ZAZOVE ASSOCIATES LLC Q4 2018 Filing

Filed February 8, 2019

Portfolio Value

$924.7M

Holdings

107

Report Date

Q4 2018

Filing Type

13F-HR

All Holdings (107 positions)

#	Stock	Shares	Value	% Portfolio
1	LMCA 1.375 10/15/23LIBERTY MEDIA	67,611,000	$72.4M	7.83%
2	—BOOKING HOLDINGS	61,584,000	$68.2M	7.37%
3	—INTERDIGITAL INC	58,740,000	$61.8M	6.68%
4	—KAMAN CORPORATION	49,023,000	$52.3M	5.65%
5	—WORKDAY INC	41,499,000	$51.1M	5.53%
6	—SERVICENOW INC.	28,405,000	$39.9M	4.32%
7	—GREENBRIER COMPANIES	35,564,000	$35.1M	3.79%
8	BMRN 0.599 08/01/24BIOMARIN PHARMACEUTICAL INC	33,255,000	$33.3M	3.60%
9	MCHP 1.625 02/15/27MICROCHIP TECHNOLOGY INC	32,455,000	$31.6M	3.42%
10	ATSG 1.125 10/15/24AIR TRANSPORT SERVICES GROUP	32,033,000	$30.7M	3.32%
11	JAZZ 1.5 08/15/24JAZZ INVESTMENTS	29,720,000	$26.9M	2.90%
12	—ILLUMINA INC.	17,765,000	$23.3M	2.52%
13	—RH	19,275,000	$22.5M	2.44%
14	NHI 3.25 04/01/21NATIONAL HEALTH INVESTORS INC.	18,307,000	$20.4M	2.20%
15	—OASIS PETROLEUM	21,360,000	$19.0M	2.06%
16	—THERAVANCE BIOPHARMA	18,010,000	$18.5M	2.00%
17	—FLEXION THERAPEUTICS	22,288,000	$18.1M	1.96%
18	—DYCOM INDUSTRIES INC	17,668,000	$16.4M	1.78%
19	—MICRON TECHNOLOGY INC	13,600,000	$15.1M	1.63%
20	—CORENERGY INFRASTRUCTURE TRUST	14,123,000	$14.7M	1.59%
21	AAWW 1.875 06/01/24ATLAS AIR WORLDWIDE HOLDINGS	14,278,000	$13.7M	1.48%
22	—CSG SYSTEMS INTERNATIONAL INC	13,660,000	$13.6M	1.47%
23	—CAESARS ENTERTAINMENT INC.	10,625,000	$13.2M	1.43%
24	INSM 1.75 01/15/25INSMED	16,601,000	$11.9M	1.29%
25	—II-VI	12,035,000	$11.6M	1.26%
26	—TEAM	11,120,000	$11.1M	1.20%
27	—SILICON LABORATORIES	10,090,000	$10.7M	1.16%
28	—HARMONIC INC	9,072,000	$9.6M	1.04%
29	—ON SEMICONDUCTOR CORP	8,800,000	$9.5M	1.02%
30	—SHIP FINANCE INTERNATIONAL	10,045,000	$9.4M	1.02%
31	—ZILLOW GROUP INC	8,650,000	$7.5M	0.81%
32	—ASCENT CAPITAL GROUP LLC	8,468,000	$7.1M	0.76%
33	—CLOVIS ONCOLOGY INC.	7,820,000	$6.6M	0.72%
34	—NANTHEALTH	11,070,000	$6.6M	0.72%
35	—OSI SYSTEMS	7,010,000	$6.5M	0.70%
36	—MACQUARIE INFRASTRUCTURE	5,519,000	$5.5M	0.59%
37	UONEURBAN ONE	2,701,033	$5.0M	0.54%
38	WFC 7.5 PERP LWELLS FARGO COMPANY	3,801	$4.8M	0.52%
39	—COLONY CAPITAL	4,963,000	$4.4M	0.48%
40	CMLSCUMULUS MEDIA INC	394,666	$4.3M	0.47%
41	—REDFIN	5,330,000	$4.3M	0.46%
42	—CITRIX SYSTEMS INC.	2,852,000	$4.1M	0.44%
43	—VITAMIN SHOPPE INC	4,027,000	$3.5M	0.38%
44	—EMMIS COMMUNICATIONS	1,069,861	$3.4M	0.37%
45	XEVVXEATON VANCE LIMITED DURATION INCOME FUND	248,998	$3.0M	0.32%
46	—JOHNSON JOHNSON	1,655,000	$2.9M	0.32%
47	—INVITATION HOMES	2,800,000	$2.9M	0.31%
48	—ASSERTIO THERAPEUTICS	4,000,000	$2.8M	0.31%
