ZAZOVE ASSOCIATES LLC Q3 2020 Filing

Filed October 27, 2020

Portfolio Value

$769.1M

Holdings

109

Report Date

Q3 2020

Filing Type

13F-HR

All Holdings (109 positions)

#	Stock	Shares	Value	% Portfolio
1	LUV 1.25 05/01/25SOUTHWEST AIRLINES	52,160,000	$68.1M	8.86%
2	—KAMAN CORPORATION	63,103,000	$62.3M	8.10%
3	—COWEN INC	54,489,000	$59.5M	7.74%
4	LMCA 1.375 10/15/23LIBERTY MEDIA	44,683,000	$49.0M	6.37%
5	—ILLUMINA INC.	36,432,000	$47.0M	6.12%
6	—INTERDIGITAL, INC	36,056,000	$37.3M	4.85%
7	PANW 0.75 07/01/23PALO ALTO NETWORKS	26,090,000	$29.5M	3.84%
8	AKAM 0.125 05/01/25AKAMAI TECH	21,030,000	$27.1M	3.52%
9	ATSG 1.125 10/15/24AIR TRANSPORT SERVICES GROUP	23,521,000	$24.8M	3.23%
10	—ON SEMICONDUCTOR CORP	18,492,000	$24.4M	3.17%
11	—BOOKING HOLDINGS	21,895,000	$23.5M	3.05%
12	AKAM 0.375 09/01/27AKAMAI TECH	17,050,000	$19.7M	2.56%
13	—HOPE BANCORP	18,665,000	$15.4M	2.00%
14	KBR 2.5 11/01/23KBR	12,790,000	$14.5M	1.89%
15	—FLEXION THERAPEUTICS	17,668,000	$14.0M	1.82%
16	—WORKDAY, INC	8,719,000	$13.4M	1.75%
17	—HELIX ENERGY SOLUTIONS GROUP	16,109,000	$13.0M	1.69%
18	AYX 1 08/01/26ALTERYX	12,385,000	$12.4M	1.61%
19	—GREENBRIER COMPANIES	13,440,000	$12.3M	1.60%
20	ILMN 0 08/15/23ILLUMINA INC	11,496,000	$12.2M	1.59%
21	PSEC 6.375 03/01/25PROSPECT CAPITAL CORPORATION	11,631,000	$12.0M	1.56%
22	—TEAM	13,385,000	$11.2M	1.46%
23	NHI 3.25 04/01/21NATIONAL HEALTH INVESTORS, INC	8,550,000	$8.8M	1.14%
24	INSM 1.75 01/15/25INSMED	7,410,000	$8.1M	1.05%
25	—CSG SYSTEMS INTERNATIONAL, INC	6,600,000	$6.9M	0.90%
26	—CONMED CORP	5,619,000	$6.3M	0.82%
27	—ATLANTICUS HOLDINGS	7,593,000	$5.3M	0.69%
28	CMLSCUMULUS MEDIA INC	971,152	$5.2M	0.67%
29	TK 5 01/15/23TEEKAY	5,221,000	$4.3M	0.56%
30	NRG 2.75 06/01/48NRG ENERGY, INC	4,045,000	$4.2M	0.55%
31	—UNISYS	3,356,000	$4.1M	0.53%
32	PENN 2.75 05/15/26PENN NATIONAL GAMING	1,250,000	$4.0M	0.52%
33	—BLUEKNIGHT ENERGY PARTNERS	2,598,100	$4.0M	0.52%
34	—BAOZUN	4,300,000	$4.0M	0.52%
35	AAWW 1.875 06/01/24ATLAS AIR WORLDWIDE HOLDINGS, INC	3,058,000	$3.7M	0.48%
36	BHR 5.5 PERP bBRAEMAR HOTELS & RESORTS	301,734	$3.6M	0.47%
37	NSIT 0.75 02/15/25INSIGHT ENTERPRISES	3,220,000	$3.4M	0.44%
38	—THERAVANCE BIOPHARMA	3,773,000	$3.4M	0.44%
39	—ISTAR INC	3,000,000	$3.2M	0.42%
40	—HOSTESS BRANDS	3,844,861	$3.2M	0.41%
41	MLAB 1.375 08/15/25MESA LABORATORIES	2,835,000	$3.1M	0.41%
42	FLG 6 11/01/51NEW YORK COMMUNITY BANCORP TRUST	65,591	$2.9M	0.38%
43	MCHP 1.625 02/15/27MICROCHIP TECHNOLOGY INC	1,810,000	$2.8M	0.36%
44	—SILICON LABORATORIES	2,160,000	$2.6M	0.34%
45	MELI 2 08/15/28MERCADOLIBRE	1,000,000	$2.5M	0.33%
46	DXCM 0.75 12/01/23DEXCOM	1,000,000	$2.5M	0.33%
47	EEFT 0.75 03/15/49EURONET WORLDWIDE INC	2,630,000	$2.5M	0.33%
48	—PURPLE INNOVATION	385,784	$2.5M	0.33%
