	1,000,000	$1.1M	0.13%
77	—SHIP FINANCE INTERNATIONAL	1,225,000	$1.1M	0.13%
78	OIS 1.5 02/15/23OIL STATES INTERNATIONAL INC.	1,350,000	$1.0M	0.13%
79	—MACQUARIE INFRASTRUCTURE	1,025,885	$1.0M	0.13%
80	—COLONY CAPITAL	208,716	$1.0M	0.12%
81	RLJ 1.95 PERP ARLJ LODGING TRUST	39,087	$994K	0.12%
82	—SHIP FINANCE INTERNATIONAL	1,000,000	$985K	0.12%
83	—PDC ENERGY INC	1,000,000	$980K	0.12%
84	LINTA 3.75 02/15/30LIBERTY INTERACTIVE LLC	1,266,000	$978K	0.12%
85	DISH 2.375 03/15/24DISH NETWORK	1,000,000	$942K	0.12%
86	—SIXTH STREET SPECIALTY LENDING	790,000	$856K	0.11%
87	—CORENERGY INFRASTRUCTURE TRUST	1,150,000	$840K	0.10%
88	—INTERCEPT PHARMACEUTICALS	1,000,000	$785K	0.10%
89	BHRBRAEMAR HOTELS & RESORTS	165,787	$764K	0.09%
90	LILAK 2 07/15/24LIBERTY LATIN AMERICA	800,000	$760K	0.09%
91	—HELIX ENERGY SOLUTIONS GROUP	750,000	$718K	0.09%
92	—NABORS INDUSTRIES INC	1,250,000	$663K	0.08%
93	—SALIENT MIDSTREAM & MLP FUND	145,850	$623K	0.08%
94	—MFA FINANCIAL	518,000	$516K	0.06%
95	—SUPERNUS PHARMACEUTICALS	500,000	$479K	0.06%
96	XFRAXBLACKROCK FLOATING RATE INCOME STRATEGIES FUND	38,276	$464K	0.06%
97	XEVGXEATON VANCE SHORT DURATION DIVERSIFIED INC FUND	34,588	$428K	0.05%
98	NEANUVEEN FLOATING RATE INCOME OPPORTUNITY FUND	46,255	$401K	0.05%
99	BLWBLACKROCK LIMITED DURATION INCOME TRUST	18,396	$293K	0.04%
100	EPDENTERPRISE PRODUCTS PARTNERS, L.P.	14,710	$288K	0.04%

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