ZAZOVE ASSOCIATES LLC Q3 2021 Filing

Filed October 25, 2021

Portfolio Value

$1.1B

Holdings

154

Report Date

Q3 2021

Filing Type

13F-HR

All Holdings (154 positions)

#	Stock	Shares	Value	% Portfolio
101	—AUSTERLITZ ACQUISITION	726,072	$1.2M	0.11%
102	—US ECOLOGY	217,965	$1.2M	0.11%
103	—APOLLO COMMERCIAL REAL ESTATE FINANCE, INC.	1,150,000	$1.2M	0.10%
104	—THERAVANCE BIOPHARMA	1,250,000	$1.2M	0.10%
105	—NABORS INDUSTRIES INC	1,250,000	$1.1M	0.10%
106	—FIRST MAJESTIC SILVER	846,000	$1.1M	0.10%
107	—TRIP.COM GROUP	850,000	$1.1M	0.10%
108	OMER 5.25 02/15/26OMEROS	1,000,000	$1.1M	0.09%
109	RIG 0.5 01/30/23TRANSOCEAN INC	1,250,000	$1.1M	0.09%
110	SLAB 0.625 06/15/25SILICON LABORATORIES	790,000	$1.0M	0.09%
111	BKNG 0.75 05/01/25BOOKING HOLDINGS	678,000	$1.0M	0.09%
112	—TEAM	1,046,000	$1.0M	0.09%
113	—SALIENT MIDSTREAM & MLP FUND	156,650	$995K	0.09%
114	LINTA 3.75 02/15/30LIBERTY INTERACTIVE LLC	1,266,000	$987K	0.09%
115	DISH 2.375 03/15/24DISH NETWORK	1,000,000	$978K	0.09%
116	—IRONNET	203,574	$927K	0.08%
117	—INTERCEPT PHARMACEUTICALS	1,000,000	$907K	0.08%
118	—SOFI TECHNOLOGIES	140,000	$874K	0.08%
119	—JOYY INC	860,000	$809K	0.07%
120	PSFEPAYSAFE	404,123	$750K	0.07%
121	—HELIX ENERGY SOLUTIONS GROUP	750,000	$750K	0.07%
122	—LANDSEA HOMES	2,916,304	$714K	0.06%
123	TBPHTHERAVANCE BIOPHARMA	91,669	$678K	0.06%
124	—FINANCE OF AMERICA COMPANIES	1,012,171	$650K	0.06%
125	—CANO HEALTH	129,450	$536K	0.05%
126	—MFA FINANCIAL	518,000	$532K	0.05%
127	XFRAXBLACKROCK FLOATING RATE INCOME STRATEGIES FUND	38,276	$511K	0.04%
128	—SUPERNUS PHARMACEUTICALS	500,000	$492K	0.04%
129	BFLYWBUTTERFLY NETWORK	174,427	$487K	0.04%
130	NEANUVEEN FLOATING RATE INCOME OPPORTUNITY FUND	46,255	$462K	0.04%
131	CURICURIOSITYSTREAM	150,157	$444K	0.04%
132	—FREYR BATTERY	139,700	$388K	0.03%
133	MAPSWWM TECHNOLOGY	72,524	$346K	0.03%
134	EPDENTERPRISE PRODUCTS PARTNERS, L.P.	14,710	$318K	0.03%
135	—CONMED CORP	200,000	$310K	0.03%
136	WIX 0 08/15/25WIX.COM	300,000	$290K	0.03%
137	WSCWILLSCOT MOBILE MINI HOLDINGS	8,470	$269K	0.02%
138	—APOLLO SENIOR FLOATING RATE	14,507	$229K	0.02%
139	GELGENESIS ENERGY L.P.	20,500	$204K	0.02%
140	WFRDWEATHERFORD INT'L	9,512	$187K	0.02%
141	TMCWWTHE METALS COMPANY	187,526	$181K	0.02%
142	JSPRWJASPER THERAPEUTICS	124,993	$178K	0.02%
143	—DASEKE	621,375	$128K	0.01%
144	JAZZ 1.5 08/15/24JAZZ INVESTMENTS I	120,000	$122K	0.01%
145	FET 9 08/04/25FORUM ENERGY TECHNOLOGIES	92,399	$89K	0.01%
146	CTVHELIX ENERGY SOLUTIONS GROUP	20,000	$78K	0.01%
147	XPHDXPIONEER FLOATING RATE TRUST	6,511	$75K	0.01%
148	—NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND	3,007	$45K	0.00%
149	—MUDRICK CAPITAL ACQUISITION	21,800	$13K	0.00%
150	LEVWQLION ELECTRIC	3,405	$12K	0.00%
151	JFRNUVEEN FLOATING RATE INCOME FUND	1,000	$10K	0.00%
152	—PERSHING SQUARE TONTINE	6,600	$8K	0.00%
153	—SKILLSOFT	1,500	$4K	0.00%
154	PCTTWPURECYCLE TECHNOLOGIES	300	$2K	0.00%

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