49	XEVVXEATON VANCE LIMITED DURATION INCOME FUND	217,221	$2.5M	0.32%
50	CCOCLEAR CHANNEL HOLDINGS, INC	2,383,158	$2.4M	0.31%
51	—CLEVELAND-CLIFFS	2,295,000	$2.4M	0.31%
52	—REALPAGE	1,440,000	$2.1M	0.28%
53	NVRO 2.75 04/01/25NEVRO CORP.	1,320,000	$2.1M	0.27%
54	—INVITATION HOMES	1,560,000	$2.0M	0.26%
55	UONEURBAN ONE	1,695,714	$2.0M	0.26%
56	HOUSREALOGY HOLDINGS	204,861	$1.9M	0.25%
57	—US ECOLOGY	332,787	$1.8M	0.24%
58	—COLONY CAPITAL	1,853,000	$1.8M	0.23%
59	KYNKAYNE ANDERSON MLP INVESTMENT COMPANY	433,088	$1.7M	0.22%
60	—SURO CAPITAL CORP	1,487,000	$1.7M	0.22%
61	XJQCXNUVEEN CREDIT STRATEGIES INCOME FUND	272,805	$1.6M	0.21%
62	OMER 5.25 02/15/26OMEROS	1,897,000	$1.6M	0.21%
63	USACUSA COMPRESSION PARTNERS	151,715	$1.5M	0.20%
64	PSTG 0.125 04/15/23PURE STORAGE INC	1,500,000	$1.4M	0.19%
65	GDLGDL FUND	170,718	$1.4M	0.19%
66	—FORTIVE	1,345,000	$1.4M	0.18%
67	—JOYY INC	1,200,000	$1.3M	0.17%
68	AMANTERO MIDSTREAM	225,000	$1.2M	0.16%
69	—SHIP FINANCE INTERNATIONAL	1,220,000	$1.2M	0.16%
70	—READY CAPITAL	46,500	$1.1M	0.14%
71	EXAS 0.375 03/01/28EXACT SCIENCES	1,000,000	$1.1M	0.14%
72	—PDC ENERGY INC	1,000,000	$961K	0.12%
73	—COLONY CAPITAL	351,824	$960K	0.12%
74	LINTA 3.75 02/15/30LIBERTY INTERACTIVE LLC	1,266,000	$950K	0.12%
75	—MACQUARIE INFRASTRUCTURE	1,025,885	$934K	0.12%
76	RLJ 1.95 PERP ARLJ LODGING TRUST	39,087	$910K	0.12%
77	DISH 2.375 03/15/24DISH NETWORK	1,000,000	$904K	0.12%
78	KYNKAYNE ANDERSON MIDSTREAM/ENERGY FUND	207,169	$835K	0.11%
79	—CORENERGY INFRASTRUCTURE TRUST	1,150,000	$825K	0.11%
80	—SIXTH STREET SPECIALTY LENDING	790,000	$819K	0.11%
81	—INTERCEPT PHARMACEUTICALS	1,000,000	$801K	0.10%
82	—SHIP FINANCE INTERNATIONAL	900,000	$794K	0.10%
83	OIS 1.5 02/15/23OIL STATES INTERNATIONAL INC.	1,350,000	$769K	0.10%
84	—HELIX ENERGY SOLUTIONS GROUP	750,000	$709K	0.09%
85	LILAK 2 07/15/24LIBERTY LATIN AMERICA	800,000	$655K	0.09%
86	DSKEUSDDASEKE	114,481	$615K	0.08%
87	CUROEURCURO GROUP	84,537	$596K	0.08%
88	WSCWILLSCOT MOBILE MINI HOLDINGS	30,630	$511K	0.07%
89	RGENREPLIGEN	350,000	$500K	0.07%
90	—MFA FINANCIAL	518,000	$486K	0.06%
91	XPHDXPIONEER FLOATING RATE TRUST	47,798	$483K	0.06%
92	—SUPERNUS PHARMACEUTICALS	500,000	$462K	0.06%
93	XFRAXBLACKROCK FLOATING RATE INCOME STRATEGIES FUND	38,276	$440K	0.06%
94	BHRBRAEMAR HOTELS & RESORTS	165,787	$414K	0.05%
95	XEVGXEATON VANCE SHORT DURATION DIVERSIFIED INC FUND	34,588	$396K	0.05%
96	NEANUVEEN FLOATING RATE INCOME OPPORTUNITY FUND	46,255	$379K	0.05%
97	KMI 4.75 03/31/28EL PASO ENERGY CAPITAL TRUST	7,706	$364K	0.05%
98	—SALIENT MIDSTREAM & MLP FUND	100,550	$352K	0.05%
99	LYV 2.5 03/15/23LIVE NATION ENTERTAINMENT	300,000	$335K	0.04%
100	—NABORS INDUSTRIES INC	1,250,000	$331K	0.04%

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