49	XJQCXNUVEEN CREDIT STRATEGIES INCOME FUND	344,705	$2.6M	0.28%
50	—HOSTESS BRANDS	2,448,537	$2.4M	0.26%
51	—CLEAR CHANNEL OUTDOOR HOLDINGS INC	451,871	$2.3M	0.25%
52	—TEVA PHARM	2,503,000	$2.3M	0.25%
53	—COLONY CAPITAL	469,010	$2.2M	0.24%
54	—ZILLOW	2,210,000	$2.2M	0.23%
55	USACUSA COMPRESSION PARTNERS	153,799	$2.0M	0.22%
56	FWONK 1 01/30/23LIBERTY MEDIA CORPORATION	1,895,000	$2.0M	0.21%
57	MCHP 1.625 02/15/25MICROCHIP TECHNOLOGY INC	1,000,000	$1.4M	0.15%
58	GDLGDL FUND	153,142	$1.4M	0.15%
59	—SEACOR HOLDING INC	1,525,000	$1.4M	0.15%
60	—CYPRESS SEMI	1,100,000	$1.3M	0.14%
61	KYNKAYNE ANDERSON MLP INVESTMENT COMPANY	93,000	$1.3M	0.14%
62	—BLUEKNIGHT ENERGY PARTNERS	1,048,265	$1.2M	0.13%
63	—READY CAPITAL	46,500	$1.1M	0.12%
64	—PRA GROUP INC.	1,233,000	$1.1M	0.12%
65	BAC 7.25 PERP LBANK OF AMERICA	875	$1.1M	0.12%
66	—FLY LEASING	96,204	$1.0M	0.11%
67	—ROVI CORPORATION	1,038,000	$987K	0.11%
68	—GOLDMAN SACHS MLP ENERGY RENAISSANCE FUND	224,001	$983K	0.11%
69	—TWITTER	1,000,000	$971K	0.11%
70	—BRISTOW GROUP	2,500,000	$960K	0.10%
71	RLJ 1.95 PERP ARLJ LODGING TRUST	38,630	$949K	0.10%
72	—WHITING PETROLEUM CORPORATION	1,000,000	$949K	0.10%
73	—REDWOOD TRUST INC	880,000	$889K	0.10%
74	—MACQUARIE INFRASTRUCTURE	1,000,000	$870K	0.09%
75	—TPG SPECIALTY LENDING INC.	870,000	$856K	0.09%
76	—WILLSCOT CORPORATION	90,198	$850K	0.09%
77	—ARES CAPITAL CORPORATION	840,000	$840K	0.09%
78	LINTA 3.75 02/15/30LIBERTY MEDIA	1,250,000	$831K	0.09%
79	—WEATHERFORD INTERNATIONAL LIMITED	1,250,000	$797K	0.09%
80	—DASEKE	4,428,325	$775K	0.08%
81	CUROEURCURO GROUP	79,174	$751K	0.08%
82	—STEEL CONNECT	700,000	$697K	0.08%
83	—HELIX ENERGY SOLUTIONS GROUP	740,000	$686K	0.07%
84	—PROSPECT CAPITAL CORPORATION	700,000	$676K	0.07%
85	—BLACKROCK TCP CAPITAL	675,000	$659K	0.07%
86	—GSV CAPITAL CORP.	750,000	$645K	0.07%
87	KYNKAYNE ANDERSON MIDSTREAM/ENERGY FUND	60,913	$588K	0.06%
88	NVROEURNEVRO CORP	13,900	$541K	0.06%
89	XPHDXPIONEER FLOATING RATE TRUST	47,798	$470K	0.05%
90	XFRAXBLACKROCK FLOATING RATE INCOME STRATEGIES FUND	38,276	$455K	0.05%
91	—AVID TECHNOLOGY	500,000	$453K	0.05%
92	—CINEDIGM CORP	781,872	$446K	0.05%
93	—PDC ENERGY INC	500,000	$445K	0.05%
94	NEANUVEEN FLOATING RATE INCOME OPPORTUNITY FUND	46,255	$417K	0.05%
95	GELGENESIS ENERGY L.P.	20,500	$379K	0.04%
96	DSKEUSDDASEKE	98,325	$362K	0.04%
97	NIHDEURNII HOLDINGS	75,000	$331K	0.04%
98	—PERNIX THERAPEUTICS HOLDINGS	2,000,000	$300K	0.03%
99	—CTRIP.COM INTERNATIONAL LTD	300,000	$291K	0.03%
100	GLUGABELLI GLOBAL UTILITY INCOME TRUST	17,271	$278K	0.03%